Ready Capital Corp (RC) shareholders
RCNYSEReal Estate Investment TrustsFiscal year ends December 31Also trades as RC.PC, RC.PE, RCD
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 6, 2026Score 10/3092% below fair value
$0.82−0.09 (-9.51%)
Close on Nov 13, 2026Market cap $136.17MP/E –Yield 46.71%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
93M
Shares held, 13F filers
Institutional holders
231
24 new, 31 sold out
Net institutional buying
-3M
In Q2 2026
Insider trades, 12 months
3 buys · 2 sales
Net bought $78.73K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Amster Howard | 14,242,965 | 8.80% | 13D (active) amendment | Nov 7, 2025 |
| BlackRock, Inc. | 13,045,875 | 8.00% | 13G (passive) amendment | Dec 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of RC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 17,747,767 | – | $31.06M | +3,250,961 | 0.00% |
| UBS Group AG | 11,361,883 | – | $19.88M | +75,072 | 0.00% |
| Private Management Group Inc | 7,932,521 | – | $13.88M | +689,928 | 0.37% |
| Vanguard Capital Management LLC | 6,489,106 | – | $11.36M | −21,055 | 0.00% |
| Mason Capital Management LLC | 4,319,933 | – | $7.56M | – | 1.25% |
| Geode Capital Management, LLC | 3,926,983 | – | $6.87M | +184,950 | 0.00% |
| Waterfall Asset Management, LLC | 3,908,983 | – | $6.84M | – | 4.19% |
| State Street Corp | 3,355,345 | – | $5.90M | −38,533 | 0.00% |
| Aqr Capital Management LLC | 3,147,977 | – | $5.51M | +1,514,986 | 0.00% |
| Charles Schwab Investment Management Inc | 3,038,221 | – | $5.32M | −194,908 | 0.00% |
| Goldman Sachs Group Inc | 1,796,045 | – | $3.14M | −285,408 | 0.00% |
| Morgan Stanley | 1,792,938 | – | $3.14M | +93,976 | 0.00% |
| Tudor Investment Corp Et Al | 1,292,949 | – | $2.26M | +71,310 | 0.00% |
| Ramsey Quantitative Systems | 1,249,003 | – | $2.19M | – | 1.96% |
| Northern Trust Corp | 1,209,565 | – | $2.12M | −255,596 | 0.00% |
| Qube Research & Technologies Ltd | 1,209,540 | – | $2.12M | −178,357 | 0.00% |
| Vanguard Portfolio Management LLC | 1,208,816 | – | $2.12M | +100,979 | 0.00% |
| Quadrant Private Wealth Management, LLC | 1,105,627 | – | $1.95M | −7,187 | 0.44% |
| Vanguard Fiduciary Trust Co | 1,023,341 | – | $1.79M | +48,570 | 0.00% |
| Mariner, LLC | 1,018,434 | – | $1.78M | +96,779 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 231 | 93M | 24 / 77 | 67 / 31 | 9M | 12M |
| Q1 2026 | 242 | 96M | 32 / 75 | 90 / 51 | 28M | 20M |
| Q4 2025 | 266 | 97M | 49 / 74 | 93 / 51 | 30M | 28M |
| Q3 2025 | 275 | 96M | 29 / 70 | 114 / 49 | 5M | 17M |
| Q2 2025 | 300 | 108M | 38 / 117 | 79 / 46 | 10M | 7M |
| Q1 2025 | 313 | 106M | 72 / 108 | 84 / 32 | 12M | 7M |
| Q4 2024 | 275 | 101M | 38 / 98 | 86 / 34 | 9M | 7M |
| Q3 2024 | 274 | 99M | 31 / 88 | 93 / 26 | 36M | 3M |
| Q2 2024 | 270 | 93M | 33 / 90 | 91 / 28 | 6M | 9M |
| Q1 2024 | 268 | 97M | 39 / 73 | 97 / 33 | 5M | 7M |
| Q4 2023 | 263 | 99M | 36 / 82 | 90 / 31 | 15M | 3M |
| Q3 2023 | 264 | 88M | 33 / 80 | 90 / 22 | 4M | 6M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
100 funds held RC in Q2 2026, 74% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of RC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 4,570,689 | – | $8.00M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 3,777,523 | – | $6.61M | 0.01% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 1,773,731 | – | $3.10M | 0.00% | Jun 30, 2026 |
| iShares Mortgage Real Estate ETF | 1,650,758 | – | $2.89M | 0.53% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 1,602,743 | – | $2.29M | 0.01% | Jul 31, 2026 |
| Schwab Fundamental U.S. Small Company ETF | 1,452,537 | – | $2.59M | 0.03% | May 31, 2026 |
| iShares Russell 2000 Value ETF | 1,310,805 | – | $2.29M | 0.02% | Jun 30, 2026 |
| Vanguard Russell 2000 Index Fund | 752,106 | – | $1.34M | 0.01% | May 31, 2026 |
| Schwab U.S. Small-Cap ETF | 731,869 | – | $1.30M | 0.01% | May 31, 2026 |
| Fidelity Extended Market Index Fund | 631,603 | – | $1.12M | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 485,542 | – | $849.70K | 0.06% | Jun 30, 2026 |
| Hoya Capital High Dividend Yield ETF | 479,395 | – | $853.32K | 0.82% | May 31, 2026 |
| BlackRock Advantage Small Cap Core Fund | 440,437 | – | $783.98K | 0.01% | May 29, 2026 |
| Schwab Fundamental U.S. Small Company Index Fund | 354,485 | – | $506.91K | 0.02% | Jul 31, 2026 |
| Schwab Small-Cap Index Fund | 347,986 | – | $497.62K | 0.01% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Jack J. Ross | President, Director | 388,935 | Mar 6, 2025 |
| Thomas E. Capasse | CEO and CIO, Director | 483,334 | Mar 6, 2025 |
| Andrew Ahlborn | Chief Financial Officer | 1,153,110 | Jun 2, 2026 |
| Dominick Scali | Chief Credit Officer | 180,637 | Mar 17, 2026 |
| Gary Taylor | Chief Operating Officer | 211,097 | Mar 11, 2025 |
| Adam Zausmer | Chief Credit Officer | 301,105 | Mar 10, 2025 |
| Dominique Mielle | Director | 124,790 | Mar 9, 2026 |
| J. Mitchell Reese | Director | 177,168 | Mar 9, 2026 |
| Todd M. Sinai | Director | 142,520 | Mar 9, 2026 |
| Gilbert E. Nathan | Director | 223,358 | Mar 9, 2026 |
| Meredith Marshall | Director | 98,346 | Mar 9, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Andrew Ahlborn Chief Financial Officer | May 29, 2026 | Buy | +2,798.78 | $1.82 | $5.09K | 1,153,110 |
| Andrew Ahlborn Chief Financial Officer | May 29, 2026 | Sale | −2,798 | $1.81 | $5.06K | 1,150,311 |
| Andrew Ahlborn Chief Financial Officer | May 29, 2026 | Sale | −0.78 | $1.82 | $1 | 1,153,109 |
| Andrew Ahlborn Chief Financial Officer | Apr 29, 2026 | Small purchase | +59.19 | $1.88 | $111 | 1,150,295 |
| Andrew Ahlborn Chief Financial Officer | Apr 29, 2026 | Small purchase | +15.36 | $1.81 | $28 | 1,150,311 |
| Andrew Ahlborn Chief Financial Officer | Mar 13, 2026 | Tax withholding | −27,950 | $1.74 | $48.63K | 1,148,872 |
| Dominick Scali Chief Credit Officer | Mar 13, 2026 | Tax withholding | −26,313 | $1.74 | $45.78K | 698,499 |
| Gilbert E. Nathan Director | Mar 6, 2026 | Buy | +30,000 | $1.95 | $58.50K | 216,358 |
| Dominick Scali Chief Credit Officer | Mar 5, 2026 | Award | +194,175 | – | – | 724,812 |
| J. Mitchell Reese Director | Mar 5, 2026 | Award | +58,252 | – | – | 177,168 |
| Gilbert E. Nathan Director | Mar 5, 2026 | Award | +58,252 | – | – | 186,358 |
| Gilbert E. Nathan Director | Mar 5, 2026 | Buy | +10,000 | $2.02 | $20.20K | 128,106 |
| Dominique Mielle Director | Mar 5, 2026 | Award | +58,252 | – | – | 124,790 |
| Andrew Ahlborn Chief Financial Officer | Mar 5, 2026 | Award | +291,262 | – | – | 1,202,070 |
| Meredith Marshall Director | Mar 5, 2026 | Award | +58,252 | – | – | 98,346 |
| Todd M. Sinai Director | Mar 5, 2026 | Award | +58,252 | – | – | 142,520 |
| Dominick Scali Chief Credit Officer | Mar 2, 2026 | Award | +350,000 | – | – | 530,637 |
| Andrew Ahlborn Chief Financial Officer | Mar 2, 2026 | Award | +600,000 | – | – | 910,808 |
| Andrew Ahlborn Chief Financial Officer | Jan 29, 2026 | Small purchase | +51.53 | $2.14 | $110 | 1,150,224 |
| Andrew Ahlborn Chief Financial Officer | Jan 29, 2026 | Small purchase | +12.52 | $2.21 | $28 | 1,150,236 |
| Andrew Ahlborn Chief Financial Officer | Dec 24, 2025 | Tax withholding | −25,248 | $2.23 | $56.30K | 1,176,822 |
| Andrew Ahlborn Chief Financial Officer | Oct 30, 2025 | Buy | +454.32 | $2.91 | $1.32K | 1,150,061 |
| Andrew Ahlborn Chief Financial Officer | Oct 30, 2025 | Buy | +110.82 | $3.00 | $332 | 1,150,172 |
| Andrew Ahlborn Chief Financial Officer | Jul 30, 2025 | Buy | +304.04 | $4.10 | $1.25K | 1,149,534 |
| Andrew Ahlborn Chief Financial Officer | Jul 30, 2025 | Buy | +73 | $4.43 | $323 | 1,149,607 |
| Andrew Ahlborn Chief Financial Officer | Apr 29, 2025 | Buy | +287.97 | $4.09 | $1.18K | 1,149,160 |
| Andrew Ahlborn Chief Financial Officer | Apr 29, 2025 | Buy | +70.08 | $4.49 | $315 | 1,149,230 |
| Andrew Ahlborn Chief Financial Officer | Mar 12, 2025 | Buy | +10,000 | $5.04 | $50.40K | 310,808 |
| Gilbert E. Nathan Director | Mar 10, 2025 | Buy | +5,000 | $5.12 | $25.60K | 118,106 |
| Gary Taylor Chief Operating Officer | Mar 10, 2025 | Buy | +10,000 | $5.23 | $52.30K | 211,097 |
| Adam Zausmer Chief Credit Officer | Mar 7, 2025 | Buy | +10,000 | $5.42 | $54.20K | 301,105 |
| Thomas E. Capasse CEO and CIO, Director | Mar 6, 2025 | Buy | +90,000 | $4.99 | $449.10K | 409,925 |
| Thomas E. Capasse CEO and CIO, Director | Mar 5, 2025 | Buy | +10,000 | $4.80 | $48.00K | 319,925 |
| Jack J. Ross President, Director | Mar 5, 2025 | Buy | +5,000 | $4.85 | $24.25K | 160,264 |
| Adam Zausmer Chief Credit Officer | Feb 22, 2025 | Award | +89,286 | – | – | 287,151 |
| Adam Zausmer Chief Credit Officer | Feb 22, 2025 | Tax withholding | −6,778 | $6.72 | $45.55K | 280,373 |
| Adam Zausmer Chief Credit Officer | Feb 22, 2025 | Option exercise | +19,894 | – | – | 300,267 |
| Adam Zausmer Chief Credit Officer | Feb 22, 2025 | Tax withholding | −9,162 | $6.72 | $61.57K | 291,105 |
| Gary Taylor Chief Operating Officer | Feb 22, 2025 | Tax withholding | −6,955 | $6.72 | $46.74K | 192,003 |
| Gary Taylor Chief Operating Officer | Feb 22, 2025 | Option exercise | +17,241 | – | – | 209,244 |
| Gary Taylor Chief Operating Officer | Feb 22, 2025 | Tax withholding | −8,147 | $6.72 | $54.75K | 201,097 |
| Gary Taylor Chief Operating Officer | Feb 22, 2025 | Award | +59,524 | – | – | 198,958 |
| Gilbert E. Nathan Director | Feb 22, 2025 | Award | +17,857 | – | – | 113,106 |
| Meredith Marshall Director | Feb 22, 2025 | Award | +17,857 | – | – | 40,094 |
| Andrew Ahlborn Chief Financial Officer | Feb 22, 2025 | Option exercise | +19,894 | – | – | 310,208 |
| Andrew Ahlborn Chief Financial Officer | Feb 22, 2025 | Award | +89,286 | – | – | 297,269 |
| Andrew Ahlborn Chief Financial Officer | Feb 22, 2025 | Tax withholding | −6,955 | $6.72 | $46.74K | 290,314 |
| Andrew Ahlborn Chief Financial Officer | Feb 22, 2025 | Tax withholding | −9,400 | $6.72 | $63.17K | 300,808 |
| Dominique Mielle Director | Feb 22, 2025 | Award | +17,857 | – | – | 66,538 |
| J. Mitchell Reese Director | Feb 22, 2025 | Award | +17,857 | – | – | 118,916 |
| Todd M. Sinai Director | Feb 22, 2025 | Award | +17,857 | – | – | 84,268 |
| Gary Taylor Chief Operating Officer | Feb 12, 2025 | Tax withholding | −8,461 | $6.56 | $55.50K | 139,434 |
| Andrew Ahlborn Chief Financial Officer | Feb 12, 2025 | Tax withholding | −9,016 | $6.56 | $59.14K | 207,983 |
| Adam Zausmer Chief Credit Officer | Feb 12, 2025 | Tax withholding | −8,787 | $6.56 | $57.64K | 197,865 |
| Gary Taylor Chief Operating Officer | Feb 3, 2025 | Option exercise | +37,092 | – | – | 160,890 |
| Gary Taylor Chief Operating Officer | Feb 3, 2025 | Tax withholding | −12,995 | $6.58 | $85.51K | 147,895 |
| Andrew Ahlborn Chief Financial Officer | Feb 3, 2025 | Option exercise | +148,368 | – | – | 265,121 |
| Andrew Ahlborn Chief Financial Officer | Feb 3, 2025 | Tax withholding | −48,122 | $6.58 | $316.64K | 216,999 |
| Adam Zausmer Chief Credit Officer | Feb 3, 2025 | Option exercise | +148,368 | – | – | 253,587 |
| Adam Zausmer Chief Credit Officer | Feb 3, 2025 | Tax withholding | −46,935 | $6.58 | $308.83K | 206,652 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
21M shares short
Days to cover
11.0
At 2M shares a day
Change since last report
-0.6%
From 21M shares
Short volume, 20 days
60.9%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Ready Capital's stock actually held short. Settlement fails (shares not delivered on time) peaked at 153,514 shares on Oct 9, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Andrew Ahlborn Officer | May 29, 2026 | 2,799 | $5.07K | May 29, 2026 | Open Market Purchase |
See a number that looks wrong?