CATYNasdaqState Commercial BanksFiscal year ends December 31
CATHAY GENERAL BANCORP
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 7, 2026
$59.67−0.29 (-0.48%)
Close on Oct 19, 2026
- Market cap
- $4.02B
- P/E (TTM)
- 11.7
- Dividend yield
- 2.28%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
77.3%
52M of 67M shares
Institutional holders
304
48 new, 28 sold out
Net institutional buying
3M
In Q2 2026
Insider trades, 12 months
0 buys · 25 sales
Net sold $8.31M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Vanguard Portfolio Management | 4,111,955 | 6.14% | 13G (passive) | Mar 31, 2026 |
| Dimensional Fund Advisors LP | 3,850,589 | 5.30% | 13G (passive) | Dec 29, 2023 |
| Vanguard Capital Management | 3,400,575 | 5.07% | 13G (passive) | Mar 31, 2026 |
| BlackRock, Inc. | 10,656,594 | – | 13G (passive) amendment | Dec 31, 2023 |
| State Street Corporation | – | 5.08% | 13G (passive) | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of CATY | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 9,753,895 | 14.62% | $604.64M | +8,312 | 0.01% |
| Vanguard Portfolio Management LLC | 4,115,369 | 6.17% | $255.11M | +44,110 | 0.01% |
| Dimensional Fund Advisors LP | 4,069,074 | 6.10% | $252.24M | +19,067 | 0.05% |
| State Street Corp | 3,530,170 | 5.29% | $218.84M | +72,358 | 0.01% |
| Vanguard Capital Management LLC | 2,900,714 | 4.35% | $179.82M | +3,178 | 0.00% |
| American Century Companies Inc | 1,990,108 | 2.98% | $123.37M | +383,222 | 0.05% |
| Invesco Ltd. | 1,975,959 | 2.96% | $122.49M | +288,507 | 0.01% |
| Geode Capital Management, LLC | 1,830,160 | 2.74% | $113.47M | +90,522 | 0.01% |
| Fuller & Thaler Asset Management, Inc. | 1,715,706 | 2.57% | $106.36M | New | 0.29% |
| T. Rowe Price Investment Management, Inc. | 1,041,237 | 1.56% | $64.55K | −54,156 | 0.04% |
| Goldman Sachs Group Inc | 903,542 | 1.35% | $56.01M | +198,526 | 0.00% |
| Massachusetts Financial Services Co /Ma/ | 874,002 | 1.31% | $54.18M | −41,081 | 0.02% |
| Charles Schwab Investment Management Inc | 873,287 | 1.31% | $54.14M | −31,915 | 0.01% |
| Northern Trust Corp | 855,450 | 1.28% | $53.03M | +45,661 | 0.01% |
| Morgan Stanley | 743,749 | 1.11% | $46.11M | +131,297 | 0.00% |
| Lsv Asset Management | 678,200 | 1.02% | $42.04K | – | 0.08% |
| Bank of New York Mellon Corp | 658,156 | 0.99% | $40.80M | +16,650 | 0.01% |
| GW&K Investment Management, LLC | 656,264 | 0.98% | $40.68K | −8,656 | 0.32% |
| Norges Bank | 612,822 | 0.92% | $37.99M | New | 0.00% |
| Boston Trust Walden Corp | 500,057 | 0.75% | $31.00M | −25,760 | 0.24% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 304 | 52M | 77.3% | 48 / 113 | 88 / 28 | 5M | 2M |
| Q1 2026 | 289 | 48M | 72.3% | 55 / 114 | 86 / 26 | 11M | 5M |
| Q4 2025 | 269 | 50M | 75.2% | 40 / 81 | 102 / 27 | 3M | 3M |
| Q3 2025 | 260 | 50M | 75.2% | 21 / 89 | 109 / 30 | 2M | 3M |
| Q2 2025 | 272 | 52M | 77.6% | 43 / 102 | 91 / 27 | 3M | 3M |
| Q1 2025 | 259 | 53M | 78.7% | 39 / 77 | 93 / 20 | 3M | 3M |
| Q4 2024 | 244 | 53M | 79.7% | 26 / 100 | 83 / 28 | 2M | 1M |
| Q3 2024 | 248 | 52M | 78.2% | 34 / 84 | 85 / 21 | 13M | 2M |
| Q2 2024 | 237 | 52M | 77.9% | 27 / 88 | 86 / 42 | 3M | 5M |
| Q1 2024 | 255 | 55M | 81.8% | 48 / 66 | 100 / 17 | 4M | 5M |
| Q4 2023 | 226 | 55M | 83.1% | 35 / 64 | 92 / 22 | 5M | 4M |
| Q3 2023 | 217 | 55M | 81.8% | 32 / 82 | 69 / 35 | 7M | 4M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of CATY | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 4,033,945 | 6.05% | $250.06M | 0.22% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 2,021,864 | 3.03% | $125.34M | 0.01% | Jun 30, 2026 |
| Fullerthaler Behavioral Small Cap Equity | 1,641,805 | 2.46% | $101.78M | 0.80% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 1,632,736 | 2.45% | $101.21M | 0.12% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 1,578,202 | 2.37% | $91.00M | 0.34% | May 31, 2026 |
| Vanguard Small-Cap Index Fund | 1,461,622 | 2.19% | $90.61M | 0.05% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 925,181 | 1.39% | $57.35M | 0.08% | Jun 30, 2026 |
| U.S. Small Cap Value Portfolio | 863,702 | 1.29% | $54.58M | 0.28% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 766,592 | 1.15% | $47.52M | 0.05% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 718,771 | 1.08% | $45.42M | 0.13% | Jul 31, 2026 |
| Invesco Main Street Small Cap Fund | 681,532 | 1.02% | $42.25M | 1.59% | Jun 30, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF | 613,227 | 0.92% | $38.01M | 0.22% | Jun 30, 2026 |
| iShares S&P Small-Cap 600 Value ETF | 576,552 | 0.86% | $35.74M | 0.45% | Jun 30, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 573,735 | 0.86% | $35.57M | 0.75% | Jun 30, 2026 |
| iShares Russell 2000 Value ETF | 565,291 | 0.85% | $35.04M | 0.24% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Dunson K. Cheng | Executive Chairman, Director | 837,448 | 1.26% | Jun 30, 2026 |
| Chang Liu | President & CEO, Director | 127,819 | 0.19% | Jun 30, 2026 |
| Anthony M. Tang | Vice Chairman, Director | 933,685 | 1.40% | Jun 10, 2026 |
| Peter Wu | Vice Chairman, Director | 675,659 | 1.01% | May 7, 2026 |
| Albert Sun | EVP, Chief Credit Officer | 960 | 0.00% | Sep 25, 2026 |
| Albert Jen-Wen Wang | EVP, Chief Financial Officer | 4,012 | 0.01% | Sep 10, 2026 |
| Thomas M. Lo | EVP, Chief Admin Officer | 2,362 | 0.00% | Aug 27, 2026 |
| May K. Chan | SVP, General Counsel | 4,158 | 0.01% | Jul 29, 2026 |
| Diana G. Deen | EVP, Chief Risk Officer | 0 | – | Jun 30, 2026 |
| Heng W. Chen | EVP/CFO | 191,140 | 0.29% | Jul 1, 2025 |
| Richard Sun | Director | 19,155 | 0.03% | Sep 3, 2026 |
| Lana Lai-Yan Chan | Director | 265 | 0.00% | Apr 17, 2026 |
| Nelson Chung | Director | 49,025 | 0.07% | Apr 17, 2026 |
| Jane H. Jelenko | Director | 16,697 | 0.03% | Apr 17, 2026 |
| Felix S. Fernandez | Director | 16,553 | 0.02% | Apr 17, 2026 |
| Maan-Huei Hung | Director | 12,707 | 0.02% | Apr 17, 2026 |
| Shally Wang | Director | 10,908 | 0.02% | Apr 17, 2026 |
| Elizabeth A. Woo | Director | 3,506 | 0.01% | Apr 17, 2026 |
| Ann Kono | Director | 3,506 | 0.01% | Apr 17, 2026 |
| Kelly L. Chan | Director | 256,508 | 0.38% | Dec 9, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Albert Sun EVP, Chief Credit Officer | Sep 25, 2026 | Tax withholding | −457 | $61.45 | $28.08K | 960 |
| Albert Sun EVP, Chief Credit Officer | Sep 25, 2026 | Option exercise | +1,417 | – | – | 1,417 |
| Albert Jen-Wen Wang EVP, Chief Financial Officer | Sep 8, 2026 | Option exercise | +4,012 | – | – | 4,012 |
| Albert Jen-Wen Wang EVP, Chief Financial Officer | Sep 8, 2026 | Tax withholding | −1,294 | $61.86 | $80.05K | 2,718 |
| Richard Sun Director | Sep 2, 2026 | Sale | −1,000 | $62.32 | $62.32K | 2,200 |
| Thomas M. Lo EVP, Chief Admin Officer | Aug 25, 2026 | Sale | −1,600 | $62.47 | $99.95K | 2,362 |
| Richard Sun Director | Aug 25, 2026 | Sale | −1,000 | $62.08 | $62.08K | 3,200 |
| Richard Sun Director | Aug 10, 2026 | Sale | −3,000 | $63.09 | $189.27K | 2,800 |
| Richard Sun Director | Jul 31, 2026 | Sale | −5,000 | $62.43 | $312.15K | 2,315 |
| Richard Sun Director | Jul 30, 2026 | Sale | −5,000 | $63.31 | $316.55K | 6,340 |
| Richard Sun Director | Jul 29, 2026 | Sale | −10,000 | $63.29 | $632.90K | 11,340 |
| Richard Sun Director | Jul 29, 2026 | Sale | −10,000 | $63.33 | $633.30K | 7,315 |
| May K. Chan SVP, General Counsel | Jul 27, 2026 | Option exercise | +1,448 | – | – | 4,158 |
| May K. Chan SVP, General Counsel | Jul 27, 2026 | Tax withholding | −467 | $62.56 | $29.22K | 3,691 |
| Thomas M. Lo EVP, Chief Admin Officer | Jul 27, 2026 | Tax withholding | −934 | $62.56 | $58.43K | 3,962 |
| Thomas M. Lo EVP, Chief Admin Officer | Jul 27, 2026 | Option exercise | +2,896 | – | – | 4,896 |
| Anthony M. Tang Vice Chairman, Director | Jun 9, 2026 | Sale | −5,000 | $59.92 | $299.60K | 147,876 |
| Anthony M. Tang Vice Chairman, Director | Jun 8, 2026 | Sale | −10,000 | $58.90 | $589.00K | 152,876 |
| Anthony M. Tang Vice Chairman, Director | Jun 5, 2026 | Sale | −5,000 | $58.37 | $291.85K | 162,876 |
| Anthony M. Tang Vice Chairman, Director | Jun 4, 2026 | Sale | −10,000 | $58.16 | $581.60K | 167,876 |
| Peter Wu Vice Chairman, Director | May 5, 2026 | Sale | −20,000 | $57.33 | $1.15M | 275,252 |
| May K. Chan SVP, General Counsel | Apr 28, 2026 | Sale | −558.17 | $56.00 | $31.26K | 2,693 |
| Anthony M. Tang Vice Chairman, Director | Apr 15, 2026 | Award | +1,593 | – | – | 177,876 |
| Elizabeth A. Woo Director | Apr 15, 2026 | Award | +1,593 | – | – | 3,506 |
| Jane H. Jelenko Director | Apr 15, 2026 | Award | +1,593 | – | – | 1,593 |
| Ann Kono Director | Apr 15, 2026 | Award | +1,593 | – | – | 3,506 |
| Nelson Chung Director | Apr 15, 2026 | Award | +1,593 | – | – | 10,432 |
| Peter Wu Vice Chairman, Director | Apr 15, 2026 | Award | +1,593 | – | – | 1,593 |
| Felix S. Fernandez Director | Apr 15, 2026 | Award | +1,593 | – | – | 1,593 |
| Maan-Huei Hung Director | Apr 15, 2026 | Award | +1,593 | – | – | 12,707 |
| Richard Sun Director | Apr 15, 2026 | Award | +1,593 | – | – | 2,593 |
| Shally Wang Director | Apr 15, 2026 | Award | +1,593 | – | – | 10,908 |
| Lana Lai-Yan Chan Director | Apr 15, 2026 | Award | +265 | – | – | 265 |
| Chang Liu President & CEO, Director | Apr 6, 2026 | Sale(10b5-1 plan) | −4,836 | $50.35 | $243.49K | 127,819 |
| Dunson K. Cheng Executive Chairman, Director | Apr 1, 2026 | Option exercise | +17,132 | – | – | 164,692 |
| Dunson K. Cheng Executive Chairman, Director | Apr 1, 2026 | Option exercise | +12,078 | – | – | 171,123 |
| Dunson K. Cheng Executive Chairman, Director | Apr 1, 2026 | Tax withholding | −5,647 | $50.69 | $286.25K | 159,045 |
| Dunson K. Cheng Executive Chairman, Director | Apr 1, 2026 | Tax withholding | −3,592 | $50.69 | $182.08K | 167,531 |
| Dunson K. Cheng Executive Chairman, Director | Apr 1, 2026 | Tax withholding | −4,081 | $50.69 | $206.87K | 147,560 |
| Dunson K. Cheng Executive Chairman, Director | Apr 1, 2026 | Option exercise | +13,281 | – | – | 151,641 |
| Chang Liu President & CEO, Director | Apr 1, 2026 | Option exercise | +19,846 | – | – | 135,881 |
| Chang Liu President & CEO, Director | Apr 1, 2026 | Option exercise | +13,992 | – | – | 139,775 |
| Chang Liu President & CEO, Director | Apr 1, 2026 | Tax withholding | −10,098 | $50.69 | $511.87K | 125,783 |
| Chang Liu President & CEO, Director | Apr 1, 2026 | Tax withholding | −7,120 | $50.69 | $360.91K | 132,655 |
| Chang Liu President & CEO, Director | Apr 1, 2026 | Tax withholding | −7,828 | $50.69 | $396.80K | 116,035 |
| Chang Liu President & CEO, Director | Apr 1, 2026 | Option exercise | +15,385 | – | – | 123,863 |
| Felix S. Fernandez Director | Jan 29, 2026 | Sale | −8,972 | $50.54 | $453.44K | 14,960 |
| Thomas M. Lo EVP, Chief Admin Officer | Jan 29, 2026 | Sale | −1,000 | $50.23 | $50.23K | 2,000 |
| Anthony M. Tang Vice Chairman, Director | Dec 11, 2025 | Other | +1,295.4 | $50.98 | $66.04K | 369,816 |
| May K. Chan SVP, General Counsel | Dec 11, 2025 | Other | +21.24 | $51.28 | $1.09K | 3,224 |
| Shally Wang Director | Dec 11, 2025 | Other | +55.18 | $50.98 | $2.81K | 9,247 |
| Anthony M. Tang Vice Chairman, Director | Dec 4, 2025 | Sale | −5,000 | $49.88 | $249.40K | 176,283 |
| Anthony M. Tang Vice Chairman, Director | Dec 2, 2025 | Sale | −5,000 | $49.00 | $245.00K | 181,283 |
| Dunson K. Cheng Executive Chairman, Director | Nov 24, 2025 | Sale | −7,590 | $47.81 | $362.88K | 138,360 |
| Dunson K. Cheng Executive Chairman, Director | Nov 21, 2025 | Sale | −10,000 | $47.85 | $478.50K | 145,950 |
| Dunson K. Cheng Executive Chairman, Director | Nov 20, 2025 | Sale | −14,000 | $46.24 | $647.36K | 155,950 |
| Dunson K. Cheng Executive Chairman, Director | Nov 19, 2025 | Sale | −1,000 | $45.75 | $45.75K | 169,950 |
| Chang Liu President & CEO, Director | Oct 28, 2025 | Sale(10b5-1 plan) | −5,165 | $46.24 | $238.83K | 108,478 |
| Thomas M. Lo EVP, Chief Admin Officer | Oct 27, 2025 | Sale | −1,000 | $46.83 | $46.83K | 3,000 |
| Jane H. Jelenko Director | Sep 10, 2025 | Gift | −1,037 | – | – | 12,988 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Richard Sun Director | Sep 2, 2026 | 1,000 | $62.32K | Sep 2, 2026 | Open Market Purchase |
| Richard Sun Director | Aug 25, 2026 | 1,000 | $62.08K | Aug 25, 2026 | Open Market Purchase |
| Thomas M. Lo Officer | Aug 25, 2026 | 1,600 | $99.95K | Aug 25, 2026 | Restricted Stock Lapse |
| Richard Sun Director | Aug 10, 2026 | 3,000 | $189.27K | Aug 10, 2026 | Open Market Purchase |
| Richard Sun Director | Jul 31, 2026 | 5,000 | $312.13K | Jul 31, 2026 | Open Market Purchase - See Remarks |
| Richard Sun Director | Jul 30, 2026 | 5,000 | $316.56K | Jul 30, 2026 | Restricted Stock Lapse |
| Richard Sun Director | Jul 29, 2026 | 20,000 | $1.27M | Jul 29, 2026 | Open Market Purchase / Restricted Stock Lapse - See Remarks |
| Anthony M. Tang Director | Jun 4, 2026 | 30,000 | $1.74M | Jun 4, 2026 | Owned Shares |
| Llc Pacju Officer | May 5, 2026 | 40,000 | $2.30M | May 5, 2026 | Stock Option Plan |
| May K. Chan Officer | Apr 28, 2026 | 559 | $31.26K | Apr 28, 2026 | Restricted Stock Lapse / Dividend Reinvestment - See Remark |
| Chang Liu Officer, Director | Apr 6, 2026 | 4,836 | $243.51K | Apr 6, 2026 | Restricted Stock Lapse |
| Thomas M. Lo Officer | Jan 29, 2026 | 1,000 | $50.23K | Jan 29, 2026 | Restricted Stock Lapse |
| Anthony M. Tang Director | Dec 4, 2025 | 2,000 | $98.00K | Dec 4, 2025 | Restricted Stock Units |
| Anthony M. Tang Director | Dec 3, 2025 | 8,000 | $392.00K | Dec 3, 2025 | Restricted Stock Units |
| Dunson K. Cheng Officer | Nov 19, 2025 | 32,590 | $1.51M | Nov 19, 2025 | RSU Vesting |