PIMCO High Income Fund (PHK) shareholders
PHKNYSEFiscal year ends June 30
$4.01−0.01 (-0.25%)
Close on Nov 13, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
23M
Shares held, 13F filers
Institutional holders
135
22 new, 15 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $249.25K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of PHK | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| LPL Financial LLC | 2,461,220 | – | $11.47M | −4,459 | 0.00% |
| Osaic Holdings, Inc. | 1,828,380 | – | $8.52M | +541,501 | 0.01% |
| UBS Group AG | 1,395,218 | – | $6.50M | +129,275 | 0.00% |
| Bank Of America Corp /De/ | 1,364,448 | – | $6.36M | +116,634 | 0.00% |
| Invesco Ltd. | 1,300,222 | – | $6.06M | +51,603 | 0.00% |
| Cohen & Steers, Inc. | 1,201,591 | – | $5.60M | +14,547 | 0.01% |
| Guggenheim Capital LLC | 1,139,957 | – | $5.31M | +67,808 | 0.03% |
| Envestnet Asset Management Inc | 986,473 | – | $4.60M | +59,698 | 0.00% |
| Morgan Stanley | 922,885 | – | $4.30M | +71,674 | 0.00% |
| Cetera Investment Advisers | 916,046 | – | $4.27M | −25,202 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 754,356 | – | $3.52M | +378,197 | 0.00% |
| Rivernorth Capital Management, LLC | 736,603 | – | $3.43M | +288,790 | 0.16% |
| GraniteShares Advisors LLC | 580,836 | – | $2.71M | +76,025 | 1.74% |
| Principal Securities, Inc. | 405,481 | – | $1.89M | +55,618 | 0.02% |
| RFG Advisory, LLC | 390,856 | – | $1.82M | New | 0.03% |
| Park Avenue Securities LLC | 354,870 | – | $1.65M | +1,714 | 0.01% |
| Wells Fargo & Company/Mn | 350,455 | – | $1.63M | +164,683 | 0.00% |
| Kestra Advisory Services, LLC | 305,337 | – | $1.42M | −2,199 | 0.00% |
| Commonwealth Equity Services, LLC | 269,895 | – | $1.26M | −16,721 | 0.00% |
| Elm3 Financial Group, LLC | 264,575 | – | $1.23M | +5,506 | 0.84% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 135 | 23M | 22 / 40 | 33 / 15 | 3M | 2M |
| Q1 2026 | 130 | 22M | 20 / 36 | 32 / 16 | 2M | 2M |
| Q4 2025 | 127 | 21M | 17 / 44 | 28 / 13 | 3M | 3M |
| Q3 2025 | 125 | 21M | 16 / 41 | 27 / 11 | 2M | 2M |
| Q2 2025 | 123 | 21M | 15 / 46 | 24 / 7 | 3M | 1M |
| Q1 2025 | 118 | 20M | 12 / 38 | 26 / 15 | 2M | 3M |
| Q4 2024 | 123 | 21M | 23 / 37 | 25 / 8 | 3M | 0M |
| Q3 2024 | 111 | 18M | 19 / 40 | 15 / 8 | 3M | 2M |
| Q2 2024 | 100 | 18M | 8 / 39 | 18 / 13 | 1M | 5M |
| Q1 2024 | 107 | 21M | 14 / 29 | 22 / 14 | 4M | 2M |
| Q4 2023 | 108 | 19M | 15 / 43 | 22 / 18 | 4M | 2M |
| Q3 2023 | 113 | 17M | 22 / 32 | 28 / 9 | 2M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
3 funds held PHK in Q2 2026, 100% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of PHK | Value | % of fund | As of |
|---|---|---|---|---|---|
| Invesco CEF Income Composite ETF | 1,259,495 | – | $5.74M | 0.69% | May 31, 2026 |
| GraniteShares HIPS U.S. High Income ETF | 580,836 | – | $2.71M | 2.46% | Jun 30, 2026 |
| Thrivent Multisector Bond Fund | 46,672 | – | $217.02K | 0.02% | Jul 31, 2026 |
| Thrivent Conservative Allocation Fund | 19,283 | – | $89.86K | 0.01% | Jun 30, 2026 |
| Thrivent Conservative Allocation Portfolio | 12,046 | – | $56.13K | 0.01% | Jun 30, 2026 |
| Thrivent Multisector Bond Portfolio | 9,288 | – | $43.28K | 0.03% | Jun 30, 2026 |
| Prospera Income ETF | 7,840 | – | $36.53K | 0.52% | Jun 30, 2026 |
| Thrivent Dynamic Allocation Fund | 6,377 | – | $29.65K | 0.01% | Jul 31, 2026 |
| Thrivent Dynamic Allocation Portfolio | 5,267 | – | $24.54K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Morgan Willard | ASSISTANT SECRETARY | – | Jul 8, 2026 |
| Eric David Johnson | PRESIDENT | – | Jul 8, 2026 |
| Russel Davenport | ASSISTANT TREASURER | – | Jul 8, 2026 |
| Paul Vitale | ASSISTANT TREASURER | – | Jul 8, 2026 |
| Myung Shin | ASSISTANT SECRETARY | – | Jul 8, 2026 |
| Sonia E. Bui | Assistant Secretary | – | Apr 3, 2025 |
| David C. Flattum | Director | 60,204 | Oct 8, 2026 |
| Sonya Morris | Director | – | Sep 25, 2025 |
| Mark D. Michel | Director | – | Sep 25, 2025 |
| Stephen Koon Bong Chang | – | – | Feb 2, 2026 |
| Jason William Mandinach | – | – | Jan 30, 2026 |
| Benjamin Ferguson | – | – | Jan 31, 2025 |
| Kristofer Kraus | – | – | Jan 31, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| David C. Flattum Director | Oct 6, 2026 | Buy | +60,204.17 | $4.14 | $249.25K | 60,204 |
| Group AG UBS 10% owner | Apr 17, 2024 | Other | −1,637 | – | – | 0 |
| Of America Na Bank – | Sep 18, 2023 | Other | −104 | $23312.50 | $2.42M | 0 |
| Of America Na Bank – | Sep 18, 2023 | Other | −90 | $23312.50 | $2.10M | 0 |
| Of America Na Bank – | Sep 18, 2023 | Other | −144 | $23312.50 | $3.36M | 0 |
| Of America Na Bank – | Sep 18, 2023 | Other | −111 | $23312.50 | $2.59M | 0 |
| Of America Na Bank – | Sep 18, 2023 | Other | −116 | $23312.50 | $2.70M | 0 |
| Sarah E. Cogan Director | Jan 9, 2020 | Buy | +1,500 | $7.65 | $11.48K | 1,500 |
| Of America Corp /De/ Bank 10% owner | Jul 25, 2016 | Buy | +675 | $9.97 | $6.73K | 675 |
| Of America Corp /De/ Bank 10% owner | Jul 25, 2016 | Sale | −575 | $9.95 | $5.72K | 100 |
| Of America Corp /De/ Bank 10% owner | Jul 25, 2016 | Sale | −100 | $9.98 | $998 | 0 |
| Inc Citigroup 10% owner | Nov 25, 2015 | Other | −7,015 | $83.00 | $582.25K | 0 |
| Inc Citigroup 10% owner | Oct 24, 2013 | Buy | +1 | $25000.13 | $25.00K | 7,015 |
| William H. Gross – | Aug 17, 2012 | Sale | −20,000 | $17.97 | $359.40K | 186,600 |
| William H. Gross – | Dec 14, 2010 | Buy | +50,000 | $12.09 | $604.50K | 206,600 |
| William H. Gross – | Dec 13, 2010 | Buy | +149,600 | $12.13 | $1.81M | 156,600 |
| Of America Corp /De/ Bank 10% owner | Feb 24, 2010 | Buy | +392 | $11.37 | $4.46K | 392 |
| Of America Corp /De/ Bank 10% owner | Feb 24, 2010 | Sale | −392 | $11.20 | $4.39K | 0 |
| William H. Gross – | Aug 16, 2007 | Buy | +4,000 | $11.28 | $45.12K | 7,000 |
| William H. Gross – | Aug 16, 2007 | Buy | +3,000 | $11.30 | $33.90K | 3,000 |
| Asset Management of America L.P. Allianz – | May 23, 2007 | Sale | −63.98 | $16.23 | $1.04K | 0 |
| Raymond G. Kennedy – | May 4, 2006 | Sale | −47,000 | $14.94 | $702.18K | 1,200 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 1M shares a day
Change since last report
-12.9%
From 0M shares
Short volume, 20 days
48.5%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of PIMCO High Income Fund's stock actually held short. Settlement fails (shares not delivered on time) peaked at 40,594 shares on Oct 13, 2026 over the last 90 days.
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