AXNYSESavings Institution, Federally CharteredFiscal year ends June 30
Axos Financial, Inc.
Financials through Q4 FY2026, quarter ended Jun 30, 2026Last filing: 10-K on Aug 20, 2026
$87.92−0.22 (-0.25%)
Close on Oct 19, 2026
- Market cap
- $5.00B
- P/E (TTM)
- 10.4
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
85.6%
49M of 57M shares
Institutional holders
384
52 new, 47 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
0 buys · 13 sales
Net sold $7.36M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 8,329,879 | – | 13G (passive) amendment | Dec 31, 2023 |
| Vanguard Portfolio Management | 3,118,098 | 5.50% | 13G (passive) | Mar 31, 2026 |
| State Street Corporation | 3,023,908 | 5.30% | 13G (passive) | Jun 30, 2026 |
| FMR LLC | 2,969,246 | 5.20% | 13G (passive) | Jun 30, 2026 |
| Vanguard Capital Management | 2,886,101 | 5.09% | 13G (passive) | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of AX | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 8,389,477 | 14.79% | $817.05M | +68,179 | 0.01% |
| Vanguard Portfolio Management LLC | 3,136,801 | 5.53% | $305.49M | +46,026 | 0.01% |
| State Street Corp | 3,023,908 | 5.33% | $294.49M | +207,211 | 0.01% |
| FMR LLC | 2,969,246 | 5.23% | $289.17M | +531,572 | 0.01% |
| American Century Companies Inc | 2,705,653 | 4.77% | $263.50M | +195,246 | 0.12% |
| Vanguard Capital Management LLC | 2,466,744 | 4.35% | $240.24M | +12,670 | 0.01% |
| Dimensional Fund Advisors LP | 2,197,135 | 3.87% | $213.98M | +20,132 | 0.04% |
| Geode Capital Management, LLC | 1,967,141 | 3.47% | $194.12M | +8,711 | 0.01% |
| Davis Asset Management, L.P. | 1,535,219 | 2.71% | $149.51M | – | 3.79% |
| Charles Schwab Investment Management Inc | 751,934 | 1.33% | $73.23M | +19,853 | 0.01% |
| Franklin Resources Inc | 714,462 | 1.26% | $69.58M | −40,532 | 0.02% |
| Northern Trust Corp | 710,371 | 1.25% | $69.18M | +25,659 | 0.01% |
| Ameriprise Financial Inc | 654,362 | 1.15% | $63.73M | −54,127 | 0.01% |
| Invesco Ltd. | 617,610 | 1.09% | $60.15M | +71,304 | 0.00% |
| Morgan Stanley | 591,123 | 1.04% | $57.57M | +47,496 | 0.00% |
| Emerald Advisers, LLC | 536,162 | 0.95% | $52.22M | +39,930 | 1.23% |
| Wasatch Advisors LP | 515,576 | 0.91% | $50.21M | −100,805 | 0.33% |
| Geneva Capital Management LLC | 477,009 | 0.84% | $46.46M | −131,072 | 1.07% |
| Wellington Management Group Llp | 470,586 | 0.83% | $45.83M | −367,267 | 0.01% |
| Goldman Sachs Group Inc | 453,375 | 0.80% | $44.15M | +99,686 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 384 | 49M | 85.6% | 52 / 138 | 127 / 47 | 3M | 3M |
| Q1 2026 | 386 | 48M | 84.4% | 50 / 142 | 134 / 35 | 10M | 2M |
| Q4 2025 | 379 | 46M | 81.2% | 46 / 143 | 129 / 42 | 3M | 2M |
| Q3 2025 | 382 | 46M | 80.4% | 54 / 126 | 146 / 32 | 3M | 3M |
| Q2 2025 | 365 | 45M | 79.4% | 51 / 129 | 128 / 35 | 2M | 3M |
| Q1 2025 | 352 | 46M | 81.1% | 43 / 116 | 123 / 45 | 3M | 4M |
| Q4 2024 | 356 | 47M | 83.4% | 58 / 126 | 117 / 30 | 3M | 3M |
| Q3 2024 | 335 | 48M | 84.7% | 57 / 108 | 116 / 38 | 11M | 4M |
| Q2 2024 | 318 | 49M | 86.6% | 48 / 96 | 128 / 37 | 3M | 5M |
| Q1 2024 | 310 | 51M | 89.4% | 44 / 92 | 124 / 35 | 4M | 5M |
| Q4 2023 | 302 | 52M | 91.7% | 66 / 76 | 121 / 21 | 9M | 5M |
| Q3 2023 | 261 | 48M | 85.1% | 31 / 96 | 93 / 27 | 5M | 5M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of AX | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Small-Cap ETF | 3,418,966 | 6.03% | $332.97M | 0.30% | Jun 30, 2026 |
| Avantis U.S. Small Cap Value ETF | 1,734,535 | 3.06% | $150.75M | 0.56% | May 31, 2026 |
| Vanguard Total Stock Market Index Fund | 1,717,867 | 3.03% | $167.30M | 0.01% | Jun 30, 2026 |
| Strategic Advisers Fidelity U.S. Total Stock Fund | 1,430,865 | 2.52% | $124.36M | 0.05% | May 31, 2026 |
| iShares Russell 2000 ETF | 1,360,105 | 2.40% | $132.46M | 0.16% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 1,239,833 | 2.19% | $120.75M | 0.06% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 785,085 | 1.38% | $76.46M | 0.11% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 652,325 | 1.15% | $63.53M | 0.07% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 605,461 | 1.07% | $61.40M | 0.18% | Jul 31, 2026 |
| State Street(R) SPDR(R) S&P(R) Regional Banking ETF | 572,780 | 1.01% | $55.78M | 1.18% | Jun 30, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF | 521,305 | 0.92% | $50.77M | 0.30% | Jun 30, 2026 |
| iShares S&P Small-Cap 600 Growth ETF | 505,089 | 0.89% | $49.19M | 0.60% | Jun 30, 2026 |
| Fidelity Small Cap Value Fund | 455,500 | 0.80% | $46.19M | 0.84% | Jul 31, 2026 |
| Invesco S&P SmallCap Momentum ETF | 449,957 | 0.79% | $45.63M | 1.50% | Jul 31, 2026 |
| U.S. Targeted Value Portfolio | 415,922 | 0.73% | $42.18M | 0.25% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Gregory Garrabrants | President and CEO, Director | 1,682,993 | 2.97% | Sep 4, 2026 |
| Eshel Bar-Adon | EVP, Strategic Partnerships an | 134,430 | 0.24% | Sep 16, 2026 |
| Derrick Walsh | EVP, Chief Financial Officer | 47,149 | 0.08% | Sep 16, 2026 |
| John Charles Tolla | EVP, Chief Risk Officer | 33,634 | 0.06% | Sep 16, 2026 |
| David M. Crow | EVP, Head of Clearing | 1,914 | 0.00% | Mar 24, 2026 |
| Andrew J. Micheletti | EVP, Finance | 70,701 | 0.12% | Aug 5, 2025 |
| Mosich Nick | Director | 64,849 | 0.11% | Sep 16, 2026 |
| Roque A. Santi | Director | 7,146 | 0.01% | Aug 7, 2026 |
| James S. Argalas | Director | 71,240 | 0.13% | May 14, 2026 |
| James John Court | Director | 33,369 | 0.06% | Feb 6, 2026 |
| Tamara N. Bohlig | Director | 12,919 | 0.02% | Dec 10, 2025 |
| Edward James Ratinoff | Director | 46,209 | 0.08% | Dec 8, 2025 |
| Sara Wardell-Smith | Director | 12,395 | 0.02% | Nov 18, 2025 |
| Stefani D. Carter | Director | 13,292 | 0.02% | Nov 18, 2025 |
| Uzair Dada | Director | 33,699 | 0.06% | Nov 18, 2025 |
| Paul Grinberg | Director | 119,728 | 0.21% | Nov 18, 2025 |
| Michael James Watson | – | 8,543 | 0.02% | Sep 16, 2026 |
| Candace L. Thiele | – | 1,931 | 0.00% | Sep 16, 2026 |
| Brian D. Swanson | – | 64,273 | 0.11% | Sep 16, 2026 |
| Thomas M. Constantine | – | 20,932 | 0.04% | Sep 16, 2026 |
| Raymond D. Matsumoto | – | 46,148 | 0.08% | Sep 16, 2026 |
| Ann Gill | – | 12,763 | 0.02% | Sep 16, 2026 |
| David X. Park | – | 21,122 | 0.04% | Sep 25, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Raymond D. Matsumoto – | Sep 15, 2026 | Returned to company | −2,668 | $92.68 | $247.27K | 43,911 |
| Raymond D. Matsumoto – | Sep 15, 2026 | Option exercise | +4,946 | $92.68 | $458.40K | 46,579 |
| John Charles Tolla EVP, Chief Risk Officer | Sep 15, 2026 | Returned to company | −1,885 | $92.68 | $174.70K | 30,911 |
| John Charles Tolla EVP, Chief Risk Officer | Sep 15, 2026 | Option exercise | +3,502 | $92.68 | $324.57K | 32,796 |
| Ann Gill – | Sep 15, 2026 | Returned to company | −884 | $92.68 | $81.93K | 11,340 |
| Ann Gill – | Sep 15, 2026 | Option exercise | +1,643 | $92.68 | $152.27K | 12,224 |
| Derrick Walsh EVP, Chief Financial Officer | Sep 15, 2026 | Option exercise | +4,127 | $92.68 | $382.49K | 44,280 |
| Derrick Walsh EVP, Chief Financial Officer | Sep 15, 2026 | Returned to company | −2,222 | $92.68 | $205.93K | 42,058 |
| Candace L. Thiele – | Sep 15, 2026 | Returned to company | −547 | $92.68 | $50.70K | 1,583 |
| Candace L. Thiele – | Sep 15, 2026 | Option exercise | +1,122 | $92.68 | $103.99K | 2,130 |
| Thomas M. Constantine – | Sep 15, 2026 | Returned to company | −2,102 | $92.68 | $194.81K | 17,998 |
| Thomas M. Constantine – | Sep 15, 2026 | Option exercise | +3,905 | $92.68 | $361.92K | 20,100 |
| Michael James Watson – | Sep 15, 2026 | Option exercise | +3,174 | $92.68 | $294.17K | 7,766 |
| Michael James Watson – | Sep 15, 2026 | Returned to company | −1,583 | $92.68 | $146.71K | 6,183 |
| Brian D. Swanson – | Sep 15, 2026 | Option exercise | +3,381 | $92.68 | $313.35K | 61,404 |
| Brian D. Swanson – | Sep 15, 2026 | Returned to company | −1,822 | $92.68 | $168.86K | 59,582 |
| Eshel Bar-Adon EVP, Strategic Partnerships an | Sep 15, 2026 | Returned to company | −1,956 | $92.68 | $181.28K | 131,051 |
| Eshel Bar-Adon EVP, Strategic Partnerships an | Sep 15, 2026 | Option exercise | +3,629 | $92.68 | $336.34K | 133,007 |
| Roque A. Santi Director | Aug 5, 2026 | Sale | −500 | $105.30 | $52.65K | 7,146 |
| Gregory Garrabrants President and CEO, Director | Jun 30, 2026 | Returned to company | −108,995 | $97.39 | $10.62M | 1,509,266 |
| Gregory Garrabrants President and CEO, Director | Jun 30, 2026 | Award | +202,032 | $97.39 | $19.68M | 1,618,261 |
| Thomas M. Constantine – | Jun 8, 2026 | Sale | −1,994 | $88.55 | $176.57K | 16,195 |
| Michael James Watson – | May 19, 2026 | Sale | −1,653 | $83.77 | $138.47K | 4,592 |
| James S. Argalas Director | May 12, 2026 | Gift | −2,100 | $84.66 | $177.79K | 71,240 |
| Roque A. Santi Director | May 8, 2026 | Sale | −500 | $87.77 | $43.89K | 7,646 |
| Eshel Bar-Adon EVP Strategic Partnerships an | Mar 20, 2026 | Option exercise | +1,098 | $82.93 | $91.06K | 129,970 |
| Eshel Bar-Adon EVP Strategic Partnerships an | Mar 20, 2026 | Returned to company | −592 | $82.93 | $49.09K | 129,378 |
| Ann Gill SVP, Chief Accounting Officer | Mar 20, 2026 | Option exercise | +601 | $82.93 | $49.84K | 10,904 |
| Ann Gill SVP, Chief Accounting Officer | Mar 20, 2026 | Returned to company | −323 | $82.93 | $26.79K | 10,581 |
| Candace L. Thiele EVP, Chief Administrative Offi | Mar 20, 2026 | Returned to company | −217 | $82.93 | $18.00K | 1,008 |
| Candace L. Thiele EVP, Chief Administrative Offi | Mar 20, 2026 | Option exercise | +444 | $82.93 | $36.82K | 1,225 |
| Derrick Walsh EVP, Chief Financial Officer | Mar 20, 2026 | Returned to company | −733 | $82.93 | $60.79K | 40,153 |
| Derrick Walsh EVP, Chief Financial Officer | Mar 20, 2026 | Option exercise | +1,360 | $82.93 | $112.78K | 40,886 |
| Raymond D. Matsumoto EVP, Chief Operating Officer | Mar 20, 2026 | Returned to company | −874 | $82.93 | $72.48K | 41,633 |
| Raymond D. Matsumoto EVP, Chief Operating Officer | Mar 20, 2026 | Option exercise | +1,621 | $82.93 | $134.43K | 42,507 |
| David M. Crow EVP, Head of Clearing | Mar 20, 2026 | Returned to company | −200 | $82.93 | $16.59K | 1,716 |
| David M. Crow EVP, Head of Clearing | Mar 20, 2026 | Option exercise | +583 | $82.93 | $48.35K | 1,916 |
| Michael James Watson EVP, Head of Axos Securities | Mar 20, 2026 | Option exercise | +983 | $82.93 | $81.52K | 6,736 |
| Michael James Watson EVP, Head of Axos Securities | Mar 20, 2026 | Returned to company | −491 | $82.93 | $40.72K | 6,245 |
| Thomas M. Constantine EVP, Chief Credit Officer | Mar 20, 2026 | Option exercise | +1,124 | $82.93 | $93.21K | 18,795 |
| Thomas M. Constantine EVP, Chief Credit Officer | Mar 20, 2026 | Returned to company | −606 | $82.93 | $50.26K | 18,189 |
| John Charles Tolla EVP, Chief Risk Officer | Mar 20, 2026 | Returned to company | −634 | $82.93 | $52.58K | 29,294 |
| John Charles Tolla EVP, Chief Risk Officer | Mar 20, 2026 | Returned to company | −1,587 | $82.93 | $131.61K | 29,928 |
| John Charles Tolla EVP, Chief Risk Officer | Mar 20, 2026 | Option exercise | +2,943 | $82.93 | $244.06K | 30,338 |
| John Charles Tolla EVP, Chief Risk Officer | Mar 20, 2026 | Option exercise | +1,177 | $82.93 | $97.61K | 31,515 |
| Brian D. Swanson President, Consumer Bank | Mar 20, 2026 | Returned to company | −634 | $82.93 | $52.58K | 58,023 |
| Brian D. Swanson President, Consumer Bank | Mar 20, 2026 | Option exercise | +2,943 | $82.93 | $244.06K | 59,067 |
| Brian D. Swanson President, Consumer Bank | Mar 20, 2026 | Option exercise | +1,177 | $82.93 | $97.61K | 60,244 |
| Brian D. Swanson President, Consumer Bank | Mar 20, 2026 | Returned to company | −1,587 | $82.93 | $131.61K | 58,657 |
| Eshel Bar-Adon EVP Strategic Partnerships an | Mar 15, 2026 | Returned to company | −952 | $84.68 | $80.62K | 128,872 |
| Thomas M. Constantine – | Mar 15, 2026 | Option exercise | +1,585 | $84.68 | $134.22K | 19,694 |
| Thomas M. Constantine – | Mar 15, 2026 | Returned to company | −1,168 | $84.68 | $98.91K | 18,526 |
| Thomas M. Constantine – | Mar 15, 2026 | Returned to company | −855 | $84.68 | $72.40K | 17,671 |
| Thomas M. Constantine – | Mar 15, 2026 | Option exercise | +2,032 | $84.68 | $172.07K | 18,109 |
| David M. Crow – | Mar 15, 2026 | Option exercise | +738 | $84.68 | $62.49K | 1,625 |
| David M. Crow – | Mar 15, 2026 | Returned to company | −292 | $84.68 | $24.73K | 1,333 |
| John Charles Tolla EVP, Chief Risk Officer | Mar 15, 2026 | Option exercise | +1,416 | $84.68 | $119.91K | 29,006 |
| John Charles Tolla EVP, Chief Risk Officer | Mar 15, 2026 | Returned to company | −848 | $84.68 | $71.81K | 28,158 |
| John Charles Tolla EVP, Chief Risk Officer | Mar 15, 2026 | Returned to company | −763 | $84.68 | $64.61K | 27,395 |
| John Charles Tolla EVP, Chief Risk Officer | Mar 15, 2026 | Option exercise | +1,458 | $84.68 | $123.46K | 27,590 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Santi Roque Director | Aug 5, 2026 | 500 | $52.65K | Aug 5, 2026 | Restricted Stock |
| Constantine Thomas Officer | Jun 9, 2026 | 400 | $36.00K | Jun 9, 2026 | Restricted Stock |
| Constantine Thomas Officer | Jun 8, 2026 | 1,594 | $140.57K | Jun 8, 2026 | Restricted Stock |
| Watson Michael Officer | May 19, 2026 | 1,653 | $138.47K | May 19, 2026 | Restricted Stock |
| Mosich Nicholas Director | Feb 17, 2026 | 1,275 | $124.95K | Feb 17, 2026 | Restricted Stock |
| Mosich Nicholas Director | Feb 10, 2026 | 1,000 | $97.00K | Feb 10, 2026 | Restricted Stock |
| Constantine Thomas Officer | Feb 6, 2026 | 3,260 | $326.00K | Feb 6, 2026 | Restricted Stock |
| J. Court James Director | Feb 6, 2026 | 11,163 | $1.13M | Feb 6, 2026 | Restricted Stock |
| Walsh Derrick Officer | Feb 6, 2026 | 4,846 | $490.44K | Feb 6, 2026 | Restricted Stock |
| Garrabrants Gregory Officer, Director | Feb 4, 2026 | 43,294 | $4.29M | Feb 4, 2026 | Restricted Stock |
| Grinberg Paul Officer | Feb 3, 2026 | 32,719 | $3.22M | Feb 3, 2026 | Restricted stock vesting under a registered plan |
| Park David Officer | Jan 30, 2026 | 18,192 | $1.76M | Jan 30, 2026 | Restricted Stock |
| N. Bohlig Tamara Director | Dec 8, 2025 | 2,145 | $184.96K | Dec 8, 2025 | Restricted Stock |
| Ratinoff Edward Director | Dec 5, 2025 | 2,145 | $181.45K | Dec 5, 2025 | Restricted Stock |
| Constantine Thomas Officer | Sep 10, 2025 | 1,476 | $135.79K | Sep 10, 2025 | Restricted Stock |