NLI Holdings, Inc. (NL) shareholders
NLNYSEIndustrial Inorganic ChemicalsFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 5, 2026Score 14/3021% below fair value
$7.07−0.19 (-2.62%)
Close on Nov 13, 2026Market cap $345.71MP/E –Yield 8.06%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
11.3%
6M of 49M shares
Institutional holders
80
16 new, 9 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NL | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Dimensional Fund Advisors LP | 2,058,135 | 4.21% | $12.25M | −31,032 | 0.00% |
| BlackRock, Inc. | 540,104 | 1.10% | $3.21M | +10,395 | 0.00% |
| Vanguard Capital Management LLC | 324,989 | 0.66% | $1.93M | +3,797 | 0.00% |
| Aristides Capital LLC | 312,962 | 0.64% | $1.86M | −104,052 | 0.36% |
| Bridgeway Capital Management, LLC | 310,993 | 0.64% | $1.85M | −15,000 | 0.03% |
| Millennium Management LLC | 257,968 | 0.53% | $1.53M | +237,658 | 0.00% |
| Geode Capital Management, LLC | 217,427 | 0.44% | $1.29M | −7,087 | 0.00% |
| Empowered Funds, LLC | 217,131 | 0.44% | $1.29M | −15,000 | 0.01% |
| Renaissance Technologies LLC | 182,714 | 0.37% | $1.09M | +20,244 | 0.00% |
| State Street Corp | 133,777 | 0.27% | $795.97K | +56 | 0.00% |
| Segall Bryant & Hamill, LLC | 93,209 | 0.19% | $554.59K | – | 0.01% |
| Northern Trust Corp | 84,973 | 0.17% | $505.59K | +2,850 | 0.00% |
| Morgan Stanley | 82,921 | 0.17% | $493.39K | +11,765 | 0.00% |
| Bank of New York Mellon Corp | 66,514 | 0.14% | $395.76K | +1,762 | 0.00% |
| Goldman Sachs Group Inc | 59,730 | 0.12% | $355.39K | −10,848 | 0.00% |
| Connor, Clark & Lunn Investment Management Ltd. | 58,415 | 0.12% | $347.57K | +8,774 | 0.00% |
| Vanguard Portfolio Management LLC | 55,936 | 0.11% | $332.82K | +7,386 | 0.00% |
| Vanguard Fiduciary Trust Co | 50,850 | 0.10% | $302.56K | +585 | 0.00% |
| Squarepoint Ops LLC | 48,376 | 0.10% | $287.84K | +33,798 | 0.00% |
| Gsa Capital Partners Llp | 40,245 | 0.08% | $239.00K | +1,059 | 0.02% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 80 | 6M | 11.3% | 16 / 33 | 17 / 9 | 1M | 0M |
| Q1 2026 | 75 | 5M | 11.0% | 14 / 22 | 24 / 7 | 1M | 0M |
| Q4 2025 | 70 | 5M | 10.6% | 4 / 26 | 26 / 5 | 0M | 0M |
| Q3 2025 | 71 | 5M | 11.2% | 5 / 23 | 26 / 7 | 0M | 0M |
| Q2 2025 | 73 | 6M | 11.4% | 10 / 23 | 28 / 5 | 0M | 0M |
| Q1 2025 | 68 | 6M | 11.6% | 5 / 21 | 23 / 1 | 0M | 0M |
| Q4 2024 | 66 | 6M | 11.3% | 7 / 27 | 14 / 6 | 0M | 0M |
| Q3 2024 | 67 | 5M | 11.0% | 6 / 25 | 16 / 4 | 1M | 1M |
| Q2 2024 | 66 | 6M | 11.6% | 16 / 19 | 18 / 6 | 1M | 0M |
| Q1 2024 | 56 | 5M | 11.1% | 6 / 13 | 23 / 3 | 0M | 0M |
| Q4 2023 | 53 | 5M | 10.8% | 3 / 23 | 14 / 5 | 0M | 0M |
| Q3 2023 | 55 | 5M | 10.6% | 3 / 16 | 22 / 3 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
95 funds held NL in Q2 2026, 30% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of NL | Value | % of fund | As of |
|---|---|---|---|---|---|
| U.S. Small Cap Value Portfolio | 787,540 | 1.61% | $4.52M | 0.02% | Jul 31, 2026 |
| Northeast Investors Trust | 510,200 | 1.04% | $3.04M | 2.45% | Jun 30, 2026 |
| U.S. Core Equity 1 Portfolio | 245,597 | 0.50% | $1.41M | 0.00% | Jul 31, 2026 |
| U.S. Core Equity 2 Portfolio | 244,901 | 0.50% | $1.41M | 0.00% | Jul 31, 2026 |
| Vanguard Total Stock Market Index Fund | 229,049 | 0.47% | $1.36M | 0.00% | Jun 30, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 217,131 | 0.44% | $1.29M | 0.05% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 187,999 | 0.38% | $1.12M | 0.00% | Jun 30, 2026 |
| Dimensional US Small Cap Value ETF | 134,257 | 0.27% | $770.64K | 0.01% | Jul 31, 2026 |
| U.S. Small Cap Portfolio | 130,296 | 0.27% | $747.90K | 0.00% | Jul 31, 2026 |
| U.S. Targeted Value Portfolio | 109,911 | 0.22% | $630.89K | 0.00% | Jul 31, 2026 |
| Fidelity Small Cap Index Fund | 98,673 | 0.20% | $566.38K | 0.00% | Jul 31, 2026 |
| U.S. Micro Cap Portfolio | 96,157 | 0.20% | $551.94K | 0.01% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 91,808 | 0.19% | $546.26K | 0.00% | Jun 30, 2026 |
| Dimensional U.S. Targeted Value ETF | 72,022 | 0.15% | $413.41K | 0.00% | Jul 31, 2026 |
| iShares Russell 2000 Value ETF | 70,071 | 0.14% | $416.92K | 0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Bryan A. Hanley | Senior VP and Treasurer | 1,250 | 0.00% | Mar 12, 2025 |
| R. Gerald Dr Turner | Director | 9,739 | 0.02% | May 15, 2026 |
| Kevin B. Kramer | Director | 24,350 | 0.05% | May 15, 2026 |
| Cecil H. Moore Jr | Director | 49,550 | 0.10% | May 15, 2026 |
| John E. Harper | Director | 38,050 | 0.08% | May 15, 2026 |
| Meredith W. Mendes | Director | 34,550 | 0.07% | May 15, 2026 |
| Loretta J. Feehan | Director | 41,050 | 0.08% | May 15, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Cecil H. Moore Jr Director | May 14, 2026 | Award | +6,000 | $6.67 | $40.02K | 49,550 |
| Loretta J. Feehan Director | May 14, 2026 | Award | +6,000 | $6.67 | $40.02K | 41,050 |
| Kevin B. Kramer Director | May 14, 2026 | Award | +6,000 | $6.67 | $40.02K | 24,350 |
| Meredith W. Mendes Director | May 14, 2026 | Award | +6,000 | $6.67 | $40.02K | 34,550 |
| John E. Harper Director | May 14, 2026 | Award | +6,000 | $6.67 | $40.02K | 38,050 |
| R. Gerald Dr Turner Director | May 14, 2026 | Award | +6,000 | $6.67 | $40.02K | 9,739 |
| R. Gerald Dr Turner Director | May 15, 2025 | Award | +2,500 | $8.04 | $20.10K | 3,739 |
| Cecil H. Moore Jr Director | May 15, 2025 | Award | +2,500 | $8.04 | $20.10K | 43,550 |
| Loretta J. Feehan Director | May 15, 2025 | Award | +2,500 | $8.04 | $20.10K | 35,050 |
| Meredith W. Mendes Director | May 15, 2025 | Award | +2,500 | $8.04 | $20.10K | 28,550 |
| John E. Harper Director | May 15, 2025 | Award | +2,500 | $8.04 | $20.10K | 32,050 |
| Kevin B. Kramer Director | May 15, 2025 | Award | +2,500 | $8.04 | $20.10K | 18,350 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +588 | $7.36 | $4.33K | 15,726 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +100 | $7.34 | $734 | 15,138 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +188 | $7.33 | $1.38K | 15,038 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +186 | $7.24 | $1.35K | 14,850 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +113 | $7.23 | $817 | 14,664 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +122 | $7.22 | $881 | 14,551 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +9 | $7.21 | $65 | 14,429 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +1,000 | $7.19 | $7.19K | 14,420 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +100 | $7.18 | $718 | 13,420 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +1,000 | $7.15 | $7.15K | 13,320 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +470 | $7.14 | $3.36K | 12,320 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +500 | $7.08 | $3.54K | 11,850 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +1,000 | $7.07 | $7.07K | 11,350 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +1,000 | $6.93 | $6.93K | 10,350 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +113 | $7.46 | $843 | 15,850 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +10 | $7.40 | $74 | 15,737 |
| Kevin B. Kramer Director | Mar 12, 2025 | Buy | +1 | $7.37 | $7 | 15,727 |
| Kevin B. Kramer Director | Mar 11, 2025 | Buy | +1,000 | $6.76 | $6.76K | 7,350 |
| Kevin B. Kramer Director | Mar 11, 2025 | Buy | +420 | $6.79 | $2.85K | 8,850 |
| Kevin B. Kramer Director | Mar 11, 2025 | Buy | +1,080 | $6.78 | $7.32K | 8,430 |
| Kevin B. Kramer Director | Mar 11, 2025 | Buy | +500 | $6.83 | $3.42K | 9,350 |
| Kevin B. Kramer Director | Mar 11, 2025 | Buy | +500 | $6.71 | $3.36K | 6,350 |
| Kevin B. Kramer Director | Mar 11, 2025 | Buy | +1,000 | $6.32 | $6.32K | 3,850 |
| Kevin B. Kramer Director | Mar 11, 2025 | Buy | +1,000 | $6.36 | $6.36K | 4,850 |
| Kevin B. Kramer Director | Mar 11, 2025 | Buy | +1,000 | $6.47 | $6.47K | 5,850 |
| Bryan A. Hanley Senior VP and Treasurer | Mar 11, 2025 | Buy | +250 | $6.78 | $1.70K | 1,250 |
| Cecil H. Moore Jr Director | May 16, 2024 | Award | +2,850 | – | – | 41,050 |
| Loretta J. Feehan Director | May 16, 2024 | Award | +2,850 | – | – | 32,550 |
| Kevin B. Kramer Director | May 16, 2024 | Award | +2,850 | – | – | 2,850 |
| Meredith W. Mendes Director | May 16, 2024 | Award | +2,850 | – | – | 26,050 |
| John E. Harper Director | May 16, 2024 | Award | +2,850 | – | – | 29,550 |
| John E. Harper Director | May 18, 2023 | Award | +3,550 | – | – | 26,700 |
| Loretta J. Feehan Director | May 18, 2023 | Award | +3,550 | – | – | 29,700 |
| Meredith W. Mendes Director | May 18, 2023 | Award | +3,550 | – | – | 23,200 |
| Thomas P. Stafford Director | May 18, 2023 | Award | +3,550 | – | – | 23,200 |
| Cecil H. Moore Jr Director | May 18, 2023 | Award | +3,550 | – | – | 38,200 |
| Amy A. Samford Executive VP and CFO | Dec 6, 2022 | Buy | +2,000 | $6.94 | $13.88K | 2,000 |
| Corp Contran 10% owner | Jun 1, 2022 | Sale | −2,000 | $8.23 | $16.46K | 0 |
| Cecil H. Moore Jr Director | May 19, 2022 | Award | +2,500 | – | – | 34,650 |
| Loretta J. Feehan Director | May 19, 2022 | Award | +2,500 | – | – | 26,150 |
| Randall Colin Gouveia Director | May 19, 2022 | Award | +2,500 | – | – | 2,500 |
| Thomas P. Stafford Director | May 19, 2022 | Award | +2,500 | – | – | 19,650 |
| Meredith W. Mendes Director | May 19, 2022 | Award | +2,500 | – | – | 19,650 |
| John E. Harper Director | May 19, 2022 | Award | +2,500 | – | – | 23,150 |
| Meredith W. Mendes Director | May 20, 2021 | Award | +2,750 | – | – | 17,150 |
| Loretta J. Feehan Director | May 20, 2021 | Award | +2,750 | – | – | 23,650 |
| John E. Harper Director | May 20, 2021 | Award | +2,750 | – | – | 20,650 |
| Cecil H. Moore Jr Director | May 20, 2021 | Award | +2,750 | – | – | 32,150 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
0.19%
0M shares short
Days to cover
5.6
At 0M shares a day
Change since last report
-21.7%
From 0M shares
Short volume, 20 days
51.2%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of NLI's stock actually held short. Settlement fails (shares not delivered on time) peaked at 374 shares on Sep 3, 2026 over the last 90 days.
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