TriplePoint Venture Growth BDC Corp. (TPVG) shareholders
TPVGNYSEFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 4, 2026Score 13/3068% below fair value
$3.99+0.06 (+1.53%)
Close on Nov 13, 2026Market cap $162.43MP/E 5.0Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
7.1%
3M of 41M shares
Institutional holders
63
11 new, 19 sold out
Net institutional buying
-1M
In Q2 2026
Insider trades, 12 months
79 buys · 1 sales
Net bought $16.19M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Michael Gontar Joint filing with Madera Ventures LLC (7.36%), Robert Toan (7.36%) and 3 more | 3,020,782 | 7.42% | 13D (active) | Dec 11, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of TPVG | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Two Sigma Investments, LP | 618,001 | 1.52% | $3.03M | −232,938 | 0.00% |
| Marshall Wace, Llp | 337,655 | 0.83% | $1.66M | −59,134 | 0.00% |
| Legal & General Group Plc | 325,584 | 0.80% | $1.60M | +14,054 | 0.00% |
| BlackRock, Inc. | 153,663 | 0.38% | $754.49K | −2,883 | 0.00% |
| Bank Of America Corp /De/ | 126,269 | 0.31% | $619.98K | +58,083 | 0.00% |
| Morgan Stanley | 122,506 | 0.30% | $601.51K | −17,996 | 0.00% |
| Wells Fargo & Company/Mn | 115,985 | 0.28% | $569.49K | +3,789 | 0.00% |
| UBS Group AG | 84,998 | 0.21% | $417.34K | −122,619 | 0.00% |
| Kovack Advisors, Inc. | 79,219 | 0.19% | $401.64K | +12,850 | 0.02% |
| LPL Financial LLC | 65,604 | 0.16% | $322.11K | −1,775 | 0.00% |
| Samalin Investment Counsel, LLC | 61,743 | 0.15% | $303.16K | −37,850 | 0.09% |
| Cetera Investment Advisers | 58,077 | 0.14% | $285.16K | +3,778 | 0.00% |
| Virtus Investment Advisers, Inc. | 53,323 | 0.13% | $261.82K | −15,190 | 0.06% |
| Great West Life Assurance Co /Can/ | 49,091 | 0.12% | $240.00K | +5,036 | 0.00% |
| Eagle Global Advisors LLC | 40,695 | 0.10% | $199.81K | −3,665 | 0.01% |
| Ethos Financial Group, LLC | 40,360 | 0.10% | $194.37K | −3,200 | 0.01% |
| SRS Capital Advisors, Inc. | 40,300 | 0.10% | $197.87K | New | 0.00% |
| Prospera Financial Services Inc | 39,760 | 0.10% | $195.24K | +4,951 | 0.00% |
| Closed-End Fund Advisors, Inc. | 33,804 | 0.08% | $165.98K | −1,320 | 0.16% |
| Cresset Asset Management, LLC | 32,814 | 0.08% | $161.12K | +1,454 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 63 | 3M | 7.1% | 11 / 16 | 21 / 19 | 0M | 1M |
| Q1 2026 | 73 | 4M | 9.2% | 15 / 23 | 16 / 16 | 1M | 2M |
| Q4 2025 | 75 | 4M | 11.0% | 15 / 23 | 24 / 15 | 1M | 1M |
| Q3 2025 | 75 | 4M | 10.3% | 19 / 28 | 13 / 10 | 1M | 0M |
| Q2 2025 | 66 | 4M | 9.1% | 13 / 17 | 22 / 19 | 0M | 1M |
| Q1 2025 | 72 | 4M | 10.7% | 8 / 22 | 24 / 20 | 1M | 1M |
| Q4 2024 | 84 | 5M | 12.6% | 21 / 26 | 25 / 18 | 1M | 2M |
| Q3 2024 | 83 | 6M | 14.3% | 15 / 26 | 29 / 15 | 1M | 2M |
| Q2 2024 | 84 | 7M | 16.6% | 17 / 32 | 24 / 18 | 2M | 1M |
| Q1 2024 | 86 | 5M | 13.2% | 16 / 34 | 24 / 15 | 1M | 0M |
| Q4 2023 | 86 | 5M | 12.4% | 19 / 32 | 26 / 14 | 1M | 1M |
| Q3 2023 | 83 | 5M | 12.0% | 13 / 40 | 11 / 10 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
6 funds held TPVG in Q2 2026, 132% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of TPVG | Value | % of fund | As of |
|---|---|---|---|---|---|
| Virtus Private Credit Strategy ETF | 53,323 | 0.13% | $241.02K | 0.79% | Jul 31, 2026 |
| Catalyst/SMH Total Return Income Fund | 19,494 | 0.05% | $95.72K | 0.46% | Jun 30, 2026 |
| Blackstone Alternative Multi-Strategy Fund | 1,400 | 0.00% | $6.87K | 0.00% | Jun 30, 2026 |
| WHITEWOLF Publicly Listed Private Equity ETF | 128 | 0.00% | $579 | 0.01% | Jul 31, 2026 |
| Gator Capital Long/Short Fund | -8,500 | -0.02% | -$38.42K | -0.05% | Jul 31, 2026 |
| SIMT Multi-Strategy Alternatives Fund | -26,603 | -0.07% | -$130.62K | -0.05% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Sajal Srivastava | President and CIO, Director | 1,998,489 | 4.91% | Sep 22, 2026 |
| James Labe | Chief Executive Officer, Director | 2,557,930 | 6.28% | Sep 22, 2026 |
| Mike Wilhelms | Chief Financial Officer | – | – | Jan 10, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| James Labe Chief Executive Officer, Director | Sep 18, 2026 | Buy | +313,865.22 | $4.71 | $1.48M | 2,312,354 |
| Sajal Srivastava President and CIO, Director | Sep 18, 2026 | Sale | −313,865.22 | $4.71 | $1.48M | 0 |
| Sajal Srivastava President and CIO, Director | Jan 12, 2026 | Buy | +23,799 | $6.66 | $158.50K | 1,998,489 |
| James Labe Chief Executive Officer, Director | Jan 12, 2026 | Buy | +23,799 | $6.66 | $158.50K | 1,998,489 |
| Sajal Srivastava President and CIO, Director | Jan 9, 2026 | Buy | +16,000 | $6.56 | $104.96K | 1,974,690 |
| James Labe Chief Executive Officer, Director | Jan 9, 2026 | Buy | +16,000 | $6.56 | $104.96K | 1,974,690 |
| James Labe Chief Executive Officer, Director | Jan 8, 2026 | Buy | +16,833 | $6.61 | $111.27K | 1,958,690 |
| Sajal Srivastava President and CIO, Director | Jan 8, 2026 | Buy | +16,833 | $6.61 | $111.27K | 1,958,690 |
| James Labe Chief Executive Officer, Director | Jan 7, 2026 | Buy | +30,877 | $6.43 | $198.54K | 1,941,857 |
| Sajal Srivastava President and CIO, Director | Jan 7, 2026 | Buy | +30,877 | $6.43 | $198.54K | 1,941,857 |
| Sajal Srivastava President and CIO, Director | Jan 6, 2026 | Buy | +34,000 | $6.61 | $224.74K | 1,910,980 |
| James Labe Chief Executive Officer, Director | Jan 6, 2026 | Buy | +34,000 | $6.61 | $224.74K | 1,910,980 |
| Sajal Srivastava President and CIO, Director | Jan 5, 2026 | Buy | +40,000 | $6.70 | $268.00K | 1,876,980 |
| James Labe Chief Executive Officer, Director | Jan 5, 2026 | Buy | +40,000 | $6.70 | $268.00K | 1,876,980 |
| James Labe Chief Executive Officer, Director | Jan 2, 2026 | Buy | +27,153 | $6.60 | $179.21K | 1,836,980 |
| Sajal Srivastava President and CIO, Director | Jan 2, 2026 | Buy | +27,153 | $6.60 | $179.21K | 1,836,980 |
| James Labe Chief Executive Officer, Director | Dec 31, 2025 | Buy | +30,459 | $6.55 | $199.51K | 1,809,827 |
| Sajal Srivastava President and CIO, Director | Dec 31, 2025 | Buy | +30,459 | $6.55 | $199.51K | 1,809,827 |
| Sajal Srivastava President and CIO, Director | Dec 30, 2025 | Buy | +39,814 | $6.44 | $256.40K | 1,779,368 |
| James Labe Chief Executive Officer, Director | Dec 30, 2025 | Buy | +39,814 | $6.44 | $256.40K | 1,779,368 |
| James Labe Chief Executive Officer, Director | Dec 30, 2025 | Buy | +25,000 | $6.45 | $161.25K | 1,764,554 |
| Sajal Srivastava President and CIO, Director | Dec 30, 2025 | Buy | +25,000 | $6.45 | $161.25K | 1,764,554 |
| James Labe Chief Executive Officer, Director | Dec 29, 2025 | Buy | +27,410 | $6.34 | $173.78K | 1,739,554 |
| Sajal Srivastava President and CIO, Director | Dec 29, 2025 | Buy | +27,410 | $6.34 | $173.78K | 1,739,554 |
| James Labe Chief Executive Officer, Director | Dec 26, 2025 | Buy | +31,600 | $6.30 | $199.08K | 1,712,144 |
| Sajal Srivastava President and CIO, Director | Dec 26, 2025 | Buy | +31,600 | $6.30 | $199.08K | 1,712,144 |
| James Labe Chief Executive Officer, Director | Dec 24, 2025 | Buy | +26,756 | $6.30 | $168.56K | 1,680,544 |
| Sajal Srivastava President and CIO, Director | Dec 24, 2025 | Buy | +26,756 | $6.30 | $168.56K | 1,680,544 |
| James Labe Chief Executive Officer, Director | Dec 23, 2025 | Buy | +31,910 | $6.29 | $200.71K | 1,653,788 |
| Sajal Srivastava President and CIO, Director | Dec 23, 2025 | Buy | +31,910 | $6.29 | $200.71K | 1,653,788 |
| James Labe Chief Executive Officer, Director | Dec 22, 2025 | Buy | +26,900 | $6.29 | $169.20K | 1,621,878 |
| Sajal Srivastava President and CIO, Director | Dec 22, 2025 | Buy | +26,900 | $6.29 | $169.20K | 1,621,878 |
| James Labe Chief Executive Officer, Director | Dec 19, 2025 | Buy | +29,000 | $6.25 | $181.25K | 1,594,978 |
| Sajal Srivastava President and CIO, Director | Dec 19, 2025 | Buy | +29,000 | $6.25 | $181.25K | 1,594,978 |
| James Labe Chief Executive Officer, Director | Dec 18, 2025 | Buy | +25,000 | $6.30 | $157.50K | 1,565,978 |
| Sajal Srivastava President and CIO, Director | Dec 18, 2025 | Buy | +25,000 | $6.30 | $157.50K | 1,565,978 |
| James Labe Chief Executive Officer, Director | Dec 17, 2025 | Buy | +27,900 | $6.19 | $172.70K | 1,540,978 |
| Sajal Srivastava President and CIO, Director | Dec 17, 2025 | Buy | +27,900 | $6.19 | $172.70K | 1,540,978 |
| James Labe Chief Executive Officer, Director | Dec 16, 2025 | Buy | +39,044 | $6.18 | $241.29K | 1,513,078 |
| Sajal Srivastava President and CIO, Director | Dec 16, 2025 | Buy | +39,044 | $6.18 | $241.29K | 1,513,078 |
| James Labe Chief Executive Officer, Director | Dec 15, 2025 | Buy | +30,000 | $6.46 | $193.80K | 1,474,034 |
| Sajal Srivastava President and CIO, Director | Dec 15, 2025 | Buy | +30,000 | $6.46 | $193.80K | 1,474,034 |
| James Labe Chief Executive Officer, Director | Dec 12, 2025 | Buy | +19,919 | $6.64 | $132.26K | 1,444,034 |
| Sajal Srivastava President and CIO, Director | Dec 12, 2025 | Buy | +19,919 | $6.64 | $132.26K | 1,444,034 |
| Sajal Srivastava President and CIO, Director | Dec 11, 2025 | Buy | +24,590 | $6.69 | $164.51K | 1,424,115 |
| James Labe Chief Executive Officer, Director | Dec 11, 2025 | Buy | +24,590 | $6.69 | $164.51K | 1,424,115 |
| Sajal Srivastava President and CIO, Director | Dec 10, 2025 | Buy | +27,200 | $6.78 | $184.42K | 1,399,525 |
| James Labe Chief Executive Officer, Director | Dec 10, 2025 | Buy | +27,200 | $6.78 | $184.42K | 1,399,525 |
| James Labe Chief Executive Officer, Director | Dec 9, 2025 | Buy | +5,591 | $6.72 | $37.57K | 1,372,325 |
| Sajal Srivastava President and CIO, Director | Dec 9, 2025 | Buy | +5,591 | $6.72 | $37.57K | 1,372,325 |
| James Labe Chief Executive Officer, Director | Dec 8, 2025 | Buy | +48,514 | $6.68 | $324.07K | 1,366,734 |
| Sajal Srivastava President and CIO, Director | Dec 8, 2025 | Buy | +48,514 | $6.68 | $324.07K | 1,366,734 |
| James Labe Chief Executive Officer, Director | Dec 5, 2025 | Buy | +47,741 | $6.81 | $325.12K | 1,318,220 |
| Sajal Srivastava President and CIO, Director | Dec 5, 2025 | Buy | +47,741 | $6.81 | $325.12K | 1,318,220 |
| Sajal Srivastava President and CIO, Director | Dec 4, 2025 | Buy | +47,713 | $6.62 | $315.86K | 1,270,479 |
| James Labe Chief Executive Officer, Director | Dec 4, 2025 | Buy | +47,713 | $6.62 | $315.86K | 1,270,479 |
| Sajal Srivastava President and CIO, Director | Dec 3, 2025 | Buy | +24,000 | $6.57 | $157.68K | 1,222,766 |
| James Labe Chief Executive Officer, Director | Dec 3, 2025 | Buy | +24,000 | $6.57 | $157.68K | 1,222,766 |
| Sajal Srivastava President and CIO, Director | Dec 2, 2025 | Buy | +50,000 | $6.37 | $318.50K | 1,198,766 |
| James Labe Chief Executive Officer, Director | Dec 2, 2025 | Buy | +50,000 | $6.37 | $318.50K | 1,198,766 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
6.25%
2M shares short
Days to cover
11.7
At 0M shares a day
Change since last report
-10.6%
From 2M shares
Short volume, 20 days
46.1%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of TriplePoint Venture Growth BDC's stock actually held short. Settlement fails (shares not delivered on time) peaked at 106,411 shares on Sep 16, 2026 over the last 90 days.
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