CFFNNasdaqSavings Institution, Federally CharteredFiscal year ends September 30
Capitol Federal Financial, Inc.
Financials through Q3 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 7, 2026
$8.09−0.08 (-0.98%)
Close on Oct 19, 2026
- Market cap
- $1.00B
- P/E (TTM)
- 12.4
- Dividend yield
- 4.20%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
81.4%
102M of 126M shares
Institutional holders
246
24 new, 26 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
2 buys · 0 sales
Net bought $60.50K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| American Century Investment Management, Inc. | 8,878,745 | 6.58% | 13G (passive) amendment | Dec 31, 2023 |
| Capitol Federal Financial, Inc. Employee Stock Ownership Plan | 7,054,825 | 5.27% | 13G (passive) amendment | Dec 31, 2023 |
| Dimensional Fund Advisors LP | 6,790,130 | 5.20% | 13G (passive) | Mar 31, 2026 |
| Vanguard Portfolio Management | 6,776,611 | 5.21% | 13G (passive) | Mar 31, 2026 |
| T. Rowe Price Investment Management, Inc. | 6,593,678 | 5.00% | 13G (passive) amendment | Mar 31, 2025 |
| Vm Gp X LLC | 6,466,059 | 5.10% | 13D (active) | Apr 28, 2026 |
| State Street Corporation | 6,389,952 | 5.00% | 13G (passive) | Jun 30, 2026 |
| BlackRock, Inc. | 17,580,461 | 13.20% | 13G (passive) | Jun 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of CFFN | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 17,921,879 | 14.26% | $152.52M | −245,724 | 0.00% |
| Dimensional Fund Advisors LP | 7,280,795 | 5.79% | $61.96M | +490,665 | 0.01% |
| Vanguard Portfolio Management LLC | 6,621,659 | 5.27% | $56.35M | −65,855 | 0.00% |
| HoldCo Asset Management, LP | 6,466,059 | 5.14% | $55.03M | – | 3.53% |
| State Street Corp | 6,389,952 | 5.08% | $54.38M | +319,637 | 0.00% |
| Vanguard Capital Management LLC | 5,073,463 | 4.04% | $43.18M | −116,338 | 0.00% |
| Renaissance Technologies LLC | 3,798,497 | 3.02% | $32.33M | −370,400 | 0.04% |
| Aqr Capital Management LLC | 3,656,717 | 2.91% | $31.12M | −133,465 | 0.01% |
| Arrowstreet Capital, Limited Partnership | 3,295,983 | 2.62% | $28.05M | +31,837 | 0.01% |
| Geode Capital Management, LLC | 3,204,285 | 2.55% | $27.27M | +117,644 | 0.00% |
| Millennium Management LLC | 2,666,497 | 2.12% | $22.69M | +2,105,174 | 0.01% |
| American Century Companies Inc | 2,625,854 | 2.09% | $22.35M | +919,732 | 0.01% |
| Invesco Ltd. | 2,062,466 | 1.64% | $17.55M | +76,377 | 0.00% |
| Morgan Stanley | 2,021,663 | 1.61% | $17.20M | +141,554 | 0.00% |
| Hotchkis & Wiley Capital Management LLC | 1,807,538 | 1.44% | $15.38M | −20,720 | 0.04% |
| Two Sigma Investments, LP | 1,706,758 | 1.36% | $14.52M | −169,401 | 0.01% |
| Charles Schwab Investment Management Inc | 1,655,647 | 1.32% | $14.09M | −97,756 | 0.00% |
| Northern Trust Corp | 1,408,625 | 1.12% | $11.99M | +101,397 | 0.00% |
| Cramer Rosenthal McGlynn LLC | 1,395,285 | 1.11% | $11.87M | −39,603 | 0.60% |
| Nuveen, LLC | 1,213,480 | 0.97% | $10.33M | +61,518 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 246 | 102M | 81.4% | 24 / 86 | 81 / 26 | 6M | 5M |
| Q1 2026 | 254 | 102M | 80.9% | 34 / 86 | 78 / 31 | 20M | 6M |
| Q4 2025 | 257 | 101M | 80.2% | 38 / 74 | 98 / 19 | 4M | 6M |
| Q3 2025 | 241 | 102M | 81.3% | 27 / 89 | 81 / 19 | 5M | 5M |
| Q2 2025 | 236 | 102M | 81.2% | 36 / 85 | 71 / 25 | 13M | 12M |
| Q1 2025 | 228 | 102M | 81.1% | 20 / 78 | 88 / 19 | 8M | 6M |
| Q4 2024 | 229 | 102M | 81.2% | 29 / 87 | 66 / 23 | 9M | 7M |
| Q3 2024 | 225 | 100M | 80.0% | 29 / 77 | 81 / 13 | 25M | 6M |
| Q2 2024 | 210 | 100M | 79.8% | 32 / 72 | 70 / 18 | 7M | 13M |
| Q1 2024 | 198 | 107M | 84.9% | 24 / 51 | 78 / 19 | 8M | 6M |
| Q4 2023 | 193 | 105M | 83.2% | 37 / 66 | 58 / 24 | 13M | 12M |
| Q3 2023 | 180 | 104M | 82.7% | 22 / 48 | 73 / 18 | 7M | 10M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of CFFN | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 7,028,083 | 5.59% | $59.81M | 0.05% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 3,617,021 | 2.88% | $30.78M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 3,194,154 | 2.54% | $27.18M | 0.03% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 2,614,074 | 2.08% | $22.25M | 0.01% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 1,894,275 | 1.51% | $14.72M | 0.05% | May 31, 2026 |
| Vanguard Small-Cap Value Index Fund | 1,657,536 | 1.32% | $14.11M | 0.02% | Jun 30, 2026 |
| U.S. Small Cap Value Portfolio | 1,601,093 | 1.27% | $14.15M | 0.07% | Jul 31, 2026 |
| Fidelity Small Cap Index Fund | 1,351,984 | 1.08% | $11.95M | 0.04% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 1,342,430 | 1.07% | $11.42M | 0.01% | Jun 30, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 1,320,809 | 1.05% | $11.24M | 0.24% | Jun 30, 2026 |
| iShares Russell 2000 Value ETF | 1,181,260 | 0.94% | $10.05M | 0.07% | Jun 30, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF | 1,069,262 | 0.85% | $9.10M | 0.05% | Jun 30, 2026 |
| iShares S&P Small-Cap 600 Value ETF | 1,001,325 | 0.80% | $8.52M | 0.11% | Jun 30, 2026 |
| Invesco S&P SmallCap Momentum ETF | 856,598 | 0.68% | $7.57M | 0.25% | Jul 31, 2026 |
| U.S. Targeted Value Portfolio | 844,963 | 0.67% | $7.47M | 0.04% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| John B. Dicus | Chairman, President and CEO, Director | 2,074,189 | 1.65% | Jan 5, 2026 |
| William Joseph Skrobacz Jr | Executive Vice President | 63,349 | 0.05% | Sep 24, 2026 |
| Anthony S. Barry | Executive Vice President | 76,547 | 0.06% | Jan 5, 2026 |
| Kent G. Townsend | Executive Vice President | 255,972 | 0.20% | Jan 5, 2026 |
| Rick C. Jackson | Executive Vice President | 242,625 | 0.19% | Jan 5, 2026 |
| Houweling Tara Van | Principal Accounting Officer | 68,011 | 0.05% | Jan 5, 2026 |
| Natalie G. Haag | Executive Vice President | 100,731 | 0.08% | Jan 5, 2026 |
| Jeffrey M. Johnson | Director | 129,104 | 0.10% | Apr 25, 2025 |
| Jeffrey R. Thompson | Director | 76,353 | 0.06% | Mar 28, 2025 |
| James G. Morris | Director | 100,995 | 0.08% | Mar 27, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| William Joseph Skrobacz Jr Executive Vice President | Sep 23, 2026 | Award | +22,500 | – | – | 58,989 |
| Rick C. Jackson Executive Vice President | Dec 31, 2025 | Returned to company | −9,147 | $6.81 | $62.29K | 216,428 |
| Rick C. Jackson Executive Vice President | Dec 31, 2025 | Option exercise | +9,147 | $8.65 | $79.12K | 225,575 |
| Houweling Tara Van Principal Accounting Officer | Dec 31, 2025 | Option exercise | +2,825 | $8.65 | $24.44K | 21,390 |
| Houweling Tara Van Principal Accounting Officer | Dec 31, 2025 | Returned to company | −2,825 | $6.81 | $19.24K | 18,565 |
| John B. Dicus Chairman, President and CEO, Director | Dec 31, 2025 | Returned to company | −17,341 | $6.81 | $118.09K | 1,333,352 |
| John B. Dicus Chairman, President and CEO, Director | Dec 31, 2025 | Option exercise | +17,341 | $8.65 | $150.00K | 1,350,693 |
| Kent G. Townsend Executive Vice President | Dec 31, 2025 | Option exercise | +12,439 | $8.65 | $107.60K | 213,347 |
| Kent G. Townsend Executive Vice President | Dec 31, 2025 | Returned to company | −12,439 | $6.81 | $84.71K | 200,908 |
| Anthony S. Barry Executive Vice President | Dec 31, 2025 | Option exercise | +8,080 | $8.65 | $69.89K | 66,487 |
| Anthony S. Barry Executive Vice President | Dec 31, 2025 | Returned to company | −8,080 | $6.81 | $55.02K | 58,407 |
| Natalie G. Haag Executive Vice President | Dec 31, 2025 | Returned to company | −8,727 | $6.81 | $59.43K | 89,256 |
| Natalie G. Haag Executive Vice President | Dec 31, 2025 | Option exercise | +8,727 | $8.65 | $75.49K | 97,983 |
| Rick C. Jackson Executive Vice President | Oct 31, 2025 | Buy | +2,000 | $6.05 | $12.10K | 59,676 |
| Rick C. Jackson Executive Vice President | Oct 31, 2025 | Buy | +8,000 | $6.05 | $48.40K | 156,752 |
| John B. Dicus Chairman, President and CEO, Director | Jul 28, 2025 | Inheritance | −466,928 | – | – | 0 |
| John B. Dicus Chairman, President and CEO, Director | Jul 28, 2025 | Inheritance | −11,437 | – | – | 0 |
| John B. Dicus Chairman, President and CEO, Director | Jul 28, 2025 | Inheritance | +414,443 | – | – | 414,443 |
| John B. Dicus Chairman, President and CEO, Director | Jul 28, 2025 | Inheritance | +233,464 | – | – | 233,464 |
| John B. Dicus Chairman, President and CEO, Director | Jul 28, 2025 | Inheritance | −817,451 | – | – | 0 |
| Rick C. Jackson Executive Vice President | May 7, 2025 | Buy | +15,000 | $5.69 | $85.35K | 206,428 |
| Jeffrey M. Johnson Director | Apr 25, 2025 | Buy | +15,904 | $5.56 | $88.43K | 129,104 |
| Jeffrey M. Johnson Director | Apr 25, 2025 | Buy | +300 | $5.56 | $1.67K | 129,404 |
| Jeffrey M. Johnson Director | Apr 25, 2025 | Buy | +300 | $5.55 | $1.67K | 113,200 |
| Jeffrey M. Johnson Director | Apr 25, 2025 | Buy | +100 | $5.54 | $554 | 129,504 |
| Jeffrey M. Johnson Director | Apr 25, 2025 | Buy | +1,368 | $5.55 | $7.59K | 132,900 |
| Jeffrey M. Johnson Director | Apr 25, 2025 | Buy | +328 | $5.54 | $1.82K | 131,532 |
| Jeffrey M. Johnson Director | Apr 25, 2025 | Buy | +1,700 | $5.54 | $9.42K | 131,204 |
| Jeffrey M. Johnson Director | Mar 28, 2025 | Buy | +10,000 | $5.63 | $56.30K | 112,900 |
| Jeffrey R. Thompson Director | Mar 27, 2025 | Buy | +7,000 | $5.73 | $40.11K | 76,353 |
| James G. Morris Director | Mar 26, 2025 | Buy | +15,000 | $5.66 | $84.90K | 100,995 |
| Rick C. Jackson Executive Vice President | Feb 24, 2025 | Buy | +3,842 | $5.87 | $22.55K | 189,270 |
| Rick C. Jackson Executive Vice President | Feb 24, 2025 | Buy | +2,158 | $5.87 | $12.67K | 191,428 |
| Rick C. Jackson Executive Vice President | Feb 24, 2025 | Buy | +4,000 | $5.89 | $23.56K | 185,428 |
| Jeffrey M. Johnson Director | Jan 31, 2025 | Buy | +5,000 | $5.97 | $29.85K | 102,900 |
| Anthony S. Barry Executive Vice President | Dec 31, 2024 | Option exercise | +4,810 | $11.33 | $54.50K | 61,674 |
| Anthony S. Barry Executive Vice President | Dec 31, 2024 | Returned to company | −4,810 | $5.91 | $28.43K | 56,864 |
| Natalie G. Haag Executive Vice President | Dec 31, 2024 | Option exercise | +5,211 | $11.33 | $59.04K | 40,952 |
| Natalie G. Haag Executive Vice President | Dec 31, 2024 | Returned to company | −5,211 | $5.91 | $30.80K | 35,741 |
| Houweling Tara Van Principal Accounting Officer | Dec 31, 2024 | Option exercise | +1,723 | $11.33 | $19.52K | 20,288 |
| Houweling Tara Van Principal Accounting Officer | Dec 31, 2024 | Returned to company | −1,723 | $5.91 | $10.18K | 18,565 |
| John B. Dicus Chairman, President and CEO, Director | Dec 31, 2024 | Option exercise | +13,239 | $11.33 | $150.00K | 1,346,591 |
| John B. Dicus Chairman, President and CEO, Director | Dec 31, 2024 | Returned to company | −13,239 | $5.91 | $78.24K | 1,333,352 |
| Rick C. Jackson Executive Vice President | Dec 31, 2024 | Returned to company | −5,435 | $5.91 | $32.12K | 181,428 |
| Rick C. Jackson Executive Vice President | Dec 31, 2024 | Option exercise | +5,435 | $11.33 | $61.58K | 186,863 |
| Kent G. Townsend Executive Vice President | Dec 31, 2024 | Option exercise | +7,516 | $11.33 | $85.16K | 130,597 |
| Kent G. Townsend Executive Vice President | Dec 31, 2024 | Returned to company | −7,516 | $5.91 | $44.42K | 123,081 |
| James G. Morris Director | Dec 2, 2024 | Buy | +6,662 | $6.81 | $45.37K | 77,657 |
| James G. Morris Director | Dec 2, 2024 | Buy | +8,338 | $6.87 | $57.28K | 85,995 |
| Jeffrey M. Johnson Director | Jun 6, 2024 | Buy | +10,000 | $5.12 | $51.20K | 97,900 |
| Morris J. Huey Ii Director | Mar 4, 2024 | Buy | +4,000 | $5.58 | $22.32K | 275,000 |
| Rick C. Jackson Executive Vice President | Mar 1, 2024 | Buy | +10,000 | $5.68 | $56.80K | 181,428 |
| Morris J. Huey Ii Director | Feb 28, 2024 | Buy | +5,000 | $5.70 | $28.50K | 271,000 |
| Rick C. Jackson Executive Vice President | Feb 21, 2024 | Buy | +1,217 | $5.86 | $7.13K | 169,655 |
| Rick C. Jackson Executive Vice President | Feb 21, 2024 | Buy | +1,773 | $5.86 | $10.39K | 171,428 |
| Anthony S. Barry Executive Vice President | Jan 26, 2024 | Buy | +399 | $6.43 | $2.57K | 55,376 |
| Kent G. Townsend Executive Vice President | Dec 31, 2023 | Option exercise | +2,654 | $12.50 | $33.18K | 125,735 |
| Kent G. Townsend Executive Vice President | Dec 31, 2023 | Returned to company | −2,654 | $6.45 | $17.12K | 123,081 |
| Rick C. Jackson Executive Vice President | Dec 31, 2023 | Option exercise | +1,919 | $12.50 | $23.99K | 170,357 |
| Rick C. Jackson Executive Vice President | Dec 31, 2023 | Returned to company | −1,919 | $6.45 | $12.38K | 168,438 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.