NPBNYSEState Commercial Banks
NORTHPOINTE BANCSHARES INC
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 13, 2026
$15.32−0.20 (-1.29%)
Close on Oct 19, 2026
- Market cap
- $542.59M
- P/E (TTM)
- 6.6
- Dividend yield
- 0.65%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
63.8%
22M of 35M shares
Institutional holders
121
19 new, 12 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
8 buys · 24 sales
Net bought $2.41M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Wellington Group Holdings LLP | 4,507,932 | 13.10% | 13G (passive) amendment | Mar 31, 2026 |
| Wellington Management Group LLP | 3,651,674 | 10.60% | 13G (passive) amendment | Jun 30, 2026 |
| Wellington Management Company LLP | 3,339,618 | 11.00% | 13G (passive) amendment | Apr 30, 2025 |
| Castle Creek Capital Partners VII, LP | 3,284,645 | 9.90% | 13G (passive) | Dec 31, 2025 |
| Castle Creek Capital VII LLC | 3,137,091 | 9.90% | 13G (passive) | Jun 30, 2025 |
| Charles A. Williams | 3,123,320 | 9.10% | 13G (passive) | Feb 14, 2025 |
| Second Rewritten Trust Indenture of John S Simoni | 3,064,142 | 8.90% | 13G (passive) amendment | Jun 30, 2026 |
| Adage Capital Management, L.P. | 2,601,503 | 7.54% | 13G (passive) amendment | Mar 31, 2026 |
| John S. Simoni | 2,575,664 | 7.50% | 13G (passive) | Feb 14, 2025 |
| Annie Gainey | 2,545,762 | 7.40% | 13G (passive) amendment | May 12, 2025 |
| Robert Atchinson | 1,794,104 | 5.22% | 13G (passive) | Sep 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NPB | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Wellington Management Group Llp | 3,651,674 | 10.56% | $70.04M | −856,258 | 0.01% |
| Adage Capital Partners Gp, L.L.C. | 2,840,757 | 8.21% | $54.49M | +239,254 | 0.08% |
| BlackRock, Inc. | 1,597,569 | 4.62% | $30.64M | +206,069 | 0.00% |
| Boston Partners | 1,246,256 | 3.60% | $23.90M | +31,069 | 0.02% |
| Morgan Stanley | 917,918 | 2.65% | $17.61M | −91,488 | 0.00% |
| Vanguard Capital Management LLC | 903,509 | 2.61% | $17.33M | −22,527 | 0.00% |
| Hotchkis & Wiley Capital Management LLC | 756,190 | 2.19% | $14.50M | +18,820 | 0.04% |
| American Century Companies Inc | 684,133 | 1.98% | $13.12M | +202,435 | 0.01% |
| Maltese Capital Management LLC | 497,600 | 1.44% | $9.54M | −74,575 | 1.74% |
| Algebris (UK) Ltd | 471,907 | 1.36% | $9.02M | −6,597 | 0.59% |
| Two Sigma Investments, LP | 464,361 | 1.34% | $8.91M | −136,294 | 0.01% |
| Geode Capital Management, LLC | 401,771 | 1.16% | $7.71M | +40,995 | 0.00% |
| Goldman Sachs Group Inc | 375,948 | 1.09% | $7.21M | −23,156 | 0.00% |
| Russell Investments Group, Ltd. | 370,626 | 1.07% | $7.11M | −24,476 | 0.01% |
| State Street Corp | 364,069 | 1.05% | $6.98M | +29,140 | 0.00% |
| Jacobs Asset Management, LLC | 350,000 | 1.01% | $6.71M | −75,000 | 4.22% |
| State Of Wisconsin Investment Board | 270,432 | 0.78% | $5.19M | −29,037 | 0.01% |
| JPMorgan Chase & Co | 254,451 | 0.74% | $4.88M | −56,051 | 0.00% |
| Bank Of America Corp /De/ | 220,806 | 0.64% | $4.24M | +5,262 | 0.00% |
| CSM Advisors, LLC | 208,390 | 0.60% | $4.00K | New | 0.09% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 121 | 22M | 63.8% | 19 / 46 | 43 / 12 | 2M | 3M |
| Q1 2026 | 115 | 22M | 64.6% | 34 / 45 | 24 / 13 | 7M | 1M |
| Q4 2025 | 95 | 17M | 49.9% | 21 / 54 | 14 / 5 | 3M | 0M |
| Q3 2025 | 79 | 14M | 41.7% | 22 / 30 | 20 / 11 | 3M | 2M |
| Q2 2025 | 68 | 13M | 37.9% | 32 / 16 | 14 / 11 | 3M | 2M |
| Q1 2025 | 48 | 12M | 34.3% | 48 / 0 | 0 / 0 | 12M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of NPB | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 764,580 | 2.21% | $14.66M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 555,097 | 1.61% | $10.65M | 0.01% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 464,281 | 1.34% | $7.93M | 0.03% | May 31, 2026 |
| Column Small Cap Select Fund | 416,693 | 1.20% | $7.12M | 0.38% | May 31, 2026 |
| Columbia Small Cap Value Discovery Fund | 256,680 | 0.74% | $4.49M | 0.18% | Jul 31, 2026 |
| Fidelity Small Cap Index Fund | 223,470 | 0.65% | $3.91M | 0.01% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 207,227 | 0.60% | $3.97M | 0.03% | Jun 30, 2026 |
| RMB Mendon Financial Services Fund | 200,000 | 0.58% | $3.84M | 1.48% | Jun 30, 2026 |
| Hotchkis and Wiley Small Cap Diversified Value Fund | 187,800 | 0.54% | $3.60M | 0.39% | Jun 30, 2026 |
| WPG Partners Select Small Cap Value Fund | 164,518 | 0.48% | $2.81M | 1.20% | May 31, 2026 |
| College Retirement Equities Fund - Total Global Stock Account | 153,236 | 0.44% | $2.94M | 0.00% | Jun 30, 2026 |
| SmallCap Value Fund II | 122,425 | 0.35% | $2.14M | 0.17% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 115,119 | 0.33% | $2.21M | 0.00% | Jun 30, 2026 |
| Vanguard Russell 2000 Index Fund | 105,366 | 0.30% | $1.80M | 0.01% | May 31, 2026 |
| U.S. Small Cap Equity Fund | 94,973 | 0.27% | $1.66M | 0.17% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Charles Alan Williams | CHAIRMAN & CEO, Director, 10% owner | 3,119,445 | 9.02% | Sep 2, 2026 |
| Joseph B. Long | Chief Operating Officer | – | – | Sep 22, 2026 |
| Kevin J. Comps | PRESIDENT & SECRETARY | 58,664 | 0.17% | Jun 5, 2026 |
| Brad T. Howes | EVP, CHIEF FINANCIAL OFFICER | 13,133 | 0.04% | Jun 5, 2026 |
| Amy M. Butler | EVP, NATIONAL SALES | 7,000 | 0.02% | Jun 5, 2026 |
| David J. Christel | PRES, MORTGAGE PURCH PROGRAM | 211,429 | 0.61% | Jun 5, 2026 |
| David Stevens Hooker | Director | 806,879 | 2.33% | Aug 17, 2026 |
| Carrie L. Boer | Director | – | – | Jun 18, 2026 |
| Rajeev Kumar Chaudhary | Director | – | – | Jun 18, 2026 |
| John Robert Tuttle | Director | – | – | Jun 18, 2026 |
| Rodney E. Hood | Director | – | – | Jun 18, 2026 |
| Vlieger Robert W. De II | Director | 760,828 | 2.20% | Jun 18, 2026 |
| David F. Lawrence | Director | 1,000 | 0.00% | Jun 18, 2026 |
| Richard Jeffery Dean | Director | 557,171 | 1.61% | Mar 10, 2026 |
| Bruce L. Edger | Director | 220,830 | 0.64% | Nov 24, 2025 |
| John M. Eggemeyer Iii | Director | 0 | – | Feb 13, 2025 |
| A. Williams TR Charles A. Williams Trust Charles | 10% owner | 3,310,180 | 9.57% | Sep 2, 2026 |
| Rewrittwen Trust Indenture of the John S. Simoni Living Trust Second | 10% owner | 2,575,664 | 7.45% | Feb 20, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| A. Williams TR Charles A. Williams Trust Charles 10% owner | Sep 1, 2026 | Buy | +85,000 | $16.74 | $1.42M | 2,475,962 |
| A. Williams TR Charles A. Williams Trust Charles 10% owner | Aug 26, 2026 | Buy | +48,312 | $16.95 | $818.89K | 2,390,962 |
| A. Williams TR Charles A. Williams Trust Charles 10% owner | Aug 25, 2026 | Buy | +30,000 | $16.95 | $508.50K | 2,342,650 |
| David Stevens Hooker Director | Aug 14, 2026 | Sale(10b5-1 plan) | −720 | $17.50 | $12.60K | 806,879 |
| David Stevens Hooker Director | Aug 14, 2026 | Sale(10b5-1 plan) | −52 | $17.51 | $911 | 10,000 |
| David Stevens Hooker Director | Aug 13, 2026 | Sale(10b5-1 plan) | −339 | $17.53 | $5.94K | 807,599 |
| David Stevens Hooker Director | Aug 13, 2026 | Sale(10b5-1 plan) | −24 | $17.53 | $421 | 10,052 |
| David Stevens Hooker Director | Aug 4, 2026 | Sale(10b5-1 plan) | −2,946 | $17.57 | $51.76K | 807,938 |
| David Stevens Hooker Director | Aug 4, 2026 | Sale(10b5-1 plan) | −210 | $17.57 | $3.69K | 10,076 |
| David Stevens Hooker Director | Aug 3, 2026 | Sale(10b5-1 plan) | −214 | $17.59 | $3.76K | 10,286 |
| David Stevens Hooker Director | Aug 3, 2026 | Sale(10b5-1 plan) | −2,995 | $17.59 | $52.68K | 810,884 |
| David Stevens Hooker Director | Jul 1, 2026 | Sale(10b5-1 plan) | −7,000 | $19.30 | $135.10K | 813,879 |
| David Stevens Hooker Director | Jul 1, 2026 | Sale(10b5-1 plan) | −500 | $19.30 | $9.65K | 10,500 |
| David Stevens Hooker Director | Jun 9, 2026 | Sale(10b5-1 plan) | −157 | $17.70 | $2.78K | 11,000 |
| David Stevens Hooker Director | Jun 9, 2026 | Sale(10b5-1 plan) | −2,194 | $17.70 | $38.83K | 820,879 |
| David Stevens Hooker Director | Jun 8, 2026 | Sale(10b5-1 plan) | −722 | $17.52 | $12.65K | 823,073 |
| David Stevens Hooker Director | Jun 8, 2026 | Sale(10b5-1 plan) | −17 | $17.53 | $298 | 11,157 |
| David Stevens Hooker Director | Jun 5, 2026 | Sale(10b5-1 plan) | −234 | $17.52 | $4.10K | 823,795 |
| David Stevens Hooker Director | Jun 5, 2026 | Sale(10b5-1 plan) | −51 | $17.52 | $894 | 11,174 |
| David Stevens Hooker Director | Jun 2, 2026 | Sale(10b5-1 plan) | −3,850 | $17.50 | $67.38K | 824,029 |
| David Stevens Hooker Director | Jun 2, 2026 | Sale(10b5-1 plan) | −275 | $17.51 | $4.82K | 11,225 |
| A. Williams TR Charles A. Williams Trust Charles 10% owner | May 13, 2026 | Buy | +25,000 | $17.08 | $427.00K | 2,312,650 |
| Charles Alan Williams CHAIRMAN & CEO, Director, 10% owner | May 12, 2026 | Buy | +25,000 | $17.21 | $430.25K | 2,287,650 |
| David Stevens Hooker Director | May 1, 2026 | Sale(10b5-1 plan) | −500 | $17.82 | $8.91K | 11,500 |
| David Stevens Hooker Director | May 1, 2026 | Sale(10b5-1 plan) | −7,000 | $17.82 | $124.74K | 827,879 |
| Kevin J. Comps PRESIDENT & SECRETARY | Apr 1, 2026 | Tax withholding | −4,017 | $17.26 | $69.33K | 51,268 |
| Kevin J. Comps PRESIDENT & SECRETARY | Apr 1, 2026 | Option exercise | +9,333 | – | – | 55,285 |
| Amy M. Butler EVP, NATIONAL SALES | Apr 1, 2026 | Option exercise | +7,000 | – | – | 7,000 |
| Amy M. Butler EVP, NATIONAL SALES | Apr 1, 2026 | Tax withholding | −2,173 | $17.26 | $37.51K | 4,827 |
| Charles Alan Williams CHAIRMAN & CEO, Director, 10% owner | Apr 1, 2026 | Option exercise | +9,333 | – | – | 113,789 |
| Charles Alan Williams CHAIRMAN & CEO, Director, 10% owner | Apr 1, 2026 | Option exercise | +49,560 | – | – | 104,456 |
| Brad T. Howes EVP, CHIEF FINANCIAL OFFICER | Apr 1, 2026 | Option exercise | +7,000 | – | – | 13,133 |
| Brad T. Howes EVP, CHIEF FINANCIAL OFFICER | Apr 1, 2026 | Tax withholding | −2,912 | $17.26 | $50.26K | 10,221 |
| David J. Christel PRES, MORTGAGE PURCH PROGRAM | Apr 1, 2026 | Option exercise | +9,333 | – | – | 211,429 |
| David J. Christel PRES, MORTGAGE PURCH PROGRAM | Apr 1, 2026 | Tax withholding | −3,673 | $17.26 | $63.40K | 207,756 |
| Richard Jeffery Dean Director | Mar 9, 2026 | Sale | −57,619 | $17.55 | $1.01M | 557,171 |
| David F. Lawrence Director | Mar 3, 2026 | Buy | +500 | $18.19 | $9.10K | 1,000 |
| Charles Alan Williams CHAIRMAN & CEO, Director, 10% owner | Feb 12, 2026 | Buy | +23,450 | $16.88 | $395.84K | 54,896 |
| Charles Alan Williams CHAIRMAN & CEO, Director, 10% owner | Feb 11, 2026 | Buy | +14,205 | $16.90 | $240.06K | 31,446 |
| Amy M. Butler EVP, NATIONAL SALES | Jan 29, 2026 | Sale | −6,365 | $17.50 | $111.39K | 0 |
| Amy M. Butler EVP, NATIONAL SALES | Jan 27, 2026 | Sale | −3,111 | $17.95 | $55.84K | 13,165 |
| Amy M. Butler EVP, NATIONAL SALES | Jan 27, 2026 | Sale | −6,800 | $18.05 | $122.74K | 6,365 |
| Kevin J. Comps PRESIDENT & SECRETARY | Dec 19, 2025 | Option exercise | +79,696.67 | – | – | 80,697 |
| Kevin J. Comps PRESIDENT & SECRETARY | Dec 19, 2025 | Tax withholding | −34,744.67 | $17.67 | $613.94K | 45,952 |
| Amy M. Butler EVP, NATIONAL SALES | Dec 19, 2025 | Option exercise | +23,096.67 | – | – | 23,097 |
| Amy M. Butler EVP, NATIONAL SALES | Dec 19, 2025 | Tax withholding | −6,820.67 | $17.67 | $120.52K | 16,276 |
| Brad T. Howes EVP, CHIEF FINANCIAL OFFICER | Dec 19, 2025 | Option exercise | +8,590 | – | – | 8,590 |
| Brad T. Howes EVP, CHIEF FINANCIAL OFFICER | Dec 19, 2025 | Tax withholding | −2,457 | $17.67 | $43.42K | 6,133 |
| David J. Christel PRES, MORTGAGE PURCH PROGRAM | Dec 19, 2025 | Tax withholding | −33,800.67 | $17.67 | $597.26K | 202,096 |
| David J. Christel PRES, MORTGAGE PURCH PROGRAM | Dec 19, 2025 | Option exercise | +85,896.67 | – | – | 235,897 |
| A. Williams TR Charles A. Williams Trust Charles 10% owner | Dec 11, 2025 | Gift | −140,000 | – | – | 2,262,650 |
| Bruce L. Edger Director | Nov 17, 2025 | Gift | −3,000 | – | – | 220,830 |
| David F. Lawrence Director | Oct 24, 2025 | Buy | +500 | $16.58 | $8.29K | 500 |
| David Stevens Hooker Director | Sep 12, 2025 | Sale | −65,161 | $18.21 | $1.19M | 834,879 |
| A. Williams TR Charles A. Williams Trust Charles 10% owner | Apr 1, 2025 | Gift | −49,560 | – | – | 17,241 |
| A. Williams TR Charles A. Williams Trust Charles 10% owner | Apr 1, 2025 | Gift | +49,560 | – | – | 2,402,650 |
| Charles Alan Williams Chairman and CEO, Director, 10% owner | Apr 1, 2025 | Option exercise | +49,560 | – | – | 66,801 |
| Vlieger Robert W. De II Director | Mar 4, 2025 | Sale | −50,819 | $13.56 | $689.11K | 760,828 |
| Charles Alan Williams Chairman and CEO, Director, 10% owner | Feb 18, 2025 | Buy | +17,241 | $14.50 | $249.99K | 17,241 |
| Rewrittwen Trust Indenture of the John S. Simoni Living Trust Second 10% owner | Feb 18, 2025 | Sale | −66,956 | $14.50 | $970.86K | 2,575,664 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| David Stevens Hooker Director | Aug 14, 2026 | 52 | $910 | Aug 14, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Aug 14, 2026 | 720 | $12.60K | Aug 14, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Aug 13, 2026 | 24 | $421 | Aug 13, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Aug 13, 2026 | 339 | $5.94K | Aug 13, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Aug 4, 2026 | 2,946 | $51.77K | Aug 4, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Aug 4, 2026 | 210 | $3.69K | Aug 4, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Aug 3, 2026 | 2,995 | $52.69K | Aug 3, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Aug 3, 2026 | 214 | $3.76K | Aug 3, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Jul 1, 2026 | 7,000 | $135.07K | Jul 1, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Jul 1, 2026 | 500 | $9.65K | Jul 1, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Jun 9, 2026 | 157 | $2.78K | Jun 9, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Jun 9, 2026 | 2,194 | $38.83K | Jun 9, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Jun 8, 2026 | 51 | $894 | Jun 8, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Jun 8, 2026 | 722 | $12.65K | Jun 8, 2026 | Private resale of control securities by estate of former control person |
| David Stevens Hooker Director | Jun 8, 2026 | 234 | $4.10K | Jun 5, 2026 | Private resale of control securities by estate of former control person |