PhenixFIN Corp
Close on Oct 19, 2026
- Market cap
- $85.03M
- P/E (TTM)
- 18.2
- Dividend yield
- –
About PhenixFIN
PhenixFIN Corporation operates as an internally managed, closed-end investment company that is regulated as a business development company. Its core objective is generating current income and long-term capital appreciation. The company primarily provides debt financing—including senior secured first and second lien term loans, notes, and unitranche facilities—alongside private equity investments to privately held businesses. It also extends financing and equity to publicly traded entities, closed-end funds, and real estate investment trusts. Additionally, PhenixFIN manages specialized business operations, including asset-based lending directed at the gemstone and jewelry trade, and holds an insurance underwriting business providing life, accident, health, and property and casualty coverage.
The company focuses its direct lending activities across varied sectors, including business services, insurance, real estate, consumer services, aerospace and defense, and construction. Its principal executive offices are located in New York, New York.
Summary of the business section of PhenixFIN's latest annual report, written by StockData.
Company profile
Company
- Legal name
- PhenixFIN Corp
- Founded
- 2011
- Headquarters
- New York, NY
- Address
- 445 Park Avenue, 9th Floor 10022
- Phone
- (212) 759-0777
- Website
- phenixfc.com
- Employees
- 1,000, Sep 30, 2015
- Incorporated in
- Delaware
- Fiscal year ends
- September 30
- Auditor
- KPMG LLP, New York, New York
Stock & identifiers
- Ticker
- PFX
- Other tickers
- PFXNZ
- Exchange
- Nasdaq
- IPO date
- Jan 20, 2011
- Shares outstanding
- 2M, Aug 5, 2026
- Public float
- $81.35M, Mar 31, 2025
- Filer category
- Non-accelerated filer
- Stock splits
- 1-for-20 reverse, Jul 27, 2020
- SEC CIK
- 1490349
- CUSIP
- 71742W103
- ISIN
- US71742W1036
- LEI
- 549300JJH1QEB0RKNO53
- EIN
- 27-4576073
Executives and directors
Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years
| Name | Position | Shares owned |
|---|---|---|
| David A. Lorber | CHAIRMAN AND CEO, Director | 254,049 |
| Ellida McMillan | CHIEF FINANCIAL OFFICER | 3,428 |
| Howard Amster | Director | 275,475 |
| Lowell W. Robinson | Director | 3,000 |
| Karin Hirtler-Garvey | Director | 1,500 |
CEO pay and shareholder return
Pay versus performance table from the proxy statement
| Fiscal year | CEO total pay | CEO pay actually paid | Other executives (avg) | Value of $100 invested | Peer group |
|---|---|---|---|---|---|
| FY2025 David A.Lorber | $2.61M | $2.61M | $1.25M | $284 | $206 |
| FY2024 David A.Lorber | $2.87M | $2.87M | $1.31M | $276 | $205 |
| FY2024 PEO | $2.87M | – | $1.31M | $276 | $205 |
| FY2023 David A.Lorber | $1.93M | $1.93M | $890.00K | $213 | $177 |
| FY2023 PEO | $1.93M | – | $890.00K | $213 | $177 |
| FY2022 David A.Lorber | $1.18M | $1.18M | $614.93K | $196 | $131 |
“Actually paid” adjusts reported pay for changes in the value of equity awards. Shareholder return assumes $100 invested at the start of the measurement period, as disclosed by the company.
Employees
Headcount reported in annual reports
“of facility space, eight production lines and employ over 1,000 non-union workers.”
Corporate history
Events identified from SEC filings