Nuveen Multi-Asset Income Fund (NMAI) shareholders
NMAINYSE
$13.89+0.18 (+1.31%)
Close on Nov 11, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
6M
Shares held, 13F filers
Institutional holders
76
6 new, 13 sold out
Net institutional buying
-1M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $1.01K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NMAI | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 863,331 | – | $12.23M | −124,372 | 0.00% |
| UBS Group AG | 690,881 | – | $9.79M | +19,527 | 0.00% |
| Penserra Capital Management LLC | 561,723 | – | $7.96M | +21,430 | 0.06% |
| Pathstone Holdings, LLC | 502,864 | – | $7.13M | −558,200 | 0.02% |
| LPL Financial LLC | 451,617 | – | $6.40M | +27,696 | 0.00% |
| Advisors Asset Management, Inc. | 255,802 | – | $3.62M | +20,764 | 0.06% |
| Stifel Financial Corp | 228,667 | – | $3.24M | +11,584 | 0.00% |
| Navis Wealth Advisors, LLC | 213,038 | – | $3.02M | New | 1.14% |
| Royal Bank of Canada | 185,846 | – | $2.63M | −54,345 | 0.00% |
| D.A. Davidson & Co. | 144,737 | – | $2.05M | +13,507 | 0.01% |
| Cetera Investment Advisers | 116,910 | – | $1.66M | −21,901 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 116,540 | – | $1.65M | +62,311 | 0.00% |
| First Trust Advisors LP | 116,430 | – | $1.65M | +3,609 | 0.00% |
| Hennion & Walsh Asset Management, Inc. | 96,340 | – | $1.37M | +45,899 | 0.04% |
| Bank Of America Corp /De/ | 90,907 | – | $1.29M | +3,745 | 0.00% |
| Raymond James Financial Inc | 86,036 | – | $1.22M | +2,131 | 0.00% |
| Osaic Holdings, Inc. | 83,518 | – | $1.18M | +3,678 | 0.00% |
| Closed-End Fund Advisors, Inc. | 64,361 | – | $911.99K | +1,531 | 0.89% |
| Calamos Advisors LLC | 62,051 | – | $879.26K | +4,137 | 0.00% |
| Rockefeller Capital Management L.P. | 58,757 | – | $832.59K | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 76 | 6M | 6 / 29 | 20 / 13 | 1M | 1M |
| Q1 2026 | 84 | 7M | 16 / 34 | 15 / 13 | 1M | 1M |
| Q4 2025 | 84 | 7M | 18 / 25 | 23 / 7 | 1M | 1M |
| Q3 2025 | 73 | 7M | 14 / 28 | 12 / 7 | 1M | 2M |
| Q2 2025 | 67 | 8M | 9 / 24 | 14 / 5 | 1M | 1M |
| Q1 2025 | 64 | 8M | 10 / 22 | 12 / 12 | 1M | 2M |
| Q4 2024 | 66 | 8M | 13 / 19 | 14 / 8 | 1M | 1M |
| Q3 2024 | 63 | 9M | 8 / 14 | 24 / 7 | 1M | 2M |
| Q2 2024 | 63 | 10M | 4 / 21 | 17 / 10 | 0M | 3M |
| Q1 2024 | 69 | 13M | 17 / 18 | 17 / 12 | 1M | 1M |
| Q4 2023 | 65 | 12M | 11 / 19 | 19 / 12 | 3M | 0M |
| Q3 2023 | 67 | 10M | 5 / 20 | 25 / 9 | 2M | 1M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
5 funds held NMAI in Q2 2026, 20% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of NMAI | Value | % of fund | As of |
|---|---|---|---|---|---|
| Amplify CEF High Income ETF | 559,047 | – | $7.92M | 1.10% | Jun 30, 2026 |
| First Trust Income Opportunities ETF | 84,549 | – | $1.20M | 1.51% | May 31, 2026 |
| Calamos CEF Income & Arbitrage ETF | 63,430 | – | $887.39K | 2.62% | Jul 31, 2026 |
| Multi-Hedge Strategies Fund | 208 | – | $2.95K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 73 | – | $1.03K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| William A. Siffermann | Vice President | 330 | Mar 6, 2026 |
| Joseph Castro | EVP, Chief Risk & Compliance | – | Feb 23, 2026 |
| John Tribolet | Portfolio Manager | – | Jan 15, 2026 |
| James Shung-ook Kim | Portfolio Manager | – | Jan 15, 2026 |
| Mark Zheng | MD, Fixed Inc Portfolio Manage | – | Jan 15, 2026 |
| Robert Tanner Page | VP and Treasurer | – | Nov 5, 2025 |
| Marc Cardella | VP and Controller | – | Dec 3, 2024 |
| Parth Doshi | – | – | Sep 1, 2026 |
| Saba Capital Management, L.P. | 10% owner | 3,422,841 | Jan 16, 2025 |
| Boaz Weinstein | 10% owner | 3,320,294 | Jan 16, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| William A. Siffermann Vice President | Mar 4, 2026 | Buy | +75 | $13.44 | $1.01K | 330 |
| Boaz Weinstein 10% owner | Jan 15, 2025 | Sale | −29,872 | $12.10 | $361.45K | 3,320,294 |
| Boaz Weinstein 10% owner | Jan 14, 2025 | Sale | −34,099 | $11.98 | $408.51K | 3,350,166 |
| Boaz Weinstein 10% owner | Jan 13, 2025 | Sale | −25,023 | $11.88 | $297.27K | 3,384,265 |
| Boaz Weinstein 10% owner | Jan 10, 2025 | Sale | −13,553 | $11.90 | $161.28K | 3,409,288 |
| Saba Capital Management, L.P. 10% owner | Jan 8, 2025 | Sale | −30,888 | $12.01 | $370.96K | 3,422,841 |
| Saba Capital Management, L.P. 10% owner | Jan 7, 2025 | Sale | −12,348 | $12.11 | $149.53K | 3,453,729 |
| Saba Capital Management, L.P. 10% owner | Jan 6, 2025 | Sale | −32,422 | $12.21 | $395.87K | 3,466,077 |
| Boaz Weinstein 10% owner | Jan 3, 2025 | Sale | −41,180 | $12.11 | $498.69K | 3,498,499 |
| Boaz Weinstein 10% owner | Jan 2, 2025 | Sale | −59,946 | $12.08 | $724.15K | 3,539,679 |
| Saba Capital Management, L.P. 10% owner | Dec 31, 2024 | Sale | −34,937 | $12.12 | $423.44K | 3,599,625 |
| Saba Capital Management, L.P. 10% owner | Dec 30, 2024 | Sale | −68,526 | $12.07 | $827.11K | 3,634,562 |
| Saba Capital Management, L.P. 10% owner | Dec 27, 2024 | Sale | −35,723 | $12.06 | $430.82K | 3,703,088 |
| Saba Capital Management, L.P. 10% owner | Dec 26, 2024 | Sale | −83,265 | $12.09 | $1.01M | 3,738,811 |
| Saba Capital Management, L.P. 10% owner | Dec 20, 2024 | Sale | −1,000 | $11.94 | $11.94K | 3,822,076 |
| Saba Capital Management, L.P. 10% owner | Dec 18, 2024 | Sale | −6,031 | $12.22 | $73.70K | 3,823,076 |
| Saba Capital Management, L.P. 10% owner | Dec 17, 2024 | Sale | −13,951 | $12.23 | $170.62K | 3,829,107 |
| Boaz Weinstein 10% owner | Dec 13, 2024 | Sale | −22,516 | $12.34 | $277.85K | 3,843,058 |
| Boaz Weinstein 10% owner | Dec 12, 2024 | Sale | −55,656 | $12.79 | $711.84K | 3,865,574 |
| Saba Capital Management, L.P. 10% owner | Dec 11, 2024 | Sale | −28,875 | $12.85 | $371.04K | 3,921,230 |
| Saba Capital Management, L.P. 10% owner | Dec 10, 2024 | Sale | −16,719 | $12.84 | $214.67K | 3,950,105 |
| Boaz Weinstein 10% owner | Dec 9, 2024 | Sale | −28,356 | $12.91 | $366.08K | 3,966,824 |
| Saba Capital Management, L.P. 10% owner | Dec 6, 2024 | Sale | −33,080 | $12.90 | $426.73K | 3,995,180 |
| Saba Capital Management, L.P. 10% owner | Dec 5, 2024 | Sale | −15,785 | $12.90 | $203.63K | 4,028,260 |
| Boaz Weinstein 10% owner | Dec 4, 2024 | Sale | −28,613 | $12.84 | $367.39K | 4,044,045 |
| Boaz Weinstein 10% owner | Dec 3, 2024 | Sale | −70,854 | $12.85 | $910.47K | 4,072,658 |
| Boaz Weinstein 10% owner | Dec 2, 2024 | Sale | −15,564 | $12.84 | $199.84K | 4,143,512 |
| Boaz Weinstein 10% owner | Nov 12, 2024 | Sale | −1,212 | $12.72 | $15.42K | 4,159,076 |
| Saba Capital Management, L.P. 10% owner | Nov 11, 2024 | Sale | −9,837 | $12.78 | $125.72K | 4,160,288 |
| Saba Capital Management, L.P. 10% owner | Nov 8, 2024 | Sale | −347 | $12.77 | $4.43K | 4,170,125 |
| Boaz Weinstein 10% owner | Nov 4, 2024 | Sale | −9,800 | $12.59 | $123.38K | 4,170,472 |
| Boaz Weinstein 10% owner | Nov 1, 2024 | Sale | −17,279 | $12.64 | $218.41K | 4,180,272 |
| Boaz Weinstein 10% owner | Oct 25, 2024 | Sale | −12,324 | $12.76 | $157.25K | 4,197,551 |
| Boaz Weinstein 10% owner | Oct 24, 2024 | Sale | −23,325 | $12.75 | $297.39K | 4,209,875 |
| Saba Capital Management, L.P. 10% owner | Oct 23, 2024 | Sale | −9,749 | $12.75 | $124.30K | 4,233,200 |
| Boaz Weinstein 10% owner | Oct 14, 2024 | Sale | −13,819 | $12.95 | $178.96K | 4,242,949 |
| Boaz Weinstein 10% owner | Oct 11, 2024 | Sale | −15,528 | $12.90 | $200.31K | 4,256,768 |
| Boaz Weinstein 10% owner | Oct 10, 2024 | Sale | −30,358 | $12.90 | $391.62K | 4,272,296 |
| Saba Capital Management, L.P. 10% owner | Oct 9, 2024 | Sale | −70,750 | $12.94 | $915.51K | 4,302,654 |
| Saba Capital Management, L.P. 10% owner | Oct 8, 2024 | Sale | −34,905 | $12.95 | $452.02K | 4,373,404 |
| Saba Capital Management, L.P. 10% owner | Oct 7, 2024 | Sale | −35,188 | $12.92 | $454.63K | 4,408,309 |
| Saba Capital Management, L.P. 10% owner | Oct 4, 2024 | Sale | −25,121 | $12.99 | $326.32K | 4,443,497 |
| Saba Capital Management, L.P. 10% owner | Oct 3, 2024 | Sale | −1,384 | $13.07 | $18.09K | 4,468,618 |
| Saba Capital Management, L.P. 10% owner | Oct 2, 2024 | Sale | −53,015 | $13.10 | $694.50K | 4,470,002 |
| Saba Capital Management, L.P. 10% owner | Oct 1, 2024 | Sale | −11,617 | $13.17 | $153.00K | 4,523,017 |
| Saba Capital Management, L.P. 10% owner | Sep 30, 2024 | Sale | −73,350 | $13.17 | $966.02K | 4,534,634 |
| Saba Capital Management, L.P. 10% owner | Sep 27, 2024 | Sale | −26,530 | $13.15 | $348.87K | 4,607,984 |
| Saba Capital Management, L.P. 10% owner | Sep 26, 2024 | Sale | −48,882 | $13.16 | $643.29K | 4,634,514 |
| Boaz Weinstein 10% owner | Sep 25, 2024 | Sale | −29,412 | $13.17 | $387.36K | 4,683,396 |
| Boaz Weinstein 10% owner | Sep 24, 2024 | Sale | −35,998 | $13.22 | $475.89K | 4,712,808 |
| Saba Capital Management, L.P. 10% owner | Mar 19, 2024 | Buy | +28,148 | $11.93 | $335.81K | 4,748,806 |
| Boaz Weinstein 10% owner | Dec 1, 2023 | Buy | +2,929 | $11.73 | $34.36K | 4,720,658 |
| Boaz Weinstein 10% owner | Nov 30, 2023 | Buy | +1,651 | $11.65 | $19.23K | 4,717,729 |
| Boaz Weinstein 10% owner | Nov 29, 2023 | Buy | +7,607 | $11.68 | $88.85K | 4,716,078 |
| Saba Capital Management, L.P. 10% owner | Nov 27, 2023 | Buy | +13,150 | $11.53 | $151.62K | 4,708,471 |
| Saba Capital Management, L.P. 10% owner | Nov 24, 2023 | Buy | +600 | $11.52 | $6.91K | 4,695,321 |
| Saba Capital Management, L.P. 10% owner | Nov 22, 2023 | Buy | +5,216 | $11.59 | $60.45K | 4,694,721 |
| Boaz Weinstein 10% owner | Nov 21, 2023 | Buy | +33,378 | $11.58 | $386.52K | 4,689,505 |
| Boaz Weinstein 10% owner | Nov 20, 2023 | Buy | +500 | $11.52 | $5.76K | 4,656,127 |
| Boaz Weinstein 10% owner | Nov 17, 2023 | Buy | +57 | $11.48 | $654 | 4,655,627 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
+11.4%
From 0M shares
Short volume, 20 days
52.3%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Nuveen Multi-Asset Income Fund's stock actually held short. Settlement fails (shares not delivered on time) peaked at 4,405 shares on Sep 15, 2026 over the last 90 days.
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