XMax Inc. (XMAX) shareholders
XMAXNasdaqHousehold FurnitureFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 13, 2026Score 11/30
$5.90−0.66 (-10.06%)
Close on Nov 13, 2026Market cap $380.69MP/E 16.9Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
20.8%
13M of 65M shares
Institutional holders
56
36 new, 11 sold out
Net institutional buying
7M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 4,425,213 | 7.00% | 13G (passive) | Jun 30, 2026 |
| Huge Energy International Limited Joint filing with Ng Man Shek (9.60%) | 700,000 | 9.60% | 13G (passive) amendment | Oct 25, 2024 |
| VT Conceptone Sdn Bhd | 460,000 | – | 13G (passive) | Aug 7, 2024 |
| Hong Sheng Ventures Sdn Bhd. Joint filing with Zhou Li (13.00%) | 400,000 | 13.00% | 13G (passive) | Jul 5, 2024 |
| ATS Brand Sdn Bhd. | 300,000 | – | 13G (passive) | Jan 23, 2024 |
| Web 3.0 SDH BHD Joint filing with Koo Han Ruey (16.50%) | 270,000 | 16.50% | 13G (passive) | Nov 20, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of XMAX | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 4,425,213 | 6.86% | $40.23M | +3,881,753 | 0.00% |
| Vanguard Capital Management LLC | 2,485,752 | 3.85% | $22.60M | +933,086 | 0.00% |
| Geode Capital Management, LLC | 1,522,700 | 2.36% | $13.84M | +1,029,960 | 0.00% |
| State Street Corp | 954,275 | 1.48% | $8.67M | +761,046 | 0.00% |
| Northern Trust Corp | 494,030 | 0.77% | $4.49M | +400,673 | 0.00% |
| Vanguard Fiduciary Trust Co | 443,462 | 0.69% | $4.03M | +178,857 | 0.00% |
| Vanguard Portfolio Management LLC | 422,802 | 0.66% | $3.84M | New | 0.00% |
| UBS Group AG | 356,626 | 0.55% | $3.24M | −110,487 | 0.00% |
| Renaissance Technologies LLC | 323,335 | 0.50% | $2.94M | −137,865 | 0.00% |
| Goldman Sachs Group Inc | 197,175 | 0.31% | $1.79M | +124,213 | 0.00% |
| Charles Schwab Investment Management Inc | 175,166 | 0.27% | $1.59M | +149,166 | 0.00% |
| Bank of New York Mellon Corp | 141,668 | 0.22% | $1.29M | New | 0.00% |
| Nuveen, LLC | 138,780 | 0.22% | $1.26M | New | 0.00% |
| Citadel Advisors LLC | 117,424 | 0.18% | $1.07M | New | 0.00% |
| Two Sigma Investments, LP | 100,483 | 0.16% | $913.39K | −69,792 | 0.00% |
| Barclays PLC | 91,632 | 0.14% | $832.94K | +86,827 | 0.00% |
| Rhumbline Advisers | 77,124 | 0.12% | $701.05K | New | 0.00% |
| Bank Of America Corp /De/ | 76,639 | 0.12% | $696.65K | New | 0.00% |
| Deutsche Bank AG\ | 60,914 | 0.09% | $553.71K | New | 0.00% |
| Virtu Financial LLC | 59,090 | 0.09% | $537.00K | +6,814 | 0.02% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 56 | 13M | 20.8% | 36 / 15 | 5 / 11 | 9M | 2M |
| Q1 2026 | 31 | 6M | 9.2% | 13 / 11 | 7 / 11 | 4M | 0M |
| Q4 2025 | 31 | 3M | 4.3% | 20 / 10 | 1 / 4 | 2M | 0M |
| Q3 2025 | 15 | 1M | 0.8% | 8 / 5 | 0 / 3 | 0M | 0M |
| Q2 2025 | 10 | 0M | 0.3% | 3 / 1 | 4 / 1 | 0M | 0M |
| Q1 2025 | 8 | 0M | 0.2% | 1 / 5 | 0 / 2 | 0M | 0M |
| Q4 2024 | 9 | 0M | 0.2% | 4 / 2 | 1 / 0 | 0M | 0M |
| Q3 2024 | 5 | 0M | 0.0% | 2 / 1 | 1 / 1 | 0M | 0M |
| Q2 2024 | 5 | 0M | 0.0% | 2 / 1 | 0 / 3 | 0M | 0M |
| Q1 2024 | 6 | 0M | 0.0% | 2 / 1 | 1 / 1 | 0M | 0M |
| Q4 2023 | 5 | 0M | 0.0% | 1 / 1 | 1 / 2 | 0M | 0M |
| Q3 2023 | 6 | 0M | 0.0% | 1 / 1 | 1 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
55 funds held XMAX in Q2 2026, 83% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of XMAX | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 1,712,900 | 2.65% | $15.57M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 1,585,646 | 2.46% | $14.41M | 0.02% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 729,302 | 1.13% | $6.63M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 667,550 | 1.03% | $5.75M | 0.02% | Jul 31, 2026 |
| iShares Russell 2000 Growth ETF | 520,316 | 0.81% | $4.73M | 0.03% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 221,035 | 0.34% | $1.89M | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 206,327 | 0.32% | $1.88M | 0.12% | Jun 30, 2026 |
| Schwab Small-Cap Index Fund | 149,106 | 0.23% | $1.29M | 0.02% | Jul 31, 2026 |
| Master Small Cap Index Series | 114,677 | 0.18% | $1.04M | 0.02% | Jun 30, 2026 |
| Nuveen Small Cap Blend Index Fund | 81,132 | 0.13% | $699.36K | 0.02% | Jul 31, 2026 |
| Fidelity Total Market Index Fund | 80,768 | 0.13% | $690.57K | 0.00% | May 31, 2026 |
| EQ/2000 Managed Volatility Portfolio | 66,732 | 0.10% | $606.59K | 0.02% | Jun 30, 2026 |
| Fidelity Series Total Market Index Fund | 65,315 | 0.10% | $558.44K | 0.00% | May 31, 2026 |
| iShares Russell 2000 Value ETF | 54,946 | 0.09% | $499.46K | 0.00% | Jun 30, 2026 |
| Fidelity Small Cap Growth Index Fund | 51,905 | 0.08% | $471.82K | 0.03% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Yizhou Zhao | Chief Operating Officer, Director | – | – | May 14, 2026 |
| Xiaohua Lu | Chief Executive Officer, Director | – | – | May 14, 2026 |
| Min Su | Secretary, Director | 20,400 | 0.03% | Jan 6, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Min Su Secretary, Director | Nov 7, 2024 | Award | +6,000 | – | – | 20,400 |
| Min Su Secretary, Director | Nov 9, 2023 | Award | +6,000 | – | – | 14,400 |
| Min Su Secretary, Director | Nov 11, 2022 | Award | +6,000 | – | – | 42,000 |
| Min Su Secretary, Director | Nov 11, 2021 | Award | +6,000 | – | – | 36,000 |
| Min Su Secretary, Director | Nov 10, 2020 | Award | +6,000 | – | – | 30,000 |
| Min Su Secretary, Director | Jan 31, 2020 | Award | +6,000 | – | – | 24,000 |
| Min Su Secretary, Director | Dec 13, 2018 | Award | +30,000 | – | – | 90,000 |
| Min Su Corporate Secretary, Director | Feb 27, 2018 | Award | +30,000 | – | – | 60,000 |
| Umesh Patel Director | Nov 13, 2017 | Sale | −9,040 | $2.56 | $23.14K | 0 |
| Umesh Patel Director | Nov 1, 2017 | Sale | −5,001 | $1.56 | $7.80K | 9,040 |
| Yuen Ching Ho Chief Financial Officer, Director | Jun 19, 2017 | Sale | −4,156,403 | $1.41 | $5.86M | 0 |
| Umesh Patel Director | Mar 31, 2017 | Award | +6,024 | $1.66 | $10.00K | 14,041 |
| Bin Liu Director | Mar 31, 2017 | Award | +6,024 | $1.66 | $10.00K | 42,629 |
| Bin Liu Director | Jan 3, 2017 | Award | +5,263 | $1.90 | $10.00K | 36,605 |
| Michael J. Viotto Director | Jan 3, 2017 | Award | +5,263 | $1.90 | $10.00K | 40,605 |
| Umesh Patel Director | Jan 3, 2017 | Award | +5,263 | $1.90 | $10.00K | 8,017 |
| Ya Ming Wong Former Officer, Director | Dec 28, 2016 | Sale | −4,973,903 | $2.11 | $10.49M | 0 |
| Thanh H. Lam President; Interim CEO, Director | Nov 29, 2016 | Sale | −8,230 | $2.95 | $24.28K | 196,403 |
| Thanh H. Lam President; Interim CEO, Director | Nov 28, 2016 | Sale | −41,770 | $2.95 | $123.22K | 204,633 |
| Umesh Patel Director | Nov 11, 2016 | Award | +2,754 | $3.07 | $8.45K | 2,754 |
| Ya Ming Wong Former Officer, Director | Oct 3, 2016 | Returned to company | −25,000 | – | – | 4,973,903 |
| Bin Liu Director | Sep 30, 2016 | Award | +2,754 | $3.63 | $10.00K | 31,342 |
| Michael J. Viotto Director | Sep 30, 2016 | Award | +2,754 | $3.63 | $10.00K | 35,342 |
| Bin Liu Director | Aug 9, 2016 | Award | +16,393 | $0.61 | $10.00K | 28,588 |
| Michael J. Viotto Director | Aug 9, 2016 | Award | +16,393 | $0.61 | $10.00K | 32,588 |
| Thanh H. Lam President; Interim CEO, Director | Mar 21, 2016 | Award | +100,000 | – | – | 246,403 |
| Ya Ming Wong Chief Executive Officer, Director, 10% owner | Mar 21, 2016 | Award | +100,000 | – | – | 4,998,903 |
| Yuen Ching Ho Chief Financial Officer, Director, 10% owner | Mar 21, 2016 | Award | +100,000 | – | – | 4,156,403 |
| Peter M. Kam Director | Jun 29, 2015 | Buy | +20,000 | $2.00 | $40.00K | 56,195 |
| Peter M. Kam Director | May 28, 2015 | Buy | +20,000 | $2.40 | $48.00K | 36,195 |
| Bin Liu Director | May 19, 2015 | Award | +12,195 | $3.28 | $40.00K | 12,195 |
| Peter M. Kam Director | Mar 24, 2015 | Award | +12,195 | $3.28 | $40.00K | 16,195 |
| Michael J. Viotto Director | Mar 24, 2015 | Award | +12,195 | $3.28 | $40.00K | 16,195 |
| Chung Shing Yam Director | Mar 24, 2015 | Award | +12,195 | $3.28 | $40.00K | 16,195 |
| Yuen Ching Ho Chief Financial Officer, Director, 10% owner | Nov 28, 2014 | Gift | −842,500 | – | – | 4,056,403 |
| James R. Talevich Director | Nov 19, 2014 | Award | +10,602 | $4.10 | $43.47K | 25,000 |
| James R. Talevich Director | Nov 18, 2014 | Award | +9,398 | $4.10 | $38.53K | 14,398 |
| Yuen Ching Ho Chief Financial Officer, Director, 10% owner | Nov 10, 2014 | Award | +46,403 | – | – | 4,898,903 |
| Thanh H. Lam President, Director | Nov 10, 2014 | Award | +46,403 | – | – | 146,403 |
| Ya Ming Wong Chief Executive Officer, Director, 10% owner | Nov 10, 2014 | Award | +46,403 | – | – | 4,898,903 |
| Thanh H. Lam President, Director | Aug 7, 2014 | Award | +50,000 | – | – | 100,000 |
| James R. Talevich Director | Jul 9, 2014 | Award | +5,000 | – | – | 5,000 |
| Peter M. Kam Director | Jul 9, 2014 | Award | +4,000 | – | – | 4,000 |
| Chung Shing Yam Director | Jul 9, 2014 | Award | +4,000 | – | – | 4,000 |
| Michael J. Viotto Director | Jul 9, 2014 | Award | +4,000 | – | – | 4,000 |
| Thanh H. Lam President, Director | Aug 28, 2013 | Award | +50,000 | – | – | 50,000 |
| Ya Ming Wong CEO and Chairman, Director, 10% owner | Aug 18, 2011 | Buy | +10,000 | $1.50 | $15.00K | 4,852,500 |
| Yuen Ching Ho Chief Financial Officer, 10% owner | Aug 18, 2011 | Buy | +10,000 | $1.50 | $15.00K | 4,852,500 |
| Alex Li Chairman and Chief Executive O, Director, 10% owner | Jun 30, 2011 | Other | −10,000,000 | $0.01 | $100.00K | 0 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
14.81%
10M shares short
Days to cover
10.2
At 1M shares a day
Change since last report
+2.4%
From 9M shares
Short volume, 20 days
69.2%
Of volume reported to FINRA
Shares sold short, last 6 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of XMax's stock actually held short. Settlement fails (shares not delivered on time) peaked at 116,244 shares on Sep 25, 2026 over the last 90 days.
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