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FiscalNote Holdings, Inc. logo

FiscalNote Holdings, Inc. (NOTE) shareholders

NOTEOTCServices-Business Services, NECFiscal year ends December 31Also trades as NOTEW
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 9, 2026Score 0/30
$0.01−0.00 (-14.35%)

Close on Oct 19, 2026Market cap $421.62KP/E –Yield –

Ownership

Institutional holdings as of Jun 30, 2026, from 13F filings

Held by institutions
0M
Shares held, 13F filers
Institutional holders
0
0 new, 4 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
0 buys · 6 sales
Net sold $18.35K

Shares held by institutions

Holders of more than 5%

Latest Schedule 13D (active) or 13G (passive) filed by each holder

HolderShares% of classFilingAs of
Timothy Hwang
Joint filing with Timothy T. Hwang Revocable Trust, originally dated January 10, 2019 (7.94%)
10,312,9187.98%13D (active) amendmentNov 9, 2023
Keith Nilsson10,236,8098.46%13D (active) amendmentDec 15, 2023

Top institutional holders

13F holdings as of Mar 31, 2026

HolderShares% of NOTEValueChange% of portfolio
Simplex Trading, LLC5,587–$1.42K+2,7430.00%
CoreCap Advisors, LLC285–$73–0.00%
Rockefeller Capital Management L.P.83–$21–0.00%
Danske Bank A/S1–$0–0.00%

Institutional buying and selling by quarter

Positions opened, added to, reduced and closed by 13F filers

QuarterHoldersShares heldNew / addedReduced / closedShares boughtShares sold
Q2 202600M0 / 00 / 40M0M
Q1 202640M0 / 10 / 460M2M
Q4 2025512M13 / 1411 / 71M0M
Q3 2025464M46 / 00 / 04M0M

Officers, directors and major owners

People who filed Forms 3, 4 or 5 in the last two years

NameRoleShares ownedLatest filing
Key ComptonPresident and CEO, Director2,700,655Nov 2, 2026
Paul DonnellChief Accounting Officer33,320Oct 8, 2026
Josh ResnikPresident and CEO198,434Jul 29, 2026
Todd AmanChief Legal & Admin. Officer32,893Jul 29, 2026
Jon SlabaughCFO and SVP, Corp. Dev.107,582Jan 22, 2026
Gerald YaoDirector1,220,358Feb 11, 2026
Tim HwangDirector, 10% owner200,516Feb 4, 2026
Brandon SweeneyDirector64,223Dec 9, 2025
Anna SedgleyDirector59,998Dec 3, 2025
Keith NilssonDirector902,887Dec 3, 2025
Manoj JainDirector, 10% owner2,460,756Dec 3, 2025
Michael John CallahanDirector555,169May 29, 2025
Stanley A. McChrystalDirector425,989Mar 12, 2025
Conrad YiuDirector3,073,778Dec 16, 2024
Sohit Khurana10% owner29,459,004Jun 4, 2025
V. Partners LLC Star10% owner–Mar 18, 2025
Partners Llc - Series A. Blackwell10% owner29,023,756Mar 18, 2025
CAPITAL PARTNERS Ltd MASO10% owner28,913,731Mar 18, 2025
Capital Investments Ltd Maso10% owner29,158,371Mar 18, 2025
Street Holdings Ltd Duddell10% owner29,164,371Mar 18, 2025

Insider trades

Common stock transactions reported on Form 4, newest first

InsiderDateTransactionSharesPriceValueShares after
Key Compton
President and CEO, Director
Oct 29, 2026Other+267,923––1,204,391
Key Compton
President and CEO, Director
Oct 15, 2026Other+222,302––936,468
Key Compton
President and CEO, Director
Oct 6, 2026Other+193,479––714,166
Paul Donnell
Chief Accounting Officer
Aug 5, 2026Tax withholding−758$0.15$11333,320
Key Compton
President and CEO, Director
Jul 24, 2026Award+1,450,000––1,496,264
Key Compton
President and CEO, Director
Jul 9, 2026Other+89,171––520,687
Todd Aman
Chief Legal & Admin. Officer
Jul 1, 2026Tax withholding−1,901$0.12$22832,893
Josh Resnik
President and CEO
Jun 26, 2026Tax withholding−5,295$0.11$582198,434
Josh Resnik
President and CEO
Jun 26, 2026Tax withholding−10,245$0.11$1.13K188,189
Josh Resnik
President and CEO
Jun 26, 2026Tax withholding−32,148$0.11$3.54K156,041
Josh Resnik
President and CEO
May 15, 2026Tax withholding−1,708$0.20$342209,087
Josh Resnik
President and CEO
May 15, 2026Tax withholding−5,358$0.20$1.07K203,729
Key Compton
Director
May 6, 2026Other+431,394––431,516
Key Compton
Director
May 6, 2026Other+431,394––446,729
Josh Resnik
President and CEO
Apr 17, 2026Tax withholding−1,059$0.26$275210,795
Todd Aman
Chief Legal & Admin. Officer
Apr 17, 2026Tax withholding−317$0.26$8277,150
Todd Aman
Chief Legal & Admin. Officer
Apr 9, 2026Tax withholding−2,236$0.26$58177,467
Josh Resnik
President and CEO
Feb 12, 2026Tax withholding−4,301$0.88$3.78K211,854
Josh Resnik
President and CEO
Feb 12, 2026Tax withholding−1,371$0.88$1.21K216,155
Paul Donnell
Chief Accounting Officer
Feb 12, 2026Tax withholding−233$1.15$26834,078
Gerald Yao
Director
Feb 9, 2026Tax withholding−42$1.22$5137,727
Paul Donnell
Chief Accounting Officer
Feb 9, 2026Tax withholding−44$1.22$5434,311
Todd Aman
Chief Legal & Admin. Officer
Feb 9, 2026Tax withholding−67$1.22$8279,703
Tim Hwang
Director, 10% owner
Feb 2, 2026Sale(10b5-1 plan)−3,082$1.20$3.70K196,407
Tim Hwang
Director, 10% owner
Feb 2, 2026Sale(10b5-1 plan)−1,008$1.20$1.21K195,399
Todd Aman
Chief Legal & Admin. Officer
Jan 20, 2026Tax withholding−317$1.57$49879,770
Josh Resnik
President and CEO
Jan 20, 2026Tax withholding−850$1.57$1.33K217,526
Jon Slabaugh
CFO and SVP, Corp. Dev.
Jan 20, 2026Tax withholding−1,621$1.57$2.54K107,582
Gerald Yao
Director
Jan 20, 2026Tax withholding−353$1.57$55437,769
Josh Resnik
President and CEO
Jan 2, 2026Tax withholding−159$1.59$253215,000
Todd Aman
Chief Legal & Admin. Officer
Jan 2, 2026Tax withholding−8,331$1.59$13.25K80,087
Tim Hwang
Director, 10% owner
Jan 2, 2026Sale(10b5-1 plan)−1,293$1.61$2.08K199,912
Tim Hwang
Director, 10% owner
Jan 2, 2026Sale(10b5-1 plan)−423$1.61$681199,489
Jon Slabaugh
CFO and SVP, Corp. Dev.
Jan 2, 2026Tax withholding−6,235$1.59$9.91K109,203
Josh Resnik
President and CEO
Dec 31, 2025Award+3,376$1.25$4.22K218,376
Tim Hwang
Director, 10% owner
Dec 2, 2025Sale(10b5-1 plan)−1,377$1.91$2.63K201,205
Tim Hwang
Director, 10% owner
Dec 2, 2025Sale(10b5-1 plan)−4,213$1.91$8.05K202,582
Josh Resnik
President and CEO
Dec 2, 2025Tax withholding−277$2.19$607215,159
Brandon Sweeney
Director
Dec 1, 2025Award+5,136––57,499
Anna Sedgley
Director
Dec 1, 2025Award+6,278––59,998
Manoj Jain
Director, 10% owner
Dec 1, 2025Award+3,424––51,281
Keith Nilsson
Director
Dec 1, 2025Award+3,424––90,713
Josh Resnik
President and CEO
Nov 12, 2025Tax withholding−4,739$2.72$12.89K223,931
Josh Resnik
President and CEO
Nov 12, 2025Tax withholding−8,495$2.72$23.11K215,436
Tim Hwang
Director, 10% owner
Nov 6, 2025Sale(10b5-1 plan)−1,896$2.59$4.91K206,795
Tim Hwang
Director, 10% owner
Nov 6, 2025Sale(10b5-1 plan)−5,799$2.59$15.02K208,691
Josh Resnik
President and CEO
Oct 31, 2025Tax withholding−277$4.10$1.14K228,670
Josh Resnik
President and CEO
Oct 17, 2025Tax withholding−736$4.25$3.13K228,947
Jon Slabaugh
CFO and SVP, Corp. Dev.
Oct 17, 2025Tax withholding−1,464$4.25$6.22K115,438
Todd Aman
Chief Legal & Admin. Officer
Oct 17, 2025Tax withholding−269$4.25$1.14K88,418
Paul Donnell
Chief Accounting Officer
Oct 17, 2025Tax withholding−202$4.25$85934,355
Gerald Yao
Director
Oct 17, 2025Tax withholding−305$4.25$1.30K38,122
Tim Hwang
Director, 10% owner
Oct 1, 2025Sale(10b5-1 plan)−1,175$4.80$5.64K214,490
Tim Hwang
Director, 10% owner
Oct 1, 2025Sale(10b5-1 plan)−3,591$4.80$17.24K215,665
Josh Resnik
President and CEO
Sep 30, 2025Tax withholding−277$4.63$1.28K229,683
Manoj Jain
Director, 10% owner
Sep 3, 2025Award+1,479––47,857
Tim Hwang
Director, 10% owner
Sep 3, 2025Sale(10b5-1 plan)−1,438$4.24$6.10K219,256
Tim Hwang
Director, 10% owner
Sep 3, 2025Sale(10b5-1 plan)−4,347$4.24$18.43K220,694
Josh Resnik
President and CEO
Sep 3, 2025Tax withholding−270$5.07$1.37K229,960
Keith Nilsson
Director
Sep 3, 2025Award+1,479––87,289

Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.

Short interest

Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)

Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 3M shares a day
Change since last report
+141.3%
From 0M shares
Short volume, 20 days
52.9%
Of volume reported to FINRA

Shares sold short, last 12 months

Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of FiscalNote's stock actually held short. Settlement fails (shares not delivered on time) peaked at 437,137 shares on Oct 7, 2026 over the last 90 days.

Planned insider sales

Notices of proposed sale filed on Form 144 before shares are sold

SellerFiledSharesMarket valuePlanned saleAcquired through
Tim Hwang
Director
Feb 3, 20264,090$4.90KFeb 3, 2026Restricted Stock Vesting
Tim Hwang
Director
Jan 5, 20261,716$2.76KJan 5, 2026Restricted Stock Vesting
Tim Hwang
Director
Dec 3, 20255,590$10.70KDec 3, 2025Restricted Stock Vesting
Tim Hwang
Director
Nov 7, 20257,695$19.96KNov 7, 2025Restricted Stock Vesting
Tim Hwang
Director
Oct 2, 20254,766$22.86KOct 2, 2025Restricted Stock Vesting
Tim Hwang
Director
Sep 4, 20255,785$24.55KSep 4, 2025Restricted Stock Vesting
Tim Hwang
Director
Aug 4, 202556,155$32.72KAug 4, 2025Restricted Stock Vesting
Tim Hwang
Director
Jul 2, 202537,201$24.27KJul 2, 2025Restricted Stock Vesting
Josh Resnik
Officer
Jul 2, 20252,590$1.69KJul 2, 2025Restricted Stock Vesting
Josh Resnik
Officer
Jun 3, 20253,876$2.50KJun 3, 2025Restricted Stock Vesting
Tim Hwang
Director
Jun 3, 202540,998$26.41KJun 3, 2025Restricted Stock Vesting
Todd Aman
Officer
May 20, 2025528$363May 20, 2025Restricted Stock Vesting
Todd Aman
Officer
May 8, 2025790$504May 8, 2025Restricted Stock Vesting
Tim Hwang
Director
May 8, 20259,515$6.06KMay 8, 2025Restricted Stock Vesting
Tim Hwang
Officer, Director
May 2, 202529,105$18.55KMay 2, 2025Restricted Stock Vesting

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