FiscalNote Holdings, Inc. (NOTE) shareholders
Close on Oct 19, 2026Market cap $421.62KP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Timothy Hwang Joint filing with Timothy T. Hwang Revocable Trust, originally dated January 10, 2019 (7.94%) | 10,312,918 | 7.98% | 13D (active) amendment | Nov 9, 2023 |
| Keith Nilsson | 10,236,809 | 8.46% | 13D (active) amendment | Dec 15, 2023 |
Top institutional holders
13F holdings as of Mar 31, 2026
| Holder | Shares | % of NOTE | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 5,587 | – | $1.42K | +2,743 | 0.00% |
| CoreCap Advisors, LLC | 285 | – | $73 | – | 0.00% |
| Rockefeller Capital Management L.P. | 83 | – | $21 | – | 0.00% |
| Danske Bank A/S | 1 | – | $0 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 0 | 0M | 0 / 0 | 0 / 4 | 0M | 0M |
| Q1 2026 | 4 | 0M | 0 / 1 | 0 / 46 | 0M | 2M |
| Q4 2025 | 51 | 2M | 13 / 14 | 11 / 7 | 1M | 0M |
| Q3 2025 | 46 | 4M | 46 / 0 | 0 / 0 | 4M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Key Compton | President and CEO, Director | 2,700,655 | Nov 2, 2026 |
| Paul Donnell | Chief Accounting Officer | 33,320 | Oct 8, 2026 |
| Josh Resnik | President and CEO | 198,434 | Jul 29, 2026 |
| Todd Aman | Chief Legal & Admin. Officer | 32,893 | Jul 29, 2026 |
| Jon Slabaugh | CFO and SVP, Corp. Dev. | 107,582 | Jan 22, 2026 |
| Gerald Yao | Director | 1,220,358 | Feb 11, 2026 |
| Tim Hwang | Director, 10% owner | 200,516 | Feb 4, 2026 |
| Brandon Sweeney | Director | 64,223 | Dec 9, 2025 |
| Anna Sedgley | Director | 59,998 | Dec 3, 2025 |
| Keith Nilsson | Director | 902,887 | Dec 3, 2025 |
| Manoj Jain | Director, 10% owner | 2,460,756 | Dec 3, 2025 |
| Michael John Callahan | Director | 555,169 | May 29, 2025 |
| Stanley A. McChrystal | Director | 425,989 | Mar 12, 2025 |
| Conrad Yiu | Director | 3,073,778 | Dec 16, 2024 |
| Sohit Khurana | 10% owner | 29,459,004 | Jun 4, 2025 |
| V. Partners LLC Star | 10% owner | – | Mar 18, 2025 |
| Partners Llc - Series A. Blackwell | 10% owner | 29,023,756 | Mar 18, 2025 |
| CAPITAL PARTNERS Ltd MASO | 10% owner | 28,913,731 | Mar 18, 2025 |
| Capital Investments Ltd Maso | 10% owner | 29,158,371 | Mar 18, 2025 |
| Street Holdings Ltd Duddell | 10% owner | 29,164,371 | Mar 18, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Key Compton President and CEO, Director | Oct 29, 2026 | Other | +267,923 | – | – | 1,204,391 |
| Key Compton President and CEO, Director | Oct 15, 2026 | Other | +222,302 | – | – | 936,468 |
| Key Compton President and CEO, Director | Oct 6, 2026 | Other | +193,479 | – | – | 714,166 |
| Paul Donnell Chief Accounting Officer | Aug 5, 2026 | Tax withholding | −758 | $0.15 | $113 | 33,320 |
| Key Compton President and CEO, Director | Jul 24, 2026 | Award | +1,450,000 | – | – | 1,496,264 |
| Key Compton President and CEO, Director | Jul 9, 2026 | Other | +89,171 | – | – | 520,687 |
| Todd Aman Chief Legal & Admin. Officer | Jul 1, 2026 | Tax withholding | −1,901 | $0.12 | $228 | 32,893 |
| Josh Resnik President and CEO | Jun 26, 2026 | Tax withholding | −5,295 | $0.11 | $582 | 198,434 |
| Josh Resnik President and CEO | Jun 26, 2026 | Tax withholding | −10,245 | $0.11 | $1.13K | 188,189 |
| Josh Resnik President and CEO | Jun 26, 2026 | Tax withholding | −32,148 | $0.11 | $3.54K | 156,041 |
| Josh Resnik President and CEO | May 15, 2026 | Tax withholding | −1,708 | $0.20 | $342 | 209,087 |
| Josh Resnik President and CEO | May 15, 2026 | Tax withholding | −5,358 | $0.20 | $1.07K | 203,729 |
| Key Compton Director | May 6, 2026 | Other | +431,394 | – | – | 431,516 |
| Key Compton Director | May 6, 2026 | Other | +431,394 | – | – | 446,729 |
| Josh Resnik President and CEO | Apr 17, 2026 | Tax withholding | −1,059 | $0.26 | $275 | 210,795 |
| Todd Aman Chief Legal & Admin. Officer | Apr 17, 2026 | Tax withholding | −317 | $0.26 | $82 | 77,150 |
| Todd Aman Chief Legal & Admin. Officer | Apr 9, 2026 | Tax withholding | −2,236 | $0.26 | $581 | 77,467 |
| Josh Resnik President and CEO | Feb 12, 2026 | Tax withholding | −4,301 | $0.88 | $3.78K | 211,854 |
| Josh Resnik President and CEO | Feb 12, 2026 | Tax withholding | −1,371 | $0.88 | $1.21K | 216,155 |
| Paul Donnell Chief Accounting Officer | Feb 12, 2026 | Tax withholding | −233 | $1.15 | $268 | 34,078 |
| Gerald Yao Director | Feb 9, 2026 | Tax withholding | −42 | $1.22 | $51 | 37,727 |
| Paul Donnell Chief Accounting Officer | Feb 9, 2026 | Tax withholding | −44 | $1.22 | $54 | 34,311 |
| Todd Aman Chief Legal & Admin. Officer | Feb 9, 2026 | Tax withholding | −67 | $1.22 | $82 | 79,703 |
| Tim Hwang Director, 10% owner | Feb 2, 2026 | Sale(10b5-1 plan) | −3,082 | $1.20 | $3.70K | 196,407 |
| Tim Hwang Director, 10% owner | Feb 2, 2026 | Sale(10b5-1 plan) | −1,008 | $1.20 | $1.21K | 195,399 |
| Todd Aman Chief Legal & Admin. Officer | Jan 20, 2026 | Tax withholding | −317 | $1.57 | $498 | 79,770 |
| Josh Resnik President and CEO | Jan 20, 2026 | Tax withholding | −850 | $1.57 | $1.33K | 217,526 |
| Jon Slabaugh CFO and SVP, Corp. Dev. | Jan 20, 2026 | Tax withholding | −1,621 | $1.57 | $2.54K | 107,582 |
| Gerald Yao Director | Jan 20, 2026 | Tax withholding | −353 | $1.57 | $554 | 37,769 |
| Josh Resnik President and CEO | Jan 2, 2026 | Tax withholding | −159 | $1.59 | $253 | 215,000 |
| Todd Aman Chief Legal & Admin. Officer | Jan 2, 2026 | Tax withholding | −8,331 | $1.59 | $13.25K | 80,087 |
| Tim Hwang Director, 10% owner | Jan 2, 2026 | Sale(10b5-1 plan) | −1,293 | $1.61 | $2.08K | 199,912 |
| Tim Hwang Director, 10% owner | Jan 2, 2026 | Sale(10b5-1 plan) | −423 | $1.61 | $681 | 199,489 |
| Jon Slabaugh CFO and SVP, Corp. Dev. | Jan 2, 2026 | Tax withholding | −6,235 | $1.59 | $9.91K | 109,203 |
| Josh Resnik President and CEO | Dec 31, 2025 | Award | +3,376 | $1.25 | $4.22K | 218,376 |
| Tim Hwang Director, 10% owner | Dec 2, 2025 | Sale(10b5-1 plan) | −1,377 | $1.91 | $2.63K | 201,205 |
| Tim Hwang Director, 10% owner | Dec 2, 2025 | Sale(10b5-1 plan) | −4,213 | $1.91 | $8.05K | 202,582 |
| Josh Resnik President and CEO | Dec 2, 2025 | Tax withholding | −277 | $2.19 | $607 | 215,159 |
| Brandon Sweeney Director | Dec 1, 2025 | Award | +5,136 | – | – | 57,499 |
| Anna Sedgley Director | Dec 1, 2025 | Award | +6,278 | – | – | 59,998 |
| Manoj Jain Director, 10% owner | Dec 1, 2025 | Award | +3,424 | – | – | 51,281 |
| Keith Nilsson Director | Dec 1, 2025 | Award | +3,424 | – | – | 90,713 |
| Josh Resnik President and CEO | Nov 12, 2025 | Tax withholding | −4,739 | $2.72 | $12.89K | 223,931 |
| Josh Resnik President and CEO | Nov 12, 2025 | Tax withholding | −8,495 | $2.72 | $23.11K | 215,436 |
| Tim Hwang Director, 10% owner | Nov 6, 2025 | Sale(10b5-1 plan) | −1,896 | $2.59 | $4.91K | 206,795 |
| Tim Hwang Director, 10% owner | Nov 6, 2025 | Sale(10b5-1 plan) | −5,799 | $2.59 | $15.02K | 208,691 |
| Josh Resnik President and CEO | Oct 31, 2025 | Tax withholding | −277 | $4.10 | $1.14K | 228,670 |
| Josh Resnik President and CEO | Oct 17, 2025 | Tax withholding | −736 | $4.25 | $3.13K | 228,947 |
| Jon Slabaugh CFO and SVP, Corp. Dev. | Oct 17, 2025 | Tax withholding | −1,464 | $4.25 | $6.22K | 115,438 |
| Todd Aman Chief Legal & Admin. Officer | Oct 17, 2025 | Tax withholding | −269 | $4.25 | $1.14K | 88,418 |
| Paul Donnell Chief Accounting Officer | Oct 17, 2025 | Tax withholding | −202 | $4.25 | $859 | 34,355 |
| Gerald Yao Director | Oct 17, 2025 | Tax withholding | −305 | $4.25 | $1.30K | 38,122 |
| Tim Hwang Director, 10% owner | Oct 1, 2025 | Sale(10b5-1 plan) | −1,175 | $4.80 | $5.64K | 214,490 |
| Tim Hwang Director, 10% owner | Oct 1, 2025 | Sale(10b5-1 plan) | −3,591 | $4.80 | $17.24K | 215,665 |
| Josh Resnik President and CEO | Sep 30, 2025 | Tax withholding | −277 | $4.63 | $1.28K | 229,683 |
| Manoj Jain Director, 10% owner | Sep 3, 2025 | Award | +1,479 | – | – | 47,857 |
| Tim Hwang Director, 10% owner | Sep 3, 2025 | Sale(10b5-1 plan) | −1,438 | $4.24 | $6.10K | 219,256 |
| Tim Hwang Director, 10% owner | Sep 3, 2025 | Sale(10b5-1 plan) | −4,347 | $4.24 | $18.43K | 220,694 |
| Josh Resnik President and CEO | Sep 3, 2025 | Tax withholding | −270 | $5.07 | $1.37K | 229,960 |
| Keith Nilsson Director | Sep 3, 2025 | Award | +1,479 | – | – | 87,289 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of FiscalNote's stock actually held short. Settlement fails (shares not delivered on time) peaked at 437,137 shares on Oct 7, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Tim Hwang Director | Feb 3, 2026 | 4,090 | $4.90K | Feb 3, 2026 | Restricted Stock Vesting |
| Tim Hwang Director | Jan 5, 2026 | 1,716 | $2.76K | Jan 5, 2026 | Restricted Stock Vesting |
| Tim Hwang Director | Dec 3, 2025 | 5,590 | $10.70K | Dec 3, 2025 | Restricted Stock Vesting |
| Tim Hwang Director | Nov 7, 2025 | 7,695 | $19.96K | Nov 7, 2025 | Restricted Stock Vesting |
| Tim Hwang Director | Oct 2, 2025 | 4,766 | $22.86K | Oct 2, 2025 | Restricted Stock Vesting |
| Tim Hwang Director | Sep 4, 2025 | 5,785 | $24.55K | Sep 4, 2025 | Restricted Stock Vesting |
| Tim Hwang Director | Aug 4, 2025 | 56,155 | $32.72K | Aug 4, 2025 | Restricted Stock Vesting |
| Tim Hwang Director | Jul 2, 2025 | 37,201 | $24.27K | Jul 2, 2025 | Restricted Stock Vesting |
| Josh Resnik Officer | Jul 2, 2025 | 2,590 | $1.69K | Jul 2, 2025 | Restricted Stock Vesting |
| Josh Resnik Officer | Jun 3, 2025 | 3,876 | $2.50K | Jun 3, 2025 | Restricted Stock Vesting |
| Tim Hwang Director | Jun 3, 2025 | 40,998 | $26.41K | Jun 3, 2025 | Restricted Stock Vesting |
| Todd Aman Officer | May 20, 2025 | 528 | $363 | May 20, 2025 | Restricted Stock Vesting |
| Todd Aman Officer | May 8, 2025 | 790 | $504 | May 8, 2025 | Restricted Stock Vesting |
| Tim Hwang Director | May 8, 2025 | 9,515 | $6.06K | May 8, 2025 | Restricted Stock Vesting |
| Tim Hwang Officer, Director | May 2, 2025 | 29,105 | $18.55K | May 2, 2025 | Restricted Stock Vesting |
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