Annaly Capital Management Inc (NLY) shareholders
NLYNYSEReal Estate Investment TrustsFiscal year ends December 31Also trades as NLY.PF, NLY.PG, NLY.PJ
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Oct 28, 2026Score 8/3025% below fair value
$17.65+0.08 (+0.46%)
Close on Nov 13, 2026Market cap $13.91BP/E 12.3Yield 3.97%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
438M
Shares held, 13F filers
Institutional holders
784
90 new, 64 sold out
Net institutional buying
20M
In Q2 2026
Insider trades, 12 months
1 buys · 8 sales
Net sold $5.41M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| BlackRock, Inc. | 56,856,178 | 11.40% | 13G (passive) amendment | Dec 31, 2023 |
| Vanguard Capital Management | 37,335,394 | 5.19% | 13G (passive) | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NLY | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 87,219,586 | – | $1.95B | +5,485,296 | 0.03% |
| Vanguard Capital Management LLC | 32,900,428 | – | $735.65M | +886,840 | 0.02% |
| Vanguard Portfolio Management LLC | 31,250,997 | – | $698.77M | +481,961 | 0.03% |
| State Street Corp | 29,426,379 | – | $679.47M | +1,272,235 | 0.02% |
| Geode Capital Management, LLC | 20,823,764 | – | $465.12M | +873,715 | 0.02% |
| FMR LLC | 14,288,182 | – | $319.48M | +41,442 | 0.01% |
| Allspring Global Investments Holdings, LLC | 11,536,667 | – | $256.11M | −1,953,907 | 0.39% |
| Norges Bank | 8,994,042 | – | $201.11M | New | 0.02% |
| Northern Trust Corp | 7,758,697 | – | $173.48M | +319,479 | 0.02% |
| Invesco Ltd. | 7,724,098 | – | $172.71M | +969,593 | 0.01% |
| Price T Rowe Associates Inc /Md/ | 7,176,291 | – | $160.46M | −11,282,820 | 0.02% |
| Citadel Advisors LLC | 6,741,186 | – | $150.73M | +3,665,422 | 0.02% |
| Morgan Stanley | 6,636,749 | – | $148.40M | +160,943 | 0.01% |
| JPMorgan Chase & Co | 5,961,247 | – | $138.00M | +530,004 | 0.01% |
| Charles Schwab Investment Management Inc | 5,427,809 | – | $121.37M | +190,187 | 0.02% |
| Ameriprise Financial Inc | 5,030,245 | – | $112.52M | +1,467,637 | 0.02% |
| Bank of New York Mellon Corp | 4,801,781 | – | $107.37M | −160,909 | 0.02% |
| UBS Asset Management Americas Inc | 4,754,528 | – | $106.31M | −502,886 | 0.02% |
| Vanguard Fiduciary Trust Co | 4,626,296 | – | $103.44M | +179,886 | 0.02% |
| KBC Group NV | 4,582,170 | – | $102.46M | −393,836 | 0.22% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 784 | 438M | 90 / 361 | 207 / 64 | 45M | 25M |
| Q1 2026 | 772 | 419M | 105 / 363 | 181 / 74 | 108M | 34M |
| Q4 2025 | 761 | 412M | 144 / 327 | 183 / 60 | 44M | 21M |
| Q3 2025 | 687 | 389M | 96 / 307 | 152 / 53 | 45M | 25M |
| Q2 2025 | 656 | 370M | 93 / 322 | 150 / 77 | 39M | 14M |
| Q1 2025 | 648 | 346M | 101 / 273 | 161 / 71 | 35M | 19M |
| Q4 2024 | 625 | 333M | 106 / 264 | 149 / 79 | 55M | 19M |
| Q3 2024 | 614 | 299M | 83 / 243 | 175 / 58 | 114M | 9M |
| Q2 2024 | 597 | 250M | 92 / 217 | 180 / 56 | 12M | 29M |
| Q1 2024 | 570 | 269M | 77 / 220 | 167 / 64 | 22M | 17M |
| Q4 2023 | 565 | 265M | 97 / 203 | 189 / 64 | 27M | 9M |
| Q3 2023 | 541 | 248M | 58 / 186 | 190 / 63 | 12M | 14M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
338 funds held NLY in Q2 2026, 74% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of NLY | Value | % of fund | As of |
|---|---|---|---|---|---|
| iShares Core S&P Mid-Cap ETF | 25,077,227 | – | $560.73M | 0.45% | Jun 30, 2026 |
| Vanguard Total Stock Market Index Fund | 23,220,021 | – | $519.20M | 0.02% | Jun 30, 2026 |
| Vanguard Small-Cap Index Fund | 16,801,257 | – | $375.68M | 0.20% | Jun 30, 2026 |
| Vanguard Small-Cap Value Index Fund | 10,645,593 | – | $238.04M | 0.35% | Jun 30, 2026 |
| Allspring Special Mid Cap Value Fund | 9,065,980 | – | $202.72M | 1.51% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 8,403,662 | – | $187.91M | 0.19% | Jun 30, 2026 |
| iShares Mortgage Real Estate ETF | 5,578,800 | – | $124.74M | 22.77% | Jun 30, 2026 |
| Fidelity High Dividend ETF | 5,406,345 | – | $122.83M | 1.21% | Jul 31, 2026 |
| Invesco S&P MidCap Momentum ETF | 4,585,338 | – | $104.18M | 1.45% | Jul 31, 2026 |
| Fidelity Series Value Discovery Fund | 3,856,078 | – | $87.61M | 0.49% | Jul 31, 2026 |
| Fidelity Extended Market Index Fund | 3,717,638 | – | $81.23M | 0.19% | May 31, 2026 |
| State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF | 3,705,956 | – | $82.87M | 0.45% | Jun 30, 2026 |
| iShares S&P Mid-Cap 400 Value ETF | 3,674,746 | – | $82.17M | 0.94% | Jun 30, 2026 |
| T. Rowe Price Mid-Cap Value Fund, Inc. | 3,409,018 | – | $76.23M | 0.46% | Jun 30, 2026 |
| Strategic Advisers Fidelity U.S. Total Stock Fund | 3,346,200 | – | $73.11M | 0.03% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| David L. Finkelstein | CEO and Co-CIO, Director | 731,267 | Nov 3, 2026 |
| Serena Wolfe | Chief Financial Officer | 200,964 | May 5, 2026 |
| Steven Francis Campbell | President and COO | 219,763 | Feb 27, 2026 |
| Anthony C. Green | Chief Corporate Officer, CLO | 178,441 | Nov 4, 2025 |
| Scott Wede | Director | 50,000 | Nov 9, 2026 |
| Glenn Votek | Director | 87,513 | Jun 12, 2026 |
| Manon Laroche | Director | 0 | Jun 12, 2026 |
| Thomas Edward Hamilton | Director | 115,000 | Jun 12, 2026 |
| Eric A. Reeves | Director | 30,593 | Jun 12, 2026 |
| Martin Laguerre | Director | 0 | Jun 12, 2026 |
| Vicki Williams | Director | 0 | Jun 12, 2026 |
| Kathy Hopinkah Hannan | Director | 9,535 | Jun 12, 2026 |
| Michael E. Haylon | Director | 0 | May 15, 2025 |
| Francine J. Bovich | Director | 3,375 | May 15, 2025 |
| John H. Schaefer | Director | 21,873 | May 15, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Scott Wede Director | Nov 6, 2026 | Buy | +50,000 | $18.80 | $940.00K | 50,000 |
| David L. Finkelstein CEO and Co-CIO, Director | Nov 2, 2026 | Sale(10b5-1 plan) | −48,223 | $18.43 | $888.75K | 731,267 |
| David L. Finkelstein CEO and Co-CIO, Director | Aug 3, 2026 | Sale(10b5-1 plan) | −50,000 | $22.89 | $1.14M | 761,012 |
| Eric A. Reeves Director | May 14, 2026 | Option exercise | +7,628 | – | – | 30,593 |
| Serena Wolfe Chief Financial Officer | May 4, 2026 | Sale(10b5-1 plan) | −16,537 | $22.48 | $371.75K | 200,964 |
| David L. Finkelstein CEO and Co-CIO, Director | Apr 27, 2026 | Sale(10b5-1 plan) | −50,000 | $22.88 | $1.14M | 783,763 |
| Serena Wolfe Chief Financial Officer | Feb 25, 2026 | Tax withholding | −42,427 | $23.01 | $976.25K | 213,760 |
| Serena Wolfe Chief Financial Officer | Feb 25, 2026 | Award | +83,106 | $23.01 | $1.91M | 256,187 |
| Steven Francis Campbell President and COO | Feb 25, 2026 | Tax withholding | −43,556 | $23.01 | $1.00M | 219,763 |
| Steven Francis Campbell President and COO | Feb 25, 2026 | Sale(10b5-1 plan) | −26,491 | $22.83 | $604.79K | 178,000 |
| Steven Francis Campbell President and COO | Feb 25, 2026 | Award | +85,319 | $23.01 | $1.96M | 263,319 |
| David L. Finkelstein CEO and Co-CIO, Director | Feb 25, 2026 | Tax withholding | −180,168 | $23.01 | $4.15M | 833,763 |
| David L. Finkelstein CEO and Co-CIO, Director | Feb 25, 2026 | Award | +325,797 | $23.01 | $7.50M | 1,013,931 |
| Serena Wolfe Chief Financial Officer | Feb 18, 2026 | Sale(10b5-1 plan) | −16,536 | $23.14 | $382.64K | 173,081 |
| David L. Finkelstein CEO and Co-CIO, Director | Feb 18, 2026 | Sale(10b5-1 plan) | −50,000 | $23.13 | $1.16M | 688,134 |
| Steven Francis Campbell President and COO | Feb 18, 2026 | Sale(10b5-1 plan) | −28,225 | $23.12 | $652.56K | 204,491 |
| Serena Wolfe Chief Financial Officer | Feb 1, 2026 | Award | +45,632 | $23.01 | $1.05M | 189,617 |
| Serena Wolfe Chief Financial Officer | Feb 1, 2026 | Tax withholding | −35,660 | $23.01 | $820.54K | 143,985 |
| David L. Finkelstein CEO and Co-CIO, Director | Feb 1, 2026 | Award | +152,976 | $23.01 | $3.52M | 738,134 |
| David L. Finkelstein CEO and Co-CIO, Director | Feb 1, 2026 | Tax withholding | −139,889 | $23.01 | $3.22M | 585,158 |
| Steven Francis Campbell President and COO | Feb 1, 2026 | Award | +52,151 | $23.01 | $1.20M | 232,716 |
| Steven Francis Campbell President and COO | Feb 1, 2026 | Tax withholding | −39,810 | $23.01 | $916.03K | 180,565 |
| Anthony C. Green Chief Corporate Officer, CLO | Nov 3, 2025 | Sale(10b5-1 plan) | −22,499 | $21.15 | $475.85K | 178,441 |
| David L. Finkelstein CEO and Co-CIO, Director | Nov 3, 2025 | Sale(10b5-1 plan) | −50,000 | $21.16 | $1.06M | 709,725 |
| Anthony C. Green Chief Corporate Officer, CLO | Aug 6, 2025 | Sale(10b5-1 plan) | −22,500 | $20.59 | $463.28K | 196,959 |
| David L. Finkelstein CEO and Co-CIO, Director | Aug 4, 2025 | Sale(10b5-1 plan) | −50,000 | $20.79 | $1.04M | 743,430 |
| Eric A. Reeves Director | May 15, 2025 | Option exercise | +7,349 | – | – | 22,965 |
| Steven Francis Campbell President and COO | May 13, 2025 | Sale(10b5-1 plan) | −44,374 | $19.57 | $868.40K | 199,967 |
| Serena Wolfe Chief Financial Officer | May 13, 2025 | Sale(10b5-1 plan) | −25,386 | $19.57 | $496.80K | 161,586 |
| David L. Finkelstein CEO and Co-CIO, Director | May 5, 2025 | Sale(10b5-1 plan) | −50,000 | $19.27 | $963.50K | 760,769 |
| Steven Francis Campbell President and COO | Feb 25, 2025 | Award | +54,120 | – | – | 271,970 |
| Steven Francis Campbell President and COO | Feb 25, 2025 | Tax withholding | −27,629 | $21.66 | $598.44K | 244,341 |
| David L. Finkelstein CEO and Co-CIO, Director | Feb 25, 2025 | Tax withholding | −121,784 | $21.66 | $2.64M | 810,769 |
| David L. Finkelstein CEO and Co-CIO, Director | Feb 25, 2025 | Award | +220,222 | – | – | 932,553 |
| Serena Wolfe Chief Financial Officer | Feb 25, 2025 | Tax withholding | −11,515 | $21.66 | $249.41K | 186,972 |
| Serena Wolfe Chief Financial Officer | Feb 25, 2025 | Award | +22,555 | – | – | 198,487 |
| Anthony C. Green Chief Corporate Officer, CLO | Feb 25, 2025 | Tax withholding | −28,778 | $21.66 | $623.33K | 211,481 |
| Anthony C. Green Chief Corporate Officer, CLO | Feb 25, 2025 | Award | +56,370 | – | – | 240,259 |
| David L. Finkelstein CEO and Co-CIO, Director | Feb 10, 2025 | Sale(10b5-1 plan) | −50,000 | $20.60 | $1.03M | 677,465 |
| David L. Finkelstein CEO and Co-CIO, Director | Feb 1, 2025 | Tax withholding | −112,306 | $20.41 | $2.29M | 495,137 |
| David L. Finkelstein CEO and Co-CIO, Director | Feb 1, 2025 | Award | +232,328 | $20.41 | $4.74M | 727,465 |
| Steven Francis Campbell President and COO | Feb 1, 2025 | Award | +75,420 | $20.41 | $1.54M | 207,386 |
| Steven Francis Campbell President and COO | Feb 1, 2025 | Tax withholding | −29,438 | $20.41 | $600.83K | 131,966 |
| Serena Wolfe Chief Financial Officer | Feb 1, 2025 | Award | +66,712 | $20.41 | $1.36M | 166,502 |
| Serena Wolfe Chief Financial Officer | Feb 1, 2025 | Tax withholding | −22,981 | $20.41 | $469.04K | 99,790 |
| Anthony C. Green Chief Corporate Officer, CLO | Feb 1, 2025 | Award | +56,026 | $20.41 | $1.14M | 175,208 |
| Anthony C. Green Chief Corporate Officer, CLO | Feb 1, 2025 | Tax withholding | −26,033 | $20.41 | $531.33K | 119,182 |
| David L. Finkelstein CEO and CIO, Director | Oct 28, 2024 | Sale(10b5-1 plan) | −50,000 | $19.25 | $962.50K | 562,469 |
| David L. Finkelstein CEO and CIO, Director | Aug 16, 2024 | Sale(10b5-1 plan) | −50,000 | $20.05 | $1.00M | 612,469 |
| Anthony C. Green Chief Corporate Officer, CLO | Aug 16, 2024 | Sale(10b5-1 plan) | −50,000 | $20.05 | $1.00M | 133,828 |
| Eric A. Reeves Director | May 17, 2024 | Option exercise | +7,048 | – | – | 22,664 |
| Anthony C. Green Chief Corporate Officer, CLO | Feb 15, 2024 | Award | +25,547 | – | – | 196,870 |
| Anthony C. Green Chief Corporate Officer, CLO | Feb 15, 2024 | Tax withholding | −13,042 | $18.88 | $246.23K | 183,828 |
| Serena Wolfe Chief Financial Officer | Feb 15, 2024 | Tax withholding | −2,897 | $18.88 | $54.70K | 114,087 |
| Serena Wolfe Chief Financial Officer | Feb 15, 2024 | Award | +5,675 | – | – | 116,984 |
| Steven Francis Campbell President and COO | Feb 15, 2024 | Tax withholding | −2,897 | $18.88 | $54.70K | 149,278 |
| Steven Francis Campbell President and COO | Feb 15, 2024 | Award | +5,675 | – | – | 152,175 |
| David L. Finkelstein CEO and CIO, Director | Feb 12, 2024 | Sale(10b5-1 plan) | −50,000 | $19.03 | $951.50K | 662,469 |
| Steven Francis Campbell President and COO | Feb 1, 2024 | Tax withholding | −13,903 | $19.57 | $272.08K | 76,500 |
| Steven Francis Campbell President and COO | Feb 1, 2024 | Award | +70,000 | – | – | 146,500 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
3.37%
26M shares short
Days to cover
2.5
At 11M shares a day
Change since last report
+1.9%
From 26M shares
Short volume, 20 days
55.3%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Annaly Capital Management's stock actually held short. Settlement fails (shares not delivered on time) peaked at 133,859 shares on Sep 11, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| David L. Finkelstein Director, Officer | Aug 3, 2026 | 98,223 | $2.23M | Aug 3, 2026 | RSU Vesting |
| Serena Wolfe Officer | Feb 18, 2026 | 33,073 | $760.02K | Feb 18, 2026 | Compensation |
| David L. Finkelstein Director, Officer | Feb 18, 2026 | 100,000 | $2.30M | Feb 18, 2026 | PSU Vesting |
| Steven Francis Campbell Officer | Feb 18, 2026 | 54,716 | $1.26M | Feb 18, 2026 | Restricted Stock Units |
| Anthony C. Green Officer | Aug 6, 2025 | 44,999 | $935.53K | Aug 6, 2025 | Compensation |
| David L. Finkelstein Officer | Aug 4, 2025 | 100,000 | $2.05M | Aug 4, 2025 | PSU Award |
| Steven Francis Campbell Officer | May 13, 2025 | 44,374 | $864.85K | May 13, 2025 | Open Market Purchase |
| Serena Wolfe Officer | May 13, 2025 | 25,386 | $494.77K | May 13, 2025 | Compensation |
| David L. Finkelstein Director, Officer | Feb 10, 2025 | 100,000 | $2.06M | Feb 10, 2025 | Open Market Purchase |
| David L. Finkelstein Officer | Aug 19, 2024 | 100,000 | $2.00M | Aug 16, 2024 | Open Market Purchase |
| Anthony C. Green Officer | Aug 16, 2024 | 50,000 | $998.00K | Aug 16, 2024 | Open Market Purchase |
| David L. Finkelstein Officer | Aug 16, 2024 | 100,000 | $2.00M | Aug 16, 2024 | Open Market Purchase |
| David L. Finkelstein Officer | Feb 12, 2024 | 50,000 | $944.00K | Feb 12, 2024 | Open Market Purchase |
| David L. Finkelstein Officer | Nov 6, 2023 | 50,000 | $859.00K | Nov 6, 2023 | Open Market Purchase |
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