Nuveen Dynamic Municipal Opportunities Fund (NDMO) shareholders
Close on Nov 13, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| First Trust Portfolios L.P. Joint filing with First Trust Advisors L.P. (6.33%), The Charger Corporation (6.33%) | 3,811,272 | 6.33% | 13G (passive) | Mar 31, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of NDMO | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 2,018,327 | – | $21.01M | +32,255 | 0.00% |
| Wells Fargo & Company/Mn | 1,603,570 | – | $16.69M | +287,569 | 0.00% |
| Guggenheim Capital LLC | 1,379,401 | – | $14.36M | −67,954 | 0.09% |
| UBS Group AG | 550,535 | – | $5.73M | −290,996 | 0.00% |
| Bank Of America Corp /De/ | 480,109 | – | $5.00M | −9,546 | 0.00% |
| Van Eck Associates Corp | 352,107 | – | $3.67M | −32,947 | 0.00% |
| Royal Bank of Canada | 309,189 | – | $3.22M | +9,041 | 0.00% |
| LPL Financial LLC | 306,263 | – | $3.19M | +7,762 | 0.00% |
| Tyche Wealth Partners LLC | 293,874 | – | $3.06M | +381 | 0.43% |
| HighTower Advisors, LLC | 292,789 | – | $3.05M | +20,619 | 0.00% |
| Stephens Inc /Ar/ | 120,000 | – | $1.25M | −255,160 | 0.01% |
| Commonwealth Equity Services, LLC | 117,249 | – | $1.22M | +35 | 0.00% |
| Advisors Asset Management, Inc. | 114,033 | – | $1.19M | New | 0.02% |
| Raymond James Financial Inc | 107,065 | – | $1.11M | +15,729 | 0.00% |
| Cetera Investment Advisers | 104,916 | – | $1.09M | +16,267 | 0.00% |
| Regatta Capital Group, LLC | 101,713 | – | $1.06M | – | 0.14% |
| Osaic Holdings, Inc. | 101,349 | – | $1.06M | +43,525 | 0.00% |
| &partners | 95,811 | – | $997.40K | −16,890 | 0.00% |
| Ameriprise Financial Inc | 90,644 | – | $943.61K | +7,740 | 0.00% |
| Stifel Financial Corp | 89,081 | – | $927.33K | +355 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 65 | 10M | 8 / 30 | 15 / 6 | 1M | 1M |
| Q1 2026 | 63 | 10M | 7 / 26 | 12 / 17 | 1M | 1M |
| Q4 2025 | 75 | 10M | 14 / 24 | 20 / 10 | 1M | 0M |
| Q3 2025 | 72 | 9M | 10 / 31 | 11 / 15 | 1M | 1M |
| Q2 2025 | 78 | 9M | 12 / 28 | 16 / 13 | 1M | 1M |
| Q1 2025 | 79 | 9M | 7 / 32 | 15 / 13 | 1M | 1M |
| Q4 2024 | 86 | 9M | 31 / 22 | 17 / 7 | 3M | 0M |
| Q3 2024 | 63 | 7M | 14 / 28 | 10 / 9 | 1M | 0M |
| Q2 2024 | 59 | 6M | 9 / 19 | 16 / 6 | 1M | 4M |
| Q1 2024 | 56 | 10M | 14 / 16 | 14 / 14 | 3M | 1M |
| Q4 2023 | 56 | 8M | 19 / 15 | 17 / 7 | 3M | 1M |
| Q3 2023 | 44 | 6M | 5 / 15 | 16 / 11 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
1 funds held NDMO in Q3 2026, 100% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of NDMO | Value | % of fund | As of |
|---|---|---|---|---|---|
| VanEck CEF Muni Income ETF | 360,049 | – | $3.58M | 1.63% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Joseph Castro | EVP, Chief Risk & Compliance | – | Feb 23, 2026 |
| Robert Tanner Page | VP and Treasurer | – | Nov 3, 2025 |
| Marc Cardella | VP and Controller | – | Dec 3, 2024 |
| Kristen Dejong | – | – | Sep 3, 2026 |
| Margot Kleinman | – | – | Sep 3, 2026 |
| Parth Doshi | – | – | Sep 1, 2026 |
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Nuveen Dynamic Municipal Opportunities Fund's stock actually held short. Settlement fails (shares not delivered on time) peaked at 123 shares on Sep 24, 2026 over the last 90 days.
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