TRI-CONTINENTAL Corp (TY) shareholders
TYNYSEFiscal year ends December 31Also trades as TY.P
$33.93−0.16 (-0.47%)
Close on Nov 13, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
7M
Shares held, 13F filers
Institutional holders
156
19 new, 12 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 1 sales
Net sold $87.18K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of TY | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 689,725 | – | $23.74M | −45,373 | 0.61% |
| Lazard Asset Management LLC | 671,046 | – | $23.10M | +156,511 | 0.03% |
| Morgan Stanley | 543,357 | – | $18.70M | −10,440 | 0.00% |
| Allspring Global Investments Holdings, LLC | 445,614 | – | $15.34M | +79,600 | 0.02% |
| Blue Bell Private Wealth Management, LLC | 429,902 | – | $14.80M | −141 | 1.84% |
| Raymond James Financial Inc | 249,337 | – | $8.58M | −11,647 | 0.00% |
| UBS Group AG | 226,335 | – | $7.79M | +13,065 | 0.00% |
| Focus Partners Wealth | 187,432 | – | $6.45M | −11,304 | 0.01% |
| UMB Bank, n.a. | 163,808 | – | $5.64M | −13,984 | 0.07% |
| Uncommon Cents Investing LLC | 159,026 | – | $5.47M | −645 | 1.19% |
| Hennion & Walsh Asset Management, Inc. | 156,550 | – | $5.39M | +11,778 | 0.15% |
| Cornerstone Advisory, LLC | 155,211 | – | $5.34M | +3,640 | 0.44% |
| Wells Fargo & Company/Mn | 147,471 | – | $5.08M | −18,622 | 0.00% |
| Osaic Holdings, Inc. | 127,904 | – | $4.40M | +4,827 | 0.01% |
| Mariner, LLC | 111,679 | – | $3.84M | +15,088 | 0.00% |
| Stifel Financial Corp | 103,544 | – | $3.56M | −108 | 0.00% |
| LPL Financial LLC | 91,759 | – | $3.16M | +13,068 | 0.00% |
| 1620 Investment Advisors, Inc. | 90,360 | – | $3.11M | −2,290 | 1.93% |
| Cambridge Investment Research Advisors, Inc. | 87,978 | – | $3.03M | +39,628 | 0.00% |
| Altium Capital Management LP | 86,458 | – | $2.98M | +7,538 | 6.27% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 156 | 7M | 19 / 59 | 41 / 12 | 1M | 0M |
| Q1 2026 | 153 | 7M | 12 / 49 | 35 / 9 | 0M | 0M |
| Q4 2025 | 151 | 7M | 26 / 54 | 34 / 28 | 1M | 1M |
| Q3 2025 | 154 | 7M | 16 / 37 | 41 / 9 | 1M | 1M |
| Q2 2025 | 149 | 7M | 13 / 53 | 41 / 7 | 1M | 0M |
| Q1 2025 | 145 | 6M | 9 / 34 | 46 / 11 | 0M | 1M |
| Q4 2024 | 149 | 7M | 25 / 52 | 34 / 8 | 1M | 1M |
| Q3 2024 | 136 | 7M | 12 / 43 | 32 / 11 | 1M | 0M |
| Q2 2024 | 135 | 7M | 14 / 53 | 32 / 7 | 0M | 2M |
| Q1 2024 | 129 | 8M | 15 / 32 | 40 / 10 | 1M | 0M |
| Q4 2023 | 125 | 7M | 18 / 40 | 35 / 10 | 1M | 0M |
| Q3 2023 | 120 | 7M | 10 / 33 | 38 / 11 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
4 funds held TY in Q2 2026, 100% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of TY | Value | % of fund | As of |
|---|---|---|---|---|---|
| Saba Closed-End Funds ETF | 269,446 | – | $9.50M | 2.25% | May 31, 2026 |
| First Trust Income Opportunities ETF | 61,985 | – | $2.18M | 2.76% | May 31, 2026 |
| Thrivent Multisector Bond Fund | 8,107 | – | $282.77K | 0.03% | Jul 31, 2026 |
| Thrivent Conservative Allocation Fund | 3,310 | – | $113.93K | 0.01% | Jun 30, 2026 |
| Thrivent Conservative Allocation Portfolio | 2,041 | – | $70.25K | 0.01% | Jun 30, 2026 |
| Thrivent Multisector Bond Portfolio | 1,584 | – | $54.52K | 0.03% | Jun 30, 2026 |
| Thrivent Dynamic Allocation Fund | 1,099 | – | $38.33K | 0.01% | Jul 31, 2026 |
| Thrivent Dynamic Allocation Portfolio | 889 | – | $30.60K | 0.01% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 521 | – | $17.93K | 0.07% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 186 | – | $6.40K | 0.07% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Christie M. Wiley | Vice President | – | Apr 1, 2026 |
| Victoria K. Bender | Vice President | – | Feb 4, 2026 |
| Joseph D'Alessandro | VP and Assistant Secretary | – | Feb 3, 2026 |
| Christopher O. Petersen | SVP & Asst Secretary | 0 | Sep 8, 2025 |
| Ryan Collins Larrenaga | See Remarks | 100 | Aug 21, 2025 |
| William F. Truscott | Senior Vice President | 6,000 | Nov 19, 2024 |
| Nancy Therese Lukitsh | Director | 100 | Jan 2, 2026 |
| Pamela G. Carlton | Director | 1,584 | Mar 11, 2025 |
| Yan Jin | – | 20,419 | May 28, 2026 |
| Nicolas Janvier | – | – | May 7, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Yan Jin – | May 27, 2026 | Sale | −2,500 | $34.87 | $87.18K | 12,919 |
| Christopher O. Petersen SVP & Asst Secretary | Sep 4, 2025 | Sale | −151.28 | $33.56 | $5.08K | 0 |
| Ryan Collins Larrenaga See Remarks | Aug 20, 2025 | Buy | +100 | $33.04 | $3.30K | 100 |
| Pamela G. Carlton Director | Mar 7, 2025 | Sale | −332 | $31.25 | $10.38K | 1,584 |
| Pamela G. Carlton Director | Mar 7, 2025 | Sale | −1,483 | $31.22 | $46.30K | 101 |
| William F. Truscott Senior Vice President | Nov 18, 2024 | Buy | +4,000 | $33.60 | $134.40K | 4,000 |
| William F. Truscott Senior Vice President | Nov 8, 2024 | Gift | −2,000 | – | – | 0 |
| Janet Carrig Director | Aug 29, 2023 | Sale | −27 | $27.71 | $748 | 73 |
| Raghavendran Sivaraman – | Jul 6, 2023 | Buy | +415 | $27.10 | $11.25K | 3,000 |
| Raghavendran Sivaraman – | Jul 6, 2023 | Buy | +1,873 | $27.06 | $50.68K | 1,873 |
| Raghavendran Sivaraman – | Jul 6, 2023 | Buy | +712 | $27.08 | $19.28K | 2,585 |
| Grace Lee – | Mar 14, 2022 | Buy | +2,000 | $29.15 | $58.30K | 2,000 |
| Daniel Beckman Senior Vice President | May 6, 2021 | Buy | +325 | $34.00 | $11.05K | 325 |
| Christopher O. Petersen President & Prin Exec Off | Nov 17, 2020 | Buy | +100 | $28.40 | $2.84K | 100 |
| David L. King – | Mar 2, 2020 | Buy | +37 | $26.44 | $978 | 149,891 |
| David L. King – | Mar 2, 2020 | Buy | +247 | $26.45 | $6.53K | 149,854 |
| David L. King – | Mar 2, 2020 | Buy | +32 | $26.46 | $847 | 149,607 |
| David L. King – | Mar 2, 2020 | Buy | +10 | $26.40 | $264 | 149,575 |
| David L. King – | Mar 2, 2020 | Buy | +247 | $26.28 | $6.49K | 149,565 |
| David L. King – | Mar 2, 2020 | Buy | +822 | $26.29 | $21.61K | 149,318 |
| David L. King – | Mar 2, 2020 | Buy | +51 | $26.50 | $1.35K | 148,496 |
| David L. King – | Mar 2, 2020 | Buy | +54 | $26.60 | $1.44K | 148,445 |
| David L. King – | Mar 2, 2020 | Buy | +150 | $26.36 | $3.95K | 148,303 |
| David L. King – | Mar 2, 2020 | Buy | +148 | $26.38 | $3.90K | 148,153 |
| David L. King – | Mar 2, 2020 | Buy | +260 | $26.37 | $6.86K | 148,005 |
| David L. King – | Mar 2, 2020 | Buy | +100 | $26.36 | $2.64K | 147,745 |
| David L. King – | Mar 2, 2020 | Buy | +88 | $26.40 | $2.32K | 147,645 |
| David L. King – | Mar 2, 2020 | Buy | +100 | $26.39 | $2.64K | 147,557 |
| David L. King – | Mar 2, 2020 | Buy | +188 | $26.12 | $4.91K | 147,457 |
| David L. King – | Mar 2, 2020 | Buy | +186 | $26.12 | $4.86K | 147,269 |
| David L. King – | Mar 2, 2020 | Buy | +292 | $26.18 | $7.64K | 147,083 |
| David L. King – | Mar 2, 2020 | Buy | +100 | $26.18 | $2.62K | 146,791 |
| David L. King – | Mar 2, 2020 | Buy | +188 | $26.11 | $4.91K | 146,691 |
| David L. King – | Mar 2, 2020 | Buy | +100 | $26.13 | $2.61K | 146,503 |
| David L. King – | Mar 2, 2020 | Buy | +141 | $26.09 | $3.68K | 146,403 |
| David L. King – | Mar 2, 2020 | Buy | +109 | $26.43 | $2.88K | 150,000 |
| David L. King – | Mar 2, 2020 | Buy | +562 | $26.19 | $14.72K | 146,262 |
| David L. King – | Mar 2, 2020 | Buy | +63 | $26.24 | $1.65K | 145,700 |
| David L. King – | Mar 2, 2020 | Buy | +338 | $26.00 | $8.79K | 143,032 |
| David L. King – | Mar 2, 2020 | Buy | +191 | $26.02 | $4.97K | 142,694 |
| David L. King – | Mar 2, 2020 | Buy | +58 | $26.14 | $1.52K | 142,503 |
| David L. King – | Mar 2, 2020 | Buy | +88 | $25.90 | $2.28K | 142,445 |
| David L. King – | Mar 2, 2020 | Buy | +100 | $25.91 | $2.59K | 142,357 |
| David L. King – | Mar 2, 2020 | Buy | +178 | $25.72 | $4.58K | 142,257 |
| David L. King – | Mar 2, 2020 | Buy | +251 | $25.70 | $6.45K | 142,079 |
| David L. King – | Mar 2, 2020 | Buy | +78 | $25.71 | $2.01K | 141,828 |
| David L. King – | Mar 2, 2020 | Buy | +376 | $25.79 | $9.70K | 141,750 |
| David L. King – | Mar 2, 2020 | Buy | +51 | $25.74 | $1.31K | 141,374 |
| David L. King – | Mar 2, 2020 | Buy | +48 | $25.62 | $1.23K | 141,323 |
| David L. King – | Mar 2, 2020 | Buy | +141 | $25.44 | $3.59K | 141,275 |
| David L. King – | Mar 2, 2020 | Buy | +158 | $25.45 | $4.02K | 141,134 |
| David L. King – | Mar 2, 2020 | Buy | +680 | $25.46 | $17.31K | 140,976 |
| David L. King – | Mar 2, 2020 | Buy | +200 | $25.49 | $5.10K | 140,296 |
| David L. King – | Mar 2, 2020 | Buy | +49 | $25.51 | $1.25K | 140,096 |
| David L. King – | Mar 2, 2020 | Buy | +47 | $25.54 | $1.20K | 140,047 |
| David L. King – | Mar 2, 2020 | Buy | +233 | $26.25 | $6.12K | 145,637 |
| David L. King – | Mar 2, 2020 | Buy | +98 | $26.35 | $2.58K | 145,404 |
| David L. King – | Mar 2, 2020 | Buy | +278 | $26.33 | $7.32K | 145,306 |
| David L. King – | Mar 2, 2020 | Buy | +188 | $26.34 | $4.95K | 145,028 |
| David L. King – | Mar 2, 2020 | Buy | +847 | $26.30 | $22.28K | 144,840 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
1M shares short
Days to cover
28.7
At 0M shares a day
Change since last report
-1.0%
From 1M shares
Short volume, 20 days
28.5%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Tri-Continental's stock actually held short. Settlement fails (shares not delivered on time) peaked at 2,085 shares on Sep 14, 2026 over the last 90 days.
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