Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund (PTA) shareholders
PTANYSEFiscal year ends October 31
$16.79−0.25 (-1.47%)
Close on Nov 12, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
13M
Shares held, 13F filers
Institutional holders
60
10 new, 7 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Bank Of America Corp /De/ | 3,995,717 | 7.20% | 13G (passive) amendment | Sep 30, 2025 |
| Morgan Stanley Joint filing with Morgan Stanley Smith Barney LLC (6.00%) | 3,323,360 | 6.00% | 13G (passive) amendment | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PTA | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 4,152,693 | – | $79.65M | +280,293 | 0.00% |
| Bank Of America Corp /De/ | 3,525,696 | – | $67.62M | −168,003 | 0.00% |
| UBS Group AG | 2,551,995 | – | $48.95M | +164,120 | 0.01% |
| Royal Bank of Canada | 675,814 | – | $12.96M | −43,304 | 0.00% |
| Raymond James Financial Inc | 359,653 | – | $6.90M | −74,059 | 0.00% |
| Rockefeller Capital Management L.P. | 202,971 | – | $3.89M | +1,622 | 0.01% |
| Stifel Financial Corp | 155,674 | – | $2.99M | +9,923 | 0.00% |
| Lido Advisors, LLC | 143,451 | – | $2.75M | +97,666 | 0.01% |
| Shaker Financial Services, LLC | 97,919 | – | $1.88M | −48,270 | 0.59% |
| Pettinga Financial Advisors, LLC | 85,599 | – | $1.64M | +32,435 | 0.26% |
| Fifth Third Bancorp | 70,015 | – | $1.34M | −572 | 0.00% |
| First Trust Advisors LP | 68,480 | – | $1.31M | +5,648 | 0.00% |
| LPL Financial LLC | 62,617 | – | $1.20M | +2,749 | 0.00% |
| Wedbush Securities Inc | 59,844 | – | $1.15M | −5,747 | 0.03% |
| Oppenheimer & Co Inc | 53,181 | – | $1.02M | −1,848 | 0.01% |
| Citadel Advisors LLC | 52,043 | – | $998.19K | −6,533 | 0.00% |
| Guggenheim Capital LLC | 49,915 | – | $957.37K | +21,394 | 0.01% |
| NewEdge Advisors, LLC | 41,930 | – | $804.22K | −416 | 0.00% |
| RFG Advisory, LLC | 40,673 | – | $780.12K | +9,117 | 0.01% |
| Corient Private Wealth LLC | 35,569 | – | $682.21K | −15,318 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 60 | 13M | 10 / 25 | 18 / 7 | 1M | 1M |
| Q1 2026 | 58 | 13M | 12 / 22 | 16 / 12 | 1M | 1M |
| Q4 2025 | 60 | 13M | 20 / 15 | 19 / 10 | 1M | 1M |
| Q3 2025 | 51 | 13M | 7 / 17 | 15 / 6 | 1M | 1M |
| Q2 2025 | 50 | 13M | 11 / 18 | 14 / 12 | 2M | 0M |
| Q1 2025 | 52 | 12M | 9 / 21 | 16 / 11 | 0M | 1M |
| Q4 2024 | 54 | 12M | 19 / 19 | 11 / 4 | 2M | 1M |
| Q3 2024 | 41 | 11M | 4 / 16 | 15 / 5 | 1M | 1M |
| Q2 2024 | 42 | 11M | 6 / 15 | 16 / 5 | 1M | 7M |
| Q1 2024 | 41 | 18M | 10 / 9 | 17 / 9 | 4M | 1M |
| Q4 2023 | 40 | 15M | 11 / 15 | 10 / 5 | 4M | 0M |
| Q3 2023 | 35 | 11M | 6 / 12 | 12 / 7 | 1M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
3 funds held PTA in Q2 2026, 99% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of PTA | Value | % of fund | As of |
|---|---|---|---|---|---|
| First Trust Income Opportunities ETF | 40,309 | – | $789.65K | 1.00% | May 31, 2026 |
| Rareview Dynamic Fixed Income ETF | 27,393 | – | $525.40K | 0.63% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 260 | – | $4.99K | 0.02% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 92 | – | $1.76K | 0.02% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Steven Frank | Treasurer | – | Aug 10, 2026 |
| Elaine Zaharis-Nikas | Vice President | 21,600 | Dec 11, 2025 |
| Nargis Hilal | Deputy CCO and Vice President | – | Dec 11, 2025 |
| Robert Kastoff | – | 915 | Dec 11, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Robert Kastoff – | Oct 31, 2025 | Award | +71.24 | – | – | 915 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2025 | Award | +46.52 | – | – | 585 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2025 | Award | +46.52 | – | – | 585 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2025 | Award | +910.14 | – | – | 11,669 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2025 | Award | +682.23 | – | – | 8,761 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2024 | Award | +856.83 | – | – | 10,759 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2024 | Award | +42.73 | – | – | 539 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2024 | Award | +640.43 | – | – | 8,079 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2024 | Award | +42.73 | – | – | 539 |
| Robert Kastoff – | Oct 31, 2024 | Award | +55.36 | – | – | 844 |
| Gerald J. Maginnis Director | Oct 31, 2023 | Award | +39.72 | – | – | 464 |
| Ramona Lynn Rogers-Windsor Director | Oct 31, 2023 | Award | +32.62 | – | – | 595 |
| Daphne L. Richards Director | Oct 31, 2023 | Award | +421 | – | – | 4,999 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2023 | Award | +680.3 | – | – | 7,439 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2023 | Award | +943.01 | – | – | 10,895 |
| Ramona Lynn Rogers-Windsor Director | Oct 11, 2023 | Buy | +115 | $17.27 | $1.99K | 562 |
| Ramona Lynn Rogers-Windsor Director | Jul 6, 2023 | Buy | +125 | $17.23 | $2.15K | 447 |
| Jerry Dorost Vice President | Dec 28, 2022 | Buy | +2,000 | $17.57 | $35.14K | 2,000 |
| Jane F. Magpiong Director | Dec 23, 2022 | Buy | +175 | $18.04 | $3.16K | 613 |
| Daphne L. Richards Director | Oct 31, 2022 | Award | +352 | – | – | 4,578 |
| Gerald J. Maginnis Director | Oct 31, 2022 | Award | +24.42 | – | – | 424 |
| Elaine Zaharis-Nikas Director | Oct 31, 2022 | Award | +437.68 | – | – | 6,758 |
| Elaine Zaharis-Nikas Director | Oct 31, 2022 | Award | +782.37 | – | – | 9,952 |
| Ramona Lynn Rogers-Windsor Director | Oct 31, 2022 | Award | +21.94 | – | – | 322 |
| Elaine Zaharis-Nikas Vice President | Feb 17, 2022 | Buy | +2,300 | $21.82 | $50.19K | 6,321 |
| William F. Scapell Vice President | Feb 14, 2022 | Buy | +3,000 | $21.86 | $65.58K | 3,000 |
| Ramona Lynn Rogers-Windsor Director | Dec 17, 2021 | Buy | +100 | $23.73 | $2.37K | 300 |
| C. Edward Ward Jr Director | Oct 31, 2021 | Award | +19 | – | – | 419 |
| Daphne L. Richards Director | Oct 31, 2021 | Award | +186 | – | – | 4,226 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2021 | Award | +369.51 | – | – | 9,170 |
| Elaine Zaharis-Nikas Vice President | Oct 31, 2021 | Award | +20.74 | – | – | 4,021 |
| Elaine Zaharis-Nikas Vice President | Aug 17, 2021 | Buy | +4,000 | $25.54 | $102.16K | 12,800 |
| Daphne L. Richards Director | Apr 6, 2021 | Buy | +40 | $24.94 | $998 | 4,040 |
| Ramona Lynn Rogers-Windsor Director | Apr 1, 2021 | Buy | +200 | $24.90 | $4.98K | 200 |
| Gerald J. Maginnis Director | Mar 5, 2021 | Buy | +400 | $24.95 | $9.98K | 400 |
| Elaine Zaharis-Nikas Vice President | Feb 3, 2021 | Buy | +400 | $25.26 | $10.10K | 8,800 |
| Elaine Zaharis-Nikas Vice President | Feb 3, 2021 | Buy | +400 | $25.28 | $10.11K | 8,400 |
| Elaine Zaharis-Nikas Vice President | Feb 2, 2021 | Buy | +4,000 | $25.30 | $101.20K | 8,000 |
| Elaine Zaharis-Nikas Vice President | Feb 1, 2021 | Buy | +4,000 | $25.37 | $101.48K | 4,000 |
| Dean Junkans Director | Dec 16, 2020 | Buy | +1,000 | $25.57 | $25.57K | 1,000 |
| Michael G. Clark Director | Dec 15, 2020 | Buy | +600 | $25.90 | $15.54K | 600 |
| Jane F. Magpiong Director | Nov 10, 2020 | Buy | +438 | $25.10 | $10.99K | 438 |
| Daphne L. Richards Director | Oct 30, 2020 | Buy | +4,000 | $25.00 | $100.00K | 4,000 |
| C. Edward Ward Jr Director | Oct 30, 2020 | Buy | +400 | $25.00 | $10.00K | 400 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
+277.4%
From 0M shares
Short volume, 20 days
21.0%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund's stock actually held short. Settlement fails (shares not delivered on time) peaked at 4,495 shares on Sep 17, 2026 over the last 90 days.
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