Once Upon a Farm, PBC (OFRM) shareholders
OFRMNYSEFood and Kindred ProductsFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 12, 2026
$9.65−0.53 (-5.21%)
Close on Nov 13, 2026Market cap $405.21MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
43.5%
18M of 42M shares
Institutional holders
95
30 new, 26 sold out
Net institutional buying
2M
In Q2 2026
Insider trades, 12 months
1 buys · 6 sales
Net bought $32.77K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| CAVU Venture Partners II, LP Joint filing with CAVU Venture Partners III, LP (5.40%) | 7,411,502 | 17.70% | 13G (passive) | Mar 31, 2026 |
| S2G Investments, LLC | 5,642,446 | 14.00% | 13G (passive) | Feb 5, 2026 |
| Garner Jennifer Anne | 3,057,280 | 7.10% | 13G (passive) | Mar 31, 2026 |
| Foraker John M. | 2,762,546 | 6.50% | 13G (passive) | Mar 31, 2026 |
| Israel A. Englander Joint filing with Millennium Management LLC (5.10%), Millennium Group Management LLC (5.10%) | 2,158,713 | 5.10% | 13G (passive) | Nov 4, 2026 |
| Westwood Holdings Group Inc | – | – | 13G (passive) amendment | Jun 24, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of OFRM | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Millennium Management LLC | 2,056,490 | 4.90% | $42.12M | +756,031 | 0.02% |
| Westwood Holdings Group Inc | 1,970,867 | 4.69% | $40.36M | −49,875 | 0.30% |
| Bamco Inc /Ny/ | 1,752,844 | 4.17% | $35.90M | +2,986 | 0.05% |
| Alliancebernstein L.P. | 1,557,280 | 3.71% | $25.46M | +279,316 | 0.01% |
| FMR LLC | 1,266,126 | 3.02% | $25.93M | −20,074 | 0.00% |
| BlackRock, Inc. | 859,180 | 2.05% | $17.60M | +595,571 | 0.00% |
| Nicholas Investment Partners, LP | 784,166 | 1.87% | $16.06M | +573,285 | 0.90% |
| Massachusetts Financial Services Co /Ma/ | 717,588 | 1.71% | $14.70M | −4,993 | 0.00% |
| Federated Hermes, Inc. | 600,000 | 1.43% | $12.29M | – | 0.02% |
| Alyeska Investment Group, L.P. | 500,000 | 1.19% | $10.24M | – | 0.03% |
| Vanguard Capital Management LLC | 466,430 | 1.11% | $9.55M | +9,531 | 0.00% |
| Jupiter Topco LLC | 462,282 | 1.10% | $9.47M | New | 0.00% |
| Hood River Capital Management LLC | 380,434 | 0.91% | $7.79M | −37,697 | 0.06% |
| 12 West Capital Management LP | 365,000 | 0.87% | $7.48M | – | 1.40% |
| Nuveen, LLC | 335,622 | 0.80% | $6.87M | New | 0.00% |
| UBS Group AG | 327,372 | 0.78% | $6.70M | +38,506 | 0.00% |
| Norges Bank | 325,000 | 0.77% | $6.66M | New | 0.00% |
| Geode Capital Management, LLC | 302,536 | 0.72% | $6.20M | +179,132 | 0.00% |
| Next Century Growth Investors LLC | 296,084 | 0.71% | $6.06M | +58,025 | 0.32% |
| Silvercrest Asset Management Group LLC | 269,703 | 0.64% | $5.52M | New | 0.04% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 95 | 18M | 43.5% | 30 / 30 | 19 / 26 | 5M | 3M |
| Q1 2026 | 93 | 17M | 40.5% | 93 / 0 | 0 / 0 | 17M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of OFRM | Value | % of fund | As of |
|---|---|---|---|---|---|
| Baron Small Cap Fund | 1,500,000 | 3.57% | $30.72M | 1.08% | Jun 30, 2026 |
| AB Small Cap Growth Portfolio | 762,308 | 1.82% | $15.61M | 0.50% | Jun 30, 2026 |
| Fidelity Small Cap Growth Fund | 613,200 | 1.46% | $9.30M | 0.11% | Jul 31, 2026 |
| Federated Hermes Kaufmann Small Cap Fund | 600,000 | 1.43% | $9.10M | 0.32% | Jul 31, 2026 |
| Westwood Quality Smallcap Fund | 505,151 | 1.20% | $7.66M | 0.88% | Jul 31, 2026 |
| MFS New Discovery Fund | 438,415 | 1.04% | $6.77M | 0.32% | May 31, 2026 |
| Janus Henderson Venture Fund | 388,735 | 0.93% | $7.96M | 0.22% | Jun 30, 2026 |
| American Beacon Small Cap Value Fund | 379,295 | 0.90% | $5.75M | 0.15% | Jul 31, 2026 |
| Vanguard Total Stock Market Index Fund | 324,307 | 0.77% | $6.64M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 310,734 | 0.74% | $6.36M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Growth K6 Fund | 309,100 | 0.74% | $4.69M | 0.10% | Jul 31, 2026 |
| JNL Multi-Manager Small Cap Growth Fund | 249,694 | 0.59% | $5.11M | 0.20% | Jun 30, 2026 |
| SmallCap Growth Fund I | 218,406 | 0.52% | $3.31M | 0.13% | Jul 31, 2026 |
| Nuveen Quant Small Cap Equity Fund | 204,840 | 0.49% | $3.11M | 0.08% | Jul 31, 2026 |
| MFS New Discovery Series | 158,134 | 0.38% | $3.24M | 0.40% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Cassandra Nicole Curtis | Chief Innovation Officer, Director | 432,840 | 1.03% | Sep 16, 2026 |
| John M. Foraker | See Remarks, Director | 2,319,631 | 5.52% | Feb 9, 2026 |
| Lawrence Steven Waldman | See Remarks | 100,574 | 0.24% | Sep 16, 2026 |
| Chris Folena | Chief Accounting Officer | 12,062 | 0.03% | Sep 16, 2026 |
| Scott James Morris | Director | 3,807 | 0.01% | Oct 21, 2026 |
| Larry Peiros | Director | 151,019 | 0.36% | Aug 6, 2026 |
| Megan Reimers Bent | Director | 52,151 | 0.12% | Feb 9, 2026 |
| Dara Bazzano | Director | 6,112 | 0.01% | Feb 9, 2026 |
| Walter E. Robb Iv | Director | 145,970 | 0.35% | Feb 9, 2026 |
| Jennifer Anne Garner | Director | 1,935,544 | 4.61% | Feb 9, 2026 |
| Jared Noah Jacobs | Director | 11,069,707 | 26.36% | Feb 9, 2026 |
| Brett J. Thomas | Director | 11,069,707 | 26.36% | Feb 9, 2026 |
| S2G Investments, LLC | 10% owner | 4,907,723 | 11.69% | Feb 11, 2026 |
| CAVU Venture Partners IV, LP | 10% owner | – | – | Feb 9, 2026 |
| CAVU Venture Partners II, LP | 10% owner | 1,270,125 | 3.02% | Feb 9, 2026 |
| CAVU Venture Partners III, LP | 10% owner | – | – | Feb 9, 2026 |
| Investors LP / DE TNG | 10% owner | 11,063,595 | 26.35% | Feb 9, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Scott James Morris Director | Oct 19, 2026 | Award | +3,806 | – | – | 3,807 |
| Lawrence Steven Waldman See Remarks | Sep 14, 2026 | Sale | −1,102 | $16.98 | $18.71K | 100,574 |
| Chris Folena Chief Accounting Officer | Sep 14, 2026 | Sale | −662 | $16.98 | $11.24K | 12,062 |
| Cassandra Nicole Curtis Chief Innovation Officer, Director | Sep 14, 2026 | Sale | −68 | $16.98 | $1.15K | 432,840 |
| Cassandra Nicole Curtis Chief Innovation Officer, Director | Aug 10, 2026 | Sale | −75 | $18.01 | $1.35K | 432,908 |
| Lawrence Steven Waldman See Remarks | Aug 10, 2026 | Sale | −1,206 | $18.01 | $21.72K | 101,676 |
| Chris Folena Chief Accounting Officer | Aug 10, 2026 | Sale | −724 | $18.01 | $13.04K | 12,724 |
| Larry Peiros Director | Aug 5, 2026 | Other | +63,393 | – | – | 63,393 |
| Larry Peiros Director | Aug 5, 2026 | Other | −81,514 | – | – | 0 |
| Larry Peiros Director | Aug 5, 2026 | Other | +81,514 | – | – | 81,514 |
| Larry Peiros Director | Aug 5, 2026 | Other | −63,393 | – | – | 6,112 |
| Lawrence Steven Waldman See Remarks | May 5, 2026 | Award | +68,027 | – | – | 102,882 |
| Chris Folena Chief Accounting Officer | Mar 12, 2026 | Award | +7,371 | – | – | 13,448 |
| Cassandra Nicole Curtis Chief Innovation Officer, Director | Mar 12, 2026 | Award | +7,371 | – | – | 432,983 |
| Lawrence Steven Waldman See Remarks | Mar 12, 2026 | Award | +12,285 | – | – | 34,855 |
| S2G Investments, LLC 10% owner | Feb 9, 2026 | Conversion | +234,498 | – | – | 234,498 |
| S2G Investments, LLC 10% owner | Feb 9, 2026 | Conversion | +688,478 | – | – | 3,595,562 |
| S2G Investments, LLC 10% owner | Feb 9, 2026 | Conversion | +1,180,868 | – | – | 2,907,084 |
| S2G Investments, LLC 10% owner | Feb 9, 2026 | Conversion | +950,166 | – | – | 1,077,663 |
| S2G Investments, LLC 10% owner | Feb 9, 2026 | Conversion | +546,040 | – | – | 4,141,602 |
| S2G Investments, LLC 10% owner | Feb 9, 2026 | Conversion | +188,683 | – | – | 423,181 |
| S2G Investments, LLC 10% owner | Feb 9, 2026 | Conversion | +1,726,216 | – | – | 1,726,216 |
| Lawrence Steven Waldman See Remarks | Feb 9, 2026 | Award | +22,570 | – | – | 22,570 |
| Megan Reimers Bent Director | Feb 9, 2026 | Award | +6,112 | – | – | 52,151 |
| Megan Reimers Bent Director | Feb 9, 2026 | Award | +46,039 | – | – | 46,039 |
| John M. Foraker See Remarks, Director | Feb 9, 2026 | Award | +473,092 | – | – | 1,359,846 |
| John M. Foraker See Remarks, Director | Feb 9, 2026 | Award | +69,445 | – | – | 669,933 |
| Investors LP / DE TNG 10% owner | Feb 9, 2026 | Conversion | +107,749 | – | – | 646,478 |
| Investors LP / DE TNG 10% owner | Feb 9, 2026 | Conversion | +7,411,502 | – | – | 7,411,502 |
| Investors LP / DE TNG 10% owner | Feb 9, 2026 | Conversion | +2,274,219 | – | – | 2,274,219 |
| Larry Peiros Director | Feb 9, 2026 | Award | +6,112 | – | – | 69,505 |
| Larry Peiros Director | Feb 9, 2026 | Award | +81,514 | – | – | 81,514 |
| Dara Bazzano Director | Feb 9, 2026 | Award | +6,112 | – | – | 6,112 |
| Brett J. Thomas Director | Feb 9, 2026 | Conversion | +7,411,502 | – | – | 7,411,502 |
| Brett J. Thomas Director | Feb 9, 2026 | Conversion | +107,749 | – | – | 646,478 |
| Brett J. Thomas Director | Feb 9, 2026 | Award | +6,112 | – | – | 6,112 |
| Brett J. Thomas Director | Feb 9, 2026 | Conversion | +2,274,219 | – | – | 2,274,219 |
| Jared Noah Jacobs Director | Feb 9, 2026 | Award | +6,112 | – | – | 6,112 |
| Jared Noah Jacobs Director | Feb 9, 2026 | Conversion | +2,274,219 | – | – | 2,274,219 |
| Jared Noah Jacobs Director | Feb 9, 2026 | Conversion | +7,411,502 | – | – | 7,411,502 |
| Jared Noah Jacobs Director | Feb 9, 2026 | Conversion | +107,749 | – | – | 646,478 |
| Chris Folena Chief Accounting Officer | Feb 9, 2026 | Award | +6,077 | – | – | 6,077 |
| Jennifer Anne Garner Director | Feb 9, 2026 | Award | +239,360 | – | – | 1,788,861 |
| Jennifer Anne Garner Director | Feb 9, 2026 | Award | +146,683 | – | – | 146,683 |
| Cassandra Nicole Curtis Chief Innovation Officer, Director | Feb 9, 2026 | Award | +6,077 | – | – | 425,612 |
| Walter E. Robb Iv Director | Feb 9, 2026 | Buy | +5,555 | $18.00 | $99.99K | 145,970 |
| Walter E. Robb Iv Director | Feb 9, 2026 | Award | +6,112 | – | – | 140,415 |
| Walter E. Robb Iv Director | Feb 9, 2026 | Award | +134,303 | – | – | 134,303 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
50.54%
6M shares short
Days to cover
15.6
At 0M shares a day
Change since last report
+0.2%
From 6M shares
Short volume, 20 days
41.3%
Of volume reported to FINRA
Shares sold short, last 9 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Once Upon a Farm, PBC's stock actually held short. Settlement fails (shares not delivered on time) peaked at 44,453 shares on Sep 2, 2026 over the last 90 days.
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