Smart Sand, Inc. (SND) shareholders
SNDNasdaqMining & Quarrying of Nonmetallic Minerals (No Fuels)Fiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 10, 2026Score 20/3025% below fair value
$4.77+0.19 (+4.15%)
Close on Nov 13, 2026Market cap $202.24MP/E 12.6Yield 3.14%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
46.0%
20M of 42M shares
Institutional holders
91
30 new, 22 sold out
Net institutional buying
2M
In Q2 2026
Insider trades, 12 months
3 buys · 15 sales
Net sold $2.55M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Young Charles Edwin Joint filing with Keystone Cranberry, LLC (13.70%) | 7,357,733 | 17.30% | 13G (passive) amendment | Jun 30, 2026 |
| Jeffrey L. Gendell Joint filing with Tontine Asset Associates, LLC (7.00%), Tontine Capital Overseas Master Fund II, L.P. (7.00%) | 3,126,915 | 7.30% | 13G (passive) amendment | Mar 31, 2026 |
| Tontine Asset Associates, LLC Joint filing with Tontine Capital Overseas Master Fund II, L.P. (5.10%), Jeffrey L. Gendell (5.10%) | 2,212,223 | 5.10% | 13G (passive) | Sep 16, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SND | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Gendell Jeffrey L | 3,437,474 | 8.11% | $17.22M | +310,559 | 0.15% |
| BlackRock, Inc. | 2,012,494 | 4.75% | $10.08M | +1,528,716 | 0.00% |
| Acadian Asset Management LLC | 1,345,018 | 3.17% | $6.73M | +385,383 | 0.01% |
| Vanguard Capital Management LLC | 1,069,704 | 2.52% | $5.36M | −114,204 | 0.00% |
| Dimensional Fund Advisors LP | 883,817 | 2.08% | $4.43M | +85,008 | 0.00% |
| Geode Capital Management, LLC | 843,240 | 1.99% | $4.23M | +410,284 | 0.00% |
| Bridgeway Capital Management, LLC | 803,837 | 1.90% | $4.03M | +18,921 | 0.07% |
| Sprott Inc. | 750,000 | 1.77% | $3.76M | – | 0.12% |
| Arrowstreet Capital, Limited Partnership | 657,000 | 1.55% | $3.29M | −141,823 | 0.00% |
| Simcoe Capital LLC | 620,962 | 1.46% | $3.11M | +773 | 1.90% |
| O'Shaughnessy Asset Management, LLC | 480,289 | 1.13% | $2.41M | +130,055 | 0.01% |
| American Century Companies Inc | 477,499 | 1.13% | $2.39M | +257,998 | 0.00% |
| Jb Capital Partners LP | 460,000 | 1.08% | $2.25M | – | 0.35% |
| Two Sigma Investments, LP | 394,970 | 0.93% | $1.98M | +206,814 | 0.00% |
| State Street Corp | 370,443 | 0.87% | $1.86M | +210,646 | 0.00% |
| Ritholtz Wealth Management | 341,106 | 0.80% | $1.71M | +63,708 | 0.03% |
| Invesco Ltd. | 339,139 | 0.80% | $1.70M | New | 0.00% |
| Empowered Funds, LLC | 255,919 | 0.60% | $1.28M | +18,921 | 0.01% |
| Northern Trust Corp | 232,638 | 0.55% | $1.17M | +164,872 | 0.00% |
| WINTON GROUP Ltd | 220,575 | 0.52% | $1.11M | +58,870 | 0.04% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 91 | 20M | 46.0% | 30 / 39 | 17 / 22 | 6M | 4M |
| Q1 2026 | 84 | 17M | 40.8% | 28 / 32 | 18 / 7 | 6M | 1M |
| Q4 2025 | 64 | 14M | 33.0% | 24 / 22 | 13 / 5 | 3M | 1M |
| Q3 2025 | 45 | 12M | 27.5% | 6 / 12 | 17 / 14 | 1M | 1M |
| Q2 2025 | 53 | 11M | 26.2% | 7 / 20 | 15 / 13 | 1M | 1M |
| Q1 2025 | 59 | 11M | 25.5% | 13 / 22 | 11 / 5 | 1M | 1M |
| Q4 2024 | 51 | 10M | 23.6% | 14 / 18 | 10 / 4 | 2M | 1M |
| Q3 2024 | 42 | 9M | 21.8% | 5 / 6 | 14 / 6 | 1M | 1M |
| Q2 2024 | 44 | 9M | 22.2% | 8 / 9 | 12 / 10 | 2M | 1M |
| Q1 2024 | 46 | 9M | 20.8% | 5 / 17 | 12 / 9 | 1M | 1M |
| Q4 2023 | 51 | 8M | 20.0% | 9 / 19 | 9 / 5 | 1M | 0M |
| Q3 2023 | 47 | 7M | 17.2% | 12 / 15 | 9 / 8 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
73 funds held SND in Q2 2026, 60% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of SND | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 723,626 | 1.71% | $3.63M | 0.00% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 706,019 | 1.67% | $3.54M | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 339,906 | 0.80% | $1.70M | 0.00% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 330,199 | 0.78% | $1.42M | 0.00% | Jul 31, 2026 |
| Avantis U.S. Small Cap Value ETF | 325,369 | 0.77% | $1.40M | 0.01% | May 31, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 255,919 | 0.60% | $1.28M | 0.05% | Jun 30, 2026 |
| iShares Russell 2000 Value ETF | 245,833 | 0.58% | $1.23M | 0.01% | Jun 30, 2026 |
| Omni Small-Cap Value Fund | 220,500 | 0.52% | $1.10M | 0.08% | Jun 30, 2026 |
| U.S. Targeted Value Portfolio | 206,223 | 0.49% | $888.82K | 0.01% | Jul 31, 2026 |
| Ultra-Small Company Fund | 184,918 | 0.44% | $926.44K | 0.94% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 160,119 | 0.38% | $686.91K | 0.00% | May 31, 2026 |
| Ultra-Small Company Market Fund | 133,200 | 0.31% | $667.33K | 0.45% | Jun 30, 2026 |
| U.S. Micro Cap Portfolio | 112,744 | 0.27% | $485.93K | 0.01% | Jul 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 106,102 | 0.25% | $457.30K | 0.00% | Jul 31, 2026 |
| iShares Micro-Cap ETF | 101,862 | 0.24% | $510.33K | 0.03% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Charles Edwin Young | CEO, Director, 10% owner | 7,467,796 | 17.61% | Aug 20, 2026 |
| James Douglas Young | SEE REMARKS | 360,821 | 0.85% | Aug 24, 2026 |
| Christopher M. Green | Vice President of Accounting | 46,469 | 0.11% | Aug 20, 2026 |
| William John Young | Chief Operating Officer | 680,680 | 1.61% | Aug 20, 2026 |
| Lee E. Beckelman | Chief Financial Officer | 784,738 | 1.85% | Aug 20, 2026 |
| Ronald P. Whelan | SEE REMARKS | 512,256 | 1.21% | Aug 20, 2026 |
| Robert Kiszka | Executive VP of Operations | 1,030,267 | 2.43% | Aug 20, 2026 |
| Keystone Cranberry, Llc | Director, 10% owner | 7,369,355 | 17.38% | Aug 20, 2026 |
| Andrew R. Speaker | Director | 996,221 | 2.35% | Aug 20, 2026 |
| Sharon Spurlin | Director | 191,129 | 0.45% | Aug 20, 2026 |
| Francis Michael Porcelli | Director | 762,928 | 1.80% | Aug 20, 2026 |
| Timothy Pawlenty | Director | 239,415 | 0.56% | Aug 20, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| James Douglas Young SEE REMARKS | Aug 24, 2026 | Sale | −2,236 | $4.70 | $10.51K | 360,821 |
| James Douglas Young SEE REMARKS | Aug 21, 2026 | Sale | −19,078 | $4.83 | $92.15K | 363,057 |
| James Douglas Young SEE REMARKS | Aug 20, 2026 | Sale | −25,716 | $4.83 | $124.21K | 382,135 |
| Robert Kiszka Executive VP of Operations | Aug 19, 2026 | Award | +41,929 | – | – | 581,529 |
| Charles Edwin Young CEO, Director, 10% owner | Aug 19, 2026 | Award | +110,063 | – | – | 1,625,096 |
| Andrew R. Speaker Director | Aug 19, 2026 | Award | +18,868 | – | – | 996,221 |
| Christopher M. Green Vice President of Accounting | Aug 19, 2026 | Award | +12,176 | – | – | 46,469 |
| Ronald P. Whelan SEE REMARKS | Aug 19, 2026 | Award | +41,929 | – | – | 512,256 |
| Timothy Pawlenty Director | Aug 19, 2026 | Award | +18,868 | – | – | 239,415 |
| Lee E. Beckelman Chief Financial Officer | Aug 19, 2026 | Award | +62,893 | – | – | 784,738 |
| Sharon Spurlin Director | Aug 19, 2026 | Award | +18,868 | – | – | 191,129 |
| William John Young Chief Operating Officer | Aug 19, 2026 | Award | +62,893 | – | – | 680,680 |
| James Douglas Young SEE REMARKS | Aug 19, 2026 | Award | +62,893 | – | – | 407,851 |
| Francis Michael Porcelli Director | Aug 19, 2026 | Award | +18,868 | – | – | 762,928 |
| Lee E. Beckelman Chief Financial Officer | Aug 19, 2026 | Sale | −50,000 | $4.79 | $239.50K | 721,845 |
| James Douglas Young SEE REMARKS | Aug 19, 2026 | Sale | −11,669 | $4.84 | $56.48K | 344,958 |
| James Douglas Young SEE REMARKS | Aug 18, 2026 | Sale | −16,301 | $4.93 | $80.36K | 356,627 |
| Sharon Spurlin Director | Aug 17, 2026 | Sale | −2,700 | $5.10 | $13.77K | 172,261 |
| Christopher M. Green Vice President of Accounting | Aug 14, 2026 | Sale | −13,874 | $5.06 | $70.20K | 34,293 |
| Sharon Spurlin Director | Aug 14, 2026 | Sale | −15,000 | $5.06 | $75.90K | 174,961 |
| Christopher M. Green Vice President of Accounting | Jul 23, 2026 | Tax withholding | −1,738 | $4.81 | $8.36K | 48,167 |
| Christopher M. Green Vice President of Accounting | Jul 10, 2026 | Tax withholding | −1,717 | $4.80 | $8.24K | 49,905 |
| Robert Kiszka Executive VP of Operations | Jun 5, 2026 | Tax withholding | −2,591 | $5.45 | $14.12K | 539,600 |
| Charles Edwin Young CEO, Director, 10% owner | Jun 5, 2026 | Tax withholding | −5,811 | $5.45 | $31.67K | 1,515,033 |
| Ronald P. Whelan SEE REMARKS | Jun 5, 2026 | Tax withholding | −2,614 | $5.45 | $14.25K | 470,327 |
| William John Young Chief Operating Officer | Jun 5, 2026 | Tax withholding | −3,885 | $5.45 | $21.17K | 617,787 |
| James Douglas Young SEE REMARKS | Jun 5, 2026 | Tax withholding | −2,500 | $5.45 | $13.63K | 372,928 |
| Lee E. Beckelman Chief Financial Officer | Jun 5, 2026 | Tax withholding | −3,321 | $5.45 | $18.10K | 771,845 |
| Ronald P. Whelan SEE REMARKS | May 29, 2026 | Buy | +4,444 | $4.50 | $20.00K | 472,941 |
| Sharon Spurlin Director | May 26, 2026 | Sale | −50,000 | $4.93 | $246.50K | 189,961 |
| Charles Edwin Young CEO, Director, 10% owner | Mar 17, 2026 | Tax withholding | −5,811 | $4.08 | $23.71K | 1,520,844 |
| Ronald P. Whelan SEE REMARKS | Mar 17, 2026 | Tax withholding | −2,614 | $4.08 | $10.67K | 468,497 |
| Lee E. Beckelman Chief Financial Officer | Mar 17, 2026 | Tax withholding | −3,321 | $4.08 | $13.55K | 775,166 |
| William John Young Chief Operating Officer | Mar 17, 2026 | Tax withholding | −3,885 | $4.08 | $15.85K | 621,672 |
| James Douglas Young SEE REMARKS | Mar 17, 2026 | Tax withholding | −2,500 | $4.08 | $10.20K | 375,428 |
| Robert Kiszka Executive VP of Operations | Mar 17, 2026 | Tax withholding | −2,591 | $4.08 | $10.57K | 542,191 |
| Timothy Pawlenty Director | Mar 11, 2026 | Sale | −27,975 | $3.66 | $102.39K | 220,547 |
| Francis Michael Porcelli Director | Mar 10, 2026 | Sale | −75,000 | $3.87 | $290.25K | 744,060 |
| Francis Michael Porcelli Director | Mar 9, 2026 | Sale | −50,000 | $3.78 | $189.00K | 819,060 |
| Francis Michael Porcelli Director | Mar 5, 2026 | Sale | −150,000 | $4.02 | $603.00K | 869,060 |
| Francis Michael Porcelli Director | Mar 4, 2026 | Sale | −100,000 | $4.03 | $403.00K | 1,019,060 |
| Ronald P. Whelan SEE REMARKS | Feb 28, 2026 | Tax withholding | −6,250 | $5.19 | $32.44K | 471,111 |
| Andrew R. Speaker Director | Feb 28, 2026 | Tax withholding | −12,469 | $5.19 | $64.71K | 977,353 |
| Robert Kiszka Executive VP of Operations | Feb 28, 2026 | Tax withholding | −6,194 | $5.19 | $32.15K | 515,836 |
| Ronald P. Whelan SEE REMARKS | Feb 28, 2026 | Tax withholding | −6,250 | $5.19 | $32.44K | 442,260 |
| Robert Kiszka Executive VP of Operations | Feb 28, 2026 | Tax withholding | −6,194 | $5.19 | $32.15K | 544,782 |
| James Douglas Young SEE REMARKS | Feb 28, 2026 | Tax withholding | −5,977 | $5.19 | $31.02K | 377,928 |
| William John Young Chief Operating Officer | Feb 28, 2026 | Tax withholding | −9,291 | $5.19 | $48.22K | 625,557 |
| Keystone Cranberry, Llc Director, 10% owner | Feb 28, 2026 | Tax withholding | −13,896 | $5.19 | $72.12K | 1,526,655 |
| Lee E. Beckelman Chief Financial Officer | Feb 28, 2026 | Tax withholding | −7,941 | $5.19 | $41.21K | 778,487 |
| William John Young Chief Operating Officer | Feb 27, 2026 | Award | +27,879 | – | – | 619,328 |
| William John Young Chief Operating Officer | Feb 27, 2026 | Tax withholding | −17,292 | $5.19 | $89.75K | 634,848 |
| William John Young Chief Operating Officer | Feb 27, 2026 | Award | +32,812 | – | – | 652,140 |
| Robert Kiszka Executive VP of Operations | Feb 27, 2026 | Award | +21,874 | – | – | 562,491 |
| Robert Kiszka Executive VP of Operations | Feb 27, 2026 | Tax withholding | −11,515 | $5.19 | $59.76K | 550,976 |
| Robert Kiszka Executive VP of Operations | Feb 27, 2026 | Award | +18,587 | – | – | 540,617 |
| Lee E. Beckelman Chief Financial Officer | Feb 27, 2026 | Award | +27,879 | – | – | 768,395 |
| Lee E. Beckelman Chief Financial Officer | Feb 27, 2026 | Award | +32,812 | – | – | 801,207 |
| Lee E. Beckelman Chief Financial Officer | Feb 27, 2026 | Tax withholding | −14,779 | $5.19 | $76.70K | 786,428 |
| Charles Edwin Young CEO, Director, 10% owner | Feb 27, 2026 | Award | +48,788 | – | – | 1,508,993 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
5.56%
2M shares short
Days to cover
7.6
At 0M shares a day
Change since last report
-20.2%
From 2M shares
Short volume, 20 days
59.7%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Smart Sand's stock actually held short. Settlement fails (shares not delivered on time) peaked at 208,690 shares on Oct 1, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Lee E. Beckelman Officer | Aug 19, 2026 | 50,000 | $239.50K | Aug 19, 2026 | Compensation |
| James Douglas Young Officer | Aug 17, 2026 | 75,000 | $383.25K | Aug 17, 2026 | Equity Compensation Grant |
| Sharon Spurlin Director | Aug 14, 2026 | 100,000 | $495.00K | Aug 14, 2026 | Compensation |
| Christopher M. Green Officer | Aug 14, 2026 | 13,874 | $69.79K | Aug 14, 2026 | Stock Award |
| Sharon Spurlin Director | May 26, 2026 | 160,000 | $785.60K | May 26, 2026 | Equity Board Fees |
| Timothy Pawlenty Director | Mar 11, 2026 | 27,975 | $102.39K | Mar 11, 2026 | PRIVATE PURCHASE |
| Frank Porcelli Director | Mar 10, 2026 | 75,000 | $290.57K | Mar 10, 2026 | Pre-IPO Investment |
| Frank Porcelli Director | Mar 9, 2026 | 50,000 | $189.02K | Mar 9, 2026 | Pre-IPO Investment |
| Frank Porcelli Director | Mar 5, 2026 | 150,000 | $603.38K | Mar 5, 2026 | Board Compensation |
| Frank Porcelli Director | Mar 4, 2026 | 100,000 | $402.79K | Mar 4, 2026 | Board Compensation |
| Andrew R. Speaker Officer | Dec 1, 2023 | 75,333 | $148.19K | Dec 1, 2023 | Restricted stock vesting under a registered plan |
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