EFSCNasdaqState Commercial BanksFiscal year ends December 31Also trades as EFSCP
ENTERPRISE FINANCIAL SERVICES CORP
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Jul 31, 2026
$59.40−0.44 (-0.74%)
Close on Oct 19, 2026
- Market cap
- $2.18B
- P/E (TTM)
- 11.8
- Dividend yield
- 2.05%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
30M
Shares held, 13F filers
Institutional holders
265
32 new, 25 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 2 sales
Net sold $75.69K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Wellington Group Holdings LLP | 3,250,131 | 8.80% | 13G (passive) amendment | Mar 31, 2026 |
| BlackRock, Inc. | 2,968,880 | 8.00% | 13G (passive) amendment | Mar 31, 2025 |
| Wellington Management Group LLP | 2,743,772 | 7.40% | 13G (passive) amendment | Mar 31, 2025 |
| Dimensional Fund Advisors LP | 2,243,405 | 6.20% | 13G (passive) amendment | Sep 30, 2026 |
| Vanguard Capital Management | 1,850,673 | 5.02% | 13G (passive) | Mar 31, 2026 |
| Earnest Partners LLC | 1,848,381 | 5.00% | 13G (passive) amendment | Mar 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of EFSC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 3,567,204 | – | $235.01M | +172,601 | 0.00% |
| Wellington Management Group Llp | 2,909,537 | – | $191.68M | −340,594 | 0.03% |
| Dimensional Fund Advisors LP | 2,231,244 | – | $147.00M | +42,478 | 0.03% |
| State Street Corp | 1,603,494 | – | $105.64M | +249,149 | 0.00% |
| Vanguard Capital Management LLC | 1,563,290 | – | $102.99M | −16,767 | 0.00% |
| Earnest Partners LLC | 1,392,133 | – | $91.71M | −53,400 | 0.33% |
| American Century Companies Inc | 1,212,761 | – | $79.90M | +160,408 | 0.04% |
| Geode Capital Management, LLC | 980,654 | – | $64.62M | +46,919 | 0.00% |
| Nomura Asset Management International Inc. | 929,832 | – | $61.26M | −39,580 | 0.09% |
| First Trust Advisors LP | 917,310 | – | $60.43M | −309,489 | 0.04% |
| PL Capital Advisors, LLC | 733,329 | – | $48.31M | – | 13.43% |
| Jennison Associates LLC | 700,312 | – | $46.14M | +92,420 | 0.03% |
| Western Financial Corp/CA | 575,021 | – | $37.88M | −1,484 | 11.09% |
| Vanguard Portfolio Management LLC | 570,530 | – | $37.59M | +33,063 | 0.00% |
| Enterprise Financial Services Corp | 511,960 | – | $33.73M | +179,398 | 13.77% |
| Charles Schwab Investment Management Inc | 440,943 | – | $29.05M | +3,873 | 0.00% |
| Northern Trust Corp | 388,556 | – | $25.60M | +20,248 | 0.00% |
| Goldman Sachs Group Inc | 359,537 | – | $23.69M | +89,385 | 0.00% |
| JPMorgan Chase & Co | 349,718 | – | $23.23M | +80,811 | 0.00% |
| Qube Research & Technologies Ltd | 346,149 | – | $22.80M | −130,024 | 0.02% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 265 | 30M | 32 / 115 | 69 / 25 | 3M | 2M |
| Q1 2026 | 262 | 30M | 40 / 88 | 84 / 18 | 5M | 2M |
| Q4 2025 | 244 | 30M | 30 / 75 | 100 / 27 | 3M | 3M |
| Q3 2025 | 245 | 31M | 28 / 87 | 82 / 22 | 2M | 1M |
| Q2 2025 | 241 | 30M | 24 / 88 | 83 / 24 | 2M | 1M |
| Q1 2025 | 243 | 30M | 38 / 85 | 73 / 18 | 3M | 2M |
| Q4 2024 | 225 | 29M | 23 / 91 | 65 / 24 | 2M | 2M |
| Q3 2024 | 228 | 29M | 36 / 76 | 76 / 13 | 6M | 1M |
| Q2 2024 | 206 | 28M | 26 / 77 | 68 / 31 | 2M | 2M |
| Q1 2024 | 214 | 28M | 29 / 71 | 75 / 19 | 2M | 1M |
| Q4 2023 | 205 | 28M | 27 / 73 | 70 / 19 | 2M | 1M |
| Q3 2023 | 199 | 27M | 27 / 79 | 59 / 25 | 2M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of EFSC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 1,107,354 | – | $72.95M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 978,326 | – | $64.45M | 0.08% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 959,423 | – | $58.15M | 0.21% | May 31, 2026 |
| First Trust SMID Cap Rising Dividend Achievers ETF | 766,734 | – | $50.51M | 0.45% | Jun 30, 2026 |
| Nomura Small Cap Core Fund | 743,512 | – | $45.06M | 0.82% | May 29, 2026 |
| Harbor Small Cap Value Fund | 530,659 | – | $35.19M | 1.40% | Jul 31, 2026 |
| U.S. Small Cap Value Portfolio | 475,814 | – | $31.55M | 0.16% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 419,566 | – | $27.64M | 0.03% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 403,221 | – | $26.74M | 0.08% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 382,942 | – | $25.23M | 0.53% | Jun 30, 2026 |
| iShares Russell 2000 Value ETF | 353,705 | – | $23.30M | 0.16% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 260,109 | – | $17.25M | 0.10% | Jul 31, 2026 |
| Opus Small Cap Value ETF | 250,027 | – | $16.58M | 2.35% | Jul 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 249,074 | – | $16.52M | 0.11% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Bank ETF | 218,937 | – | $14.42M | 0.97% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| James Brian Lally | CEO, Director | 135,728 | Jul 8, 2026 |
| S. Turner Keene | SEVP, Chief Financial Officer | 66,464 | Jul 8, 2026 |
| Douglas Bauche | SEVP, Chief Banking Officer | 32,156 | Jul 8, 2026 |
| Nicole M. Iannacone | SEVP, Chief Legal Officer | 23,317 | Jul 8, 2026 |
| Mark G. Ponder | SEVP, Chief Admin. Officer | 9,026 | Jul 8, 2026 |
| Bridget Huffman | SEVP, Chief Risk Officer | 7,328 | Jul 8, 2026 |
| Troy Dumlao | EVP, Chief Accounting Officer | 8,935 | Jul 8, 2026 |
| Kevin L. Handley | Chief Credit Officer | 6,560 | Apr 16, 2026 |
| Scott Richard Goodman | President | 67,821 | Mar 6, 2025 |
| Stephen P. Marsh | Director | 48,597 | Aug 18, 2026 |
| Michael Holmes | Director | 24,500 | Aug 18, 2026 |
| Lina A. Young | Director | 5,510 | Aug 18, 2026 |
| Richard Sanborn | Director | 42,960 | Aug 18, 2026 |
| Michael A. Decola | Director | 54,532 | Aug 18, 2026 |
| Lars C. Anderson | Director | – | Aug 18, 2026 |
| Trease Sandra Van | Director | 57,042 | Aug 18, 2026 |
| Marcela Manjarrez | Director | 5,450 | Aug 18, 2026 |
| Nevada A. Kent | Director | 7,269 | Aug 18, 2026 |
| Lyne Andrich | Director | 7,362 | Aug 18, 2026 |
| Michael E. Finn | Director | 6,509 | Jan 16, 2026 |
| James M. Havel | Director | 15,447 | Mar 3, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Stephen P. Marsh Director | Aug 14, 2026 | Award | +1,057 | – | – | 1,057 |
| Lyne Andrich Director | Aug 14, 2026 | Award | +978 | – | – | 7,362 |
| Michael Holmes Director | Aug 14, 2026 | Award | +1,956 | – | – | 5,228 |
| Lina A. Young Director | Aug 14, 2026 | Award | +978 | – | – | 5,510 |
| Richard Sanborn Director | Aug 14, 2026 | Award | +978 | – | – | 2,010 |
| Michael A. Decola Director | Aug 14, 2026 | Award | +2,935 | – | – | 2,935 |
| Marcela Manjarrez Director | Aug 14, 2026 | Award | +978 | – | – | 5,450 |
| Nevada A. Kent Director | Aug 14, 2026 | Award | +1,057 | – | – | 2,089 |
| S. Turner Keene SEVP, Chief Financial Officer | Jun 30, 2026 | Other | +462 | $45.94 | $21.22K | 64,781 |
| Douglas Bauche SEVP, Chief Banking Officer | Jun 30, 2026 | Other | +453 | $45.94 | $20.81K | 28,874 |
| Troy Dumlao EVP, Chief Accounting Officer | Jun 30, 2026 | Other | +462 | $45.94 | $21.22K | 8,935 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Jun 30, 2026 | Other | +462 | $45.94 | $21.22K | 7,309 |
| Bridget Huffman SEVP, Chief Risk Officer | Jun 30, 2026 | Other | +267 | $45.94 | $12.27K | 7,328 |
| James Brian Lally CEO, Director | Jun 30, 2026 | Other | +462 | $45.94 | $21.22K | 116,158 |
| Nicole M. Iannacone SEVP, Chief Legal Officer | Jun 30, 2026 | Other | +462 | $45.94 | $21.22K | 23,317 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Apr 28, 2026 | Sale | −625 | $60.20 | $37.63K | 625 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Apr 28, 2026 | Sale | −625 | $60.90 | $38.06K | 0 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Apr 27, 2026 | Gift | +1,250 | – | – | 1,250 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Apr 27, 2026 | Gift | −1,250 | – | – | 22,276 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Apr 27, 2026 | Gift | −200 | – | – | 23,526 |
| Bridget Huffman SEVP, Chief Risk Officer | Apr 14, 2026 | Option exercise | +380 | – | – | 7,229 |
| Bridget Huffman SEVP, Chief Risk Officer | Apr 14, 2026 | Tax withholding | −168 | $58.30 | $9.79K | 7,061 |
| Troy Dumlao EVP, Chief Accounting Officer | Apr 14, 2026 | Option exercise | +380 | – | – | 8,641 |
| Troy Dumlao EVP, Chief Accounting Officer | Apr 14, 2026 | Tax withholding | −168 | $58.30 | $9.79K | 8,473 |
| Kevin L. Handley Chief Credit Officer | Apr 14, 2026 | Option exercise | +380 | – | – | 6,560 |
| Kevin L. Handley Chief Credit Officer | Apr 14, 2026 | Tax withholding | −160 | $58.30 | $9.33K | 6,400 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 24, 2026 | Option exercise | +4,989 | – | – | 66,488 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 24, 2026 | Tax withholding | −2,169 | $57.57 | $124.87K | 64,319 |
| Douglas Bauche SEVP, Chief Banking Officer | Feb 24, 2026 | Tax withholding | −1,466 | $57.57 | $84.40K | 28,421 |
| Douglas Bauche SEVP, Chief Banking Officer | Feb 24, 2026 | Option exercise | +3,326 | – | – | 29,887 |
| James Brian Lally CEO, Director | Feb 24, 2026 | Tax withholding | −3,502 | $57.57 | $201.61K | 115,696 |
| James Brian Lally CEO, Director | Feb 24, 2026 | Option exercise | +7,982 | – | – | 119,198 |
| Nicole M. Iannacone SEVP, Chief Legal Officer | Feb 24, 2026 | Tax withholding | −1,466 | $57.57 | $84.40K | 22,855 |
| Nicole M. Iannacone SEVP, Chief Legal Officer | Feb 24, 2026 | Option exercise | +3,326 | – | – | 24,321 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 24, 2026 | Option exercise | +3,326 | – | – | 8,313 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 24, 2026 | Tax withholding | −1,466 | $57.57 | $84.40K | 6,847 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Tax withholding | −815 | $59.22 | $48.26K | 4,258 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Award | +1,651 | – | – | 5,073 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Tax withholding | −600 | $59.22 | $35.53K | 4,987 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Option exercise | +1,006 | – | – | 3,866 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Award | +1,329 | – | – | 5,587 |
| Mark G. Ponder SEVP, Chief Admin. Officer | Feb 10, 2026 | Tax withholding | −444 | $59.22 | $26.29K | 3,422 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Option exercise | +4,176 | – | – | 105,511 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Tax withholding | −2,208 | $59.22 | $130.76K | 111,216 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Tax withholding | −1,673 | $59.22 | $99.08K | 103,838 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Award | +6,849 | – | – | 110,687 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Tax withholding | −2,776 | $59.22 | $164.39K | 107,911 |
| James Brian Lally CEO, Director | Feb 10, 2026 | Award | +5,513 | – | – | 113,424 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Tax withholding | −1,127 | $59.22 | $66.74K | 61,499 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Award | +2,592 | – | – | 62,626 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Tax withholding | −1,473 | $59.22 | $87.23K | 60,034 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Award | +3,221 | – | – | 61,507 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Tax withholding | −854 | $59.22 | $50.57K | 58,286 |
| S. Turner Keene SEVP, Chief Financial Officer | Feb 10, 2026 | Option exercise | +1,964 | – | – | 59,140 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Tax withholding | −236 | $59.22 | $13.98K | 8,261 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Option exercise | +361 | – | – | 7,898 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Tax withholding | −179 | $59.22 | $10.60K | 7,719 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Award | +593 | – | – | 8,312 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Tax withholding | −293 | $59.22 | $17.35K | 8,019 |
| Troy Dumlao EVP, Chief Accounting Officer | Feb 10, 2026 | Award | +478 | – | – | 8,497 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| G. Ponder Mark Executive Officer | Apr 27, 2026 | 1,250 | $74.88K | Apr 27, 2026 | Compensation |
| James Brian Lally Officer, Director | Jun 26, 2025 | 1,828 | $100.82K | Jun 26, 2025 | Restricted Stock Vesting |
| James Brian Lally Officer, Director | Jun 24, 2025 | 1,655 | $91.09K | Jun 24, 2025 | Restricted Stock Vesting |
| James Brian Lally Officer, Director | May 15, 2025 | 400 | $22.00K | May 15, 2025 | Restricted Stock Vesting |
| James Brian Lally Officer, Director | May 13, 2025 | 2,206 | $121.41K | May 13, 2025 | Restricted Stock Vesting |
| James Brian Lally Officer, Director | May 12, 2025 | 4,689 | $258.76K | May 12, 2025 | Restricted Stock Vesting |
| James M. Havel Director | Feb 28, 2025 | 5,525 | $328.30K | Feb 28, 2025 | Restricted Stock Award |
| Sanborn Richard Director | Nov 5, 2024 | 100,000 | $5.24M | Nov 5, 2024 | Open Market Purchase |
| Sanborn Richard Director | Jul 25, 2024 | 94,817 | $5.02M | Jul 25, 2024 | Open Market Purchase |
| Sanborn Richard Director | Dec 18, 2023 | 2,100 | $94.50K | Dec 15, 2023 | Open Market Purchase |