LVONasdaqRetail-Eating PlacesFiscal year ends March 31
LiveOne, Inc.
Financials through Q1 FY2027, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 14, 2026
$2.25−0.07 (-3.23%)
Close on Oct 19, 2026
- Market cap
- $29.81M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
13.0%
2M of 14M shares
Institutional holders
32
4 new, 4 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| FMR LLC | 5,997,721 | 6.20% | 13G (passive) amendment | Mar 31, 2025 |
| Robert S. Ellin | 23,969,618 | 22.80% | 13D (active) amendment | Jul 15, 2025 |
| Steven B. Klinsky | 1,000,000 | 7.60% | 13G (passive) | Apr 24, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of LVO | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 401,004 | 2.92% | $2.57M | +27,932 | 0.00% |
| FMR LLC | 366,664 | 2.67% | $2.35M | −23,000 | 0.00% |
| Kennedy Capital Management LLC | 363,564 | 2.65% | $2.33M | +209,611 | 0.04% |
| BlackRock, Inc. | 136,856 | 1.00% | $875.88K | +36,266 | 0.00% |
| Geode Capital Management, LLC | 129,367 | 0.94% | $828.10K | −2,381 | 0.00% |
| Vanguard Fiduciary Trust Co | 73,915 | 0.54% | $473.06K | +14,833 | 0.00% |
| Renaissance Technologies LLC | 64,098 | 0.47% | $410.23K | +390 | 0.00% |
| Millennium Management LLC | 44,193 | 0.32% | $282.84K | −24,564 | 0.00% |
| State Street Corp | 33,625 | 0.25% | $215.20K | – | 0.00% |
| Northern Trust Corp | 26,868 | 0.20% | $171.96K | +8,560 | 0.00% |
| Sei Investments Co | 24,538 | 0.18% | $157.04K | +2,960 | 0.00% |
| Essex Investment Management Co LLC | 24,494 | 0.18% | $156.76K | −41 | 0.02% |
| Citadel Advisors LLC | 21,323 | 0.16% | $136.47K | −38,355 | 0.00% |
| Pingora Partners LLC | 15,642 | 0.11% | $100.11K | −2,000 | 0.06% |
| Crewe Advisors LLC | 15,000 | 0.11% | $96.00K | New | 0.01% |
| Jane Street Group, LLC | 14,869 | 0.11% | $95.16K | −43,464 | 0.00% |
| Integrated Wealth Concepts LLC | 8,262 | 0.06% | $52.88K | New | 0.00% |
| Morgan Stanley | 5,280 | 0.04% | $33.79K | – | 0.00% |
| Wells Fargo & Company/Mn | 2,732 | 0.02% | $17.49K | – | 0.00% |
| Royal Bank of Canada | 2,437 | 0.02% | $16.00K | −825 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 32 | 2M | 13.0% | 4 / 7 | 12 / 4 | 0M | 0M |
| Q1 2026 | 32 | 2M | 12.3% | 9 / 4 | 8 / 6 | 1M | 0M |
| Q4 2025 | 30 | 2M | 13.4% | 5 / 9 | 6 / 9 | 0M | 0M |
| Q3 2025 | 34 | 2M | 14.8% | 34 / 0 | 0 / 1 | 2M | 0M |
| Q2 2025 | 1 | 0M | 0.0% | 1 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of LVO | Value | % of fund | As of |
|---|---|---|---|---|---|
| Fidelity Puritan Fund | 325,000 | 2.37% | $2.15M | 0.01% | May 31, 2026 |
| Vanguard Total Stock Market Index Fund | 253,151 | 1.85% | $1.62M | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 129,930 | 0.95% | $831.55K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 59,217 | 0.43% | $392.02K | 0.00% | May 31, 2026 |
| Fidelity Puritan K6 Fund | 41,664 | 0.30% | $275.82K | 0.01% | May 31, 2026 |
| iShares Micro-Cap ETF | 34,021 | 0.25% | $217.73K | 0.01% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 19,544 | 0.14% | $129.38K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 15,485 | 0.11% | $102.51K | 0.00% | May 31, 2026 |
| North Square Kennedy Microcap Fund | 9,817 | 0.07% | $64.99K | 0.20% | May 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 8,273 | 0.06% | $54.77K | 0.00% | May 31, 2026 |
| Vanguard Institutional Total Stock Market Index Fund | 5,494 | 0.04% | $35.16K | 0.00% | Jun 30, 2026 |
| Schwab Total Stock Market Index Fund | 3,979 | 0.03% | $17.83K | 0.00% | Jul 31, 2026 |
| Vanguard Balanced Index Fund | 3,328 | 0.02% | $21.30K | 0.00% | Jun 30, 2026 |
| 1290 VT Micro Cap Portfolio | 2,247 | 0.02% | $14.38K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Robert S. Ellin | CEO & Chairman, Director, 10% owner | 23,969,618 | 174.81% | Jul 17, 2025 |
| Craig A. Christensen | Interim CFO | – | – | May 12, 2026 |
| Ryan Carhart | See Remarks | 30,041 | 0.22% | Feb 27, 2025 |
| Kenneth A. Solomon | Director | 20,155 | 0.15% | Jul 1, 2026 |
| Ramin Arani | Director | 279,867 | 2.04% | Apr 14, 2026 |
| Jay E. Krigsman | Director | 982,207 | 7.16% | Apr 8, 2026 |
| Bridget Baker | Director | 268,684 | 1.96% | Apr 2, 2026 |
| Kristopher Wright | Director | 175,090 | 1.28% | Apr 2, 2026 |
| Patrick D. Wachsberger | Director | 283,850 | 2.07% | Apr 2, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Kenneth A. Solomon Director | Jun 29, 2026 | Option exercise | +9,523 | – | – | 20,155 |
| Kenneth A. Solomon Director | Jun 29, 2026 | Option exercise | +6,369 | – | – | 26,524 |
| Kenneth A. Solomon Director | Jun 29, 2026 | Option exercise | +22,266 | – | – | 48,790 |
| Kenneth A. Solomon Director | Jun 29, 2026 | Option exercise | +3,279 | – | – | 10,632 |
| Ramin Arani Director | Mar 31, 2026 | Option exercise | +22,266 | – | – | 279,867 |
| Kristopher Wright Director | Mar 31, 2026 | Option exercise | +20,040 | – | – | 175,090 |
| Patrick D. Wachsberger Director | Mar 31, 2026 | Option exercise | +21,153 | – | – | 278,680 |
| Bridget Baker Director | Mar 31, 2026 | Option exercise | +21,153 | – | – | 268,684 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Jul 15, 2025 | Conversion | +1,500,000 | $1.50 | $2.25M | 21,879,952 |
| Bridget Baker Director | Nov 14, 2024 | Option exercise | +60,510 | – | – | 65,510 |
| Patrick D. Wachsberger Director | Nov 14, 2024 | Option exercise | +60,510 | – | – | 60,510 |
| Kristopher Wright Director | Nov 13, 2024 | Option exercise | +57,325 | – | – | 57,325 |
| Aaron Sullivan CFO, Controller & EVP | Jun 7, 2024 | Other | −27,400 | $1.70 | $46.58K | 122,956 |
| Aaron Sullivan CFO, Controller & EVP | Jun 7, 2024 | Option exercise | +75,000 | – | – | 150,356 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Apr 1, 2024 | Conversion | +1,616,709 | $2.10 | $3.40M | 19,654,656 |
| Kristopher Wright Director | Nov 14, 2023 | Sale | −11,000 | $1.09 | $11.99K | 0 |
| Aaron Sullivan Interim CFO, Controller & EVP | Aug 14, 2023 | Option exercise | +6,250 | – | – | 78,065 |
| Aaron Sullivan Interim CFO, Controller & EVP | Aug 14, 2023 | Other | −2,709 | $1.81 | $4.90K | 75,356 |
| Aaron Sullivan Interim CFO, Controller & EVP | Mar 1, 2023 | Option exercise | +6,250 | – | – | 74,445 |
| Aaron Sullivan Interim CFO, Controller & EVP | Mar 1, 2023 | Other | −2,630 | $1.09 | $2.87K | 71,815 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Feb 3, 2023 | Other | +200,000 | – | – | 18,686,046 |
| Aaron Sullivan Interim CFO, Controller & EVP | Dec 1, 2022 | Option exercise | +6,250 | – | – | 70,541 |
| Aaron Sullivan Interim CFO, Controller & EVP | Dec 1, 2022 | Other | −2,346 | $0.65 | $1.52K | 68,195 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Nov 21, 2022 | Buy | +10,000 | $0.68 | $6.80K | 2,089,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Nov 21, 2022 | Buy | +25,000 | $0.67 | $16.75K | 2,079,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Nov 16, 2022 | Buy | +15,000 | $0.73 | $10.95K | 2,054,666 |
| Aaron Sullivan Interim CFO, Controller & EVP | Nov 15, 2022 | Other | −4,782 | $0.74 | $3.54K | 64,291 |
| Aaron Sullivan Interim CFO, Controller & EVP | Nov 15, 2022 | Option exercise | +12,500 | – | – | 69,073 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Nov 15, 2022 | Buy | +10,000 | $0.78 | $7.80K | 2,039,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Sep 30, 2022 | Buy | +25,000 | $0.75 | $18.75K | 2,029,666 |
| Aaron Sullivan Interim CFO, Controller & EVP | Sep 1, 2022 | Other | −2,122 | $0.98 | $2.08K | 56,573 |
| Aaron Sullivan Interim CFO, Controller & EVP | Sep 1, 2022 | Option exercise | +6,250 | – | – | 58,695 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Aug 30, 2022 | Buy | +10,000 | $0.91 | $9.10K | 2,004,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Aug 25, 2022 | Buy | +10,000 | $0.95 | $9.50K | 1,994,666 |
| Kristopher Wright Director | Aug 24, 2022 | Buy | +11,000 | $0.94 | $10.34K | 11,000 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Aug 22, 2022 | Buy | +10,000 | $0.99 | $9.90K | 1,984,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Aug 22, 2022 | Buy | +10,000 | $0.99 | $9.90K | 1,974,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Aug 18, 2022 | Buy | +10,000 | $1.08 | $10.80K | 1,964,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Aug 17, 2022 | Buy | +10,000 | $1.05 | $10.50K | 1,954,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Aug 17, 2022 | Buy | +10,000 | $1.04 | $10.40K | 1,944,666 |
| Aaron Sullivan Interim CFO, Controller & EVP | Aug 15, 2022 | Option exercise | +6,250 | – | – | 52,445 |
| Aaron Sullivan Interim CFO, Controller & EVP | Aug 15, 2022 | Other | −3,037 | $1.05 | $3.19K | 49,408 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Jul 8, 2022 | Award | +500,000 | – | – | 17,613,714 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Apr 28, 2022 | Buy | +25,000 | $0.70 | $17.50K | 1,934,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Apr 20, 2022 | Buy | +25,000 | $0.82 | $20.50K | 1,909,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Mar 24, 2022 | Buy | +25,000 | $0.75 | $18.75K | 1,884,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Mar 4, 2022 | Buy | +25,000 | $0.79 | $19.75K | 1,859,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Mar 2, 2022 | Buy | +25,000 | $0.85 | $21.25K | 1,834,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Feb 22, 2022 | Buy | +25,000 | $0.85 | $21.25K | 1,809,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Feb 17, 2022 | Buy | +25,000 | $0.93 | $23.25K | 1,784,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Feb 15, 2022 | Buy | +25,000 | $0.94 | $23.50K | 1,759,666 |
| Michael Quartieri CFO, EVP & Secretary | Dec 6, 2021 | Other | −66,078 | $1.70 | $112.33K | 203,177 |
| Michael Quartieri CFO, EVP & Secretary | Nov 30, 2021 | Option exercise | +250,000 | – | – | 269,255 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Nov 19, 2021 | Buy | +20,000 | $2.09 | $41.80K | 1,734,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Nov 18, 2021 | Buy | +25,000 | $2.17 | $54.25K | 1,714,666 |
| Jay E. Krigsman Director | Nov 17, 2021 | Buy | +10,000 | $2.20 | $22.00K | 890,186 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Nov 11, 2021 | Buy | +10,000 | $2.30 | $23.00K | 1,689,666 |
| Robert S. Ellin CEO & Chairman, Director, 10% owner | Nov 8, 2021 | Buy | +10,000 | $2.37 | $23.70K | 1,679,666 |
| Michael J. Bebel Senior EVP | Nov 5, 2021 | Other | −20,670 | $2.39 | $49.40K | 247,008 |
| Michael J. Bebel Senior EVP | Nov 5, 2021 | Option exercise | +41,689 | – | – | 267,678 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.