MIND Technology, Inc (MIND) shareholders
Close on Nov 12, 2026Market cap $28.09MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of MIND | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Vanguard Capital Management LLC | 373,107 | 4.11% | $1.76M | +63,470 | 0.00% |
| Geode Capital Management, LLC | 100,923 | 1.11% | $476.59K | −813 | 0.00% |
| BlackRock, Inc. | 79,281 | 0.87% | $374.21K | +8,865 | 0.00% |
| Dimensional Fund Advisors LP | 61,307 | 0.67% | $289.37K | −2,233 | 0.00% |
| Stratos Wealth Partners, LTD. | 59,203 | 0.65% | $279.44K | −3,560 | 0.00% |
| Vanguard Fiduciary Trust Co | 58,930 | 0.65% | $278.15K | +9,782 | 0.00% |
| Commonwealth Equity Services, LLC | 53,014 | 0.58% | $250.23K | −1,820 | 0.00% |
| ARS Investment Partners, LLC | 50,348 | 0.55% | $237.64K | −27,934 | 0.01% |
| LPL Financial LLC | 49,093 | 0.54% | $231.72K | +843 | 0.00% |
| Kingsview Wealth Management, LLC | 39,574 | 0.44% | $186.79K | −471 | 0.00% |
| State Street Corp | 36,902 | 0.41% | $174.18K | – | 0.00% |
| Jane Street Group, LLC | 30,900 | 0.34% | $145.85K | +16,430 | 0.00% |
| Cerity Partners LLC | 27,377 | 0.30% | $129.22K | +100 | 0.00% |
| UBS Group AG | 27,017 | 0.30% | $127.52K | −12,028 | 0.00% |
| Citadel Advisors LLC | 26,993 | 0.30% | $127.41K | +16,340 | 0.00% |
| SRS Capital Advisors, Inc. | 23,060 | 0.25% | $108.84K | New | 0.00% |
| Focus Partners Wealth | 21,268 | 0.23% | $100.39K | New | 0.00% |
| Northern Trust Corp | 20,083 | 0.22% | $94.79K | +3,015 | 0.00% |
| Evergreen Capital Management LLC | 18,912 | 0.21% | $89.27K | – | 0.00% |
| Brighton Jones LLC | 18,448 | 0.20% | $87.08K | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 55 | 1M | 14.3% | 9 / 12 | 16 / 11 | 0M | 0M |
| Q1 2026 | 58 | 1M | 16.0% | 17 / 12 | 12 / 12 | 1M | 0M |
| Q4 2025 | 56 | 1M | 14.5% | 18 / 17 | 13 / 10 | 0M | 0M |
| Q3 2025 | 48 | 1M | 13.5% | 16 / 10 | 13 / 9 | 0M | 1M |
| Q2 2025 | 42 | 2M | 17.2% | 18 / 12 | 8 / 9 | 0M | 1M |
| Q1 2025 | 33 | 3M | 29.1% | 9 / 10 | 10 / 4 | 1M | 0M |
| Q4 2024 | 29 | 2M | 16.7% | 13 / 9 | 2 / 3 | 1M | 0M |
| Q3 2024 | 19 | 1M | 10.4% | 11 / 5 | 1 / 1 | 1M | 0M |
| Q2 2024 | 10 | 0M | 1.6% | 1 / 3 | 2 / 2 | 0M | 0M |
| Q1 2024 | 11 | 0M | 1.7% | 1 / 2 | 3 / 0 | 0M | 0M |
| Q4 2023 | 10 | 0M | 1.5% | 10 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
22 funds held MIND in Q2 2026, 80% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of MIND | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 263,949 | 2.90% | $1.25M | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 98,175 | 1.08% | $463.39K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 48,825 | 0.54% | $329.57K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 30,815 | 0.34% | $145.45K | 0.01% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 15,022 | 0.17% | $101.40K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 13,852 | 0.15% | $93.50K | 0.00% | May 31, 2026 |
| Dimensional U.S. Targeted Value ETF | 12,628 | 0.14% | $62.89K | 0.00% | Jul 31, 2026 |
| Dimensional US Small Cap Value ETF | 10,570 | 0.12% | $52.64K | 0.00% | Jul 31, 2026 |
| Dimensional U.S. Core Equity 2 ETF | 10,541 | 0.12% | $52.49K | 0.00% | Jul 31, 2026 |
| Vanguard Balanced Index Fund | 5,734 | 0.06% | $27.06K | 0.00% | Jun 30, 2026 |
| Vanguard Institutional Total Stock Market Index Fund | 5,249 | 0.06% | $24.78K | 0.00% | Jun 30, 2026 |
| U.S. Micro Cap Portfolio | 4,943 | 0.05% | $24.62K | 0.00% | Jul 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 4,718 | 0.05% | $31.85K | 0.00% | May 31, 2026 |
| U.S. Social Core Equity 2 Portfolio | 2,772 | 0.03% | $13.80K | 0.00% | Jul 31, 2026 |
| U.S. Small Cap Portfolio | 2,455 | 0.03% | $12.23K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Mark Alan Cox | CFO | – | – | Jul 31, 2026 |
| Robert P. Capps | President and CEO | 61,930 | 0.68% | Jul 31, 2026 |
| Alan Perry Baden | Director | 5,500 | 0.06% | Jul 31, 2026 |
| Thomas S. Glanville | Director | 20,500 | 0.23% | Jul 31, 2026 |
| William Hunter Hilarides | Director | 15,500 | 0.17% | Jul 31, 2026 |
| Peter H. Blum | Director | 34,805 | 0.38% | Jul 31, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Peter H. Blum Director | Jul 18, 2022 | Buy | +8,000 | $7.12 | $56.96K | 21,696 |
| Peter H. Blum Director | Jul 15, 2022 | Buy | +10,000 | $7.27 | $72.70K | 13,696 |
| Peter H. Blum Director | Jun 23, 2022 | Buy | +2,000 | $14.27 | $28.54K | 3,696 |
| Peter H. Blum Director | Jun 23, 2022 | Buy | +10,000 | $0.83 | $8.30K | 729,528 |
| Peter H. Blum Director | Jun 22, 2022 | Buy | +10,000 | $0.85 | $8.50K | 719,528 |
| Peter H. Blum Director | Jun 21, 2022 | Buy | +10,000 | $0.87 | $8.70K | 709,528 |
| Peter H. Blum Director | Jun 16, 2022 | Buy | +1,696 | $12.64 | $21.44K | 1,696 |
| Peter H. Blum Director | Dec 16, 2021 | Buy | +50,000 | $1.50 | $75.00K | 699,528 |
| Peter H. Blum Director | Oct 29, 2021 | Buy | +10,000 | $1.72 | $17.20K | 649,528 |
| Peter H. Blum Director | Oct 28, 2021 | Buy | +10,000 | $1.70 | $17.00K | 639,528 |
| Peter H. Blum Director | Sep 15, 2021 | Buy | +30,000 | $1.92 | $57.60K | 629,528 |
| Peter H. Blum Director | Jul 28, 2021 | Buy | +25,000 | $1.99 | $49.75K | 599,528 |
| Peter H. Blum Director | Jul 20, 2021 | Buy | +13,000 | $1.94 | $25.22K | 574,528 |
| Robert P. Capps Co-CEO and CFO, Director | Jul 8, 2021 | Buy | +20,000 | $1.95 | $39.00K | 61,930 |
| Dennis Patrick Morris Chief Operating Officer | Jul 1, 2021 | Buy | +15,928 | $2.00 | $31.86K | 120,000 |
| Dennis Patrick Morris Chief Operating Officer | Jun 25, 2021 | Buy | +3,454 | $2.00 | $6.91K | 104,072 |
| Dennis Patrick Morris Chief Operating Officer | Jun 24, 2021 | Buy | +30,618 | $2.00 | $61.24K | 100,618 |
| Peter H. Blum Director | Apr 19, 2021 | Buy | +20,000 | $2.25 | $45.00K | 561,528 |
| William Hunter Hilarides Director | Oct 1, 2020 | Buy | +10,000 | $2.15 | $21.50K | 15,500 |
| Dennis Patrick Morris Chief Operating Officer | Jul 10, 2020 | Buy | +4,000 | $1.68 | $6.72K | 70,000 |
| Dennis Patrick Morris Chief Operating Officer | Jul 9, 2020 | Buy | +16,000 | $1.64 | $26.24K | 66,000 |
| Dennis Patrick Morris Chief Operating Officer | Jul 8, 2020 | Buy | +35,000 | $1.65 | $57.75K | 50,000 |
| Peter H. Blum Director | Jun 26, 2020 | Buy | +10,000 | $1.63 | $16.30K | 541,528 |
| Peter H. Blum Director | Jun 25, 2020 | Buy | +10,000 | $1.73 | $17.30K | 531,528 |
| Robert John Albers Director | Dec 19, 2019 | Sale | −3,000 | $2.64 | $7.92K | 14,800 |
| Peter H. Blum Director | Oct 31, 2019 | Buy | +5,304 | $2.19 | $11.62K | 521,528 |
| Peter H. Blum Director | Oct 18, 2019 | Buy | +9,000 | $2.58 | $23.22K | 516,224 |
| Peter H. Blum Director | Oct 17, 2019 | Buy | +10,320 | $2.68 | $27.66K | 507,224 |
| Peter H. Blum Director | Oct 16, 2019 | Buy | +680 | $2.68 | $1.82K | 496,904 |
| Peter H. Blum Director | Oct 7, 2019 | Buy | +5,000 | $2.77 | $13.85K | 496,224 |
| William Hunter Hilarides Director | Aug 21, 2019 | Award | +5,500 | $3.95 | $21.73K | 5,500 |
| Peter H. Blum Director | Jul 29, 2019 | Award | +15,000 | $3.98 | $59.70K | 491,224 |
| Robert John Albers Director | Jul 29, 2019 | Award | +5,500 | $3.98 | $21.89K | 17,800 |
| R. Dean Lewis Director | Jul 29, 2019 | Award | +5,500 | $3.98 | $21.89K | 31,300 |
| Thomas S. Glanville Director | Jul 29, 2019 | Award | +5,500 | $3.98 | $21.89K | 20,500 |
| Marcus C. Rowland Director | Jul 29, 2019 | Award | +5,500 | $3.98 | $21.89K | 10,500 |
| Robert P. Capps Co-CEO and CFO, Director | Jul 31, 2018 | Buy | +10,000 | $3.99 | $39.90K | 41,930 |
| Marcus C. Rowland Director | Jul 12, 2018 | Award | +5,000 | $3.79 | $18.95K | 5,000 |
| R. Dean Lewis Director | Jul 12, 2018 | Award | +5,000 | $3.79 | $18.95K | 25,800 |
| Thomas S. Glanville Director | Jul 12, 2018 | Award | +5,000 | $3.79 | $18.95K | 15,000 |
| Robert John Albers Director | Jul 12, 2018 | Award | +5,000 | $3.79 | $18.95K | 12,300 |
| Peter H. Blum Director | Jul 12, 2018 | Award | +10,000 | $3.79 | $37.90K | 476,224 |
| Thomas S. Glanville Director | Apr 10, 2017 | Buy | +10,000 | $4.80 | $48.00K | 10,000 |
| Paul Guy Rogers VP - Business Development | Jun 20, 2016 | Tax withholding | −359 | $3.96 | $1.42K | 35,084 |
| Paul Guy Rogers VP - Business Development | Jun 20, 2016 | Tax withholding | −359 | $3.52 | $1.26K | 35,443 |
| Capital Management Llc Midwood 10% owner | Apr 7, 2016 | Sale | −178,298 | $3.06 | $545.59K | 1,149,429 |
| Capital Management Llc Midwood 10% owner | Sep 10, 2015 | Buy | +50,000 | $3.85 | $192.50K | 1,327,727 |
| Capital Management Llc Midwood 10% owner | Sep 4, 2015 | Buy | +7,702 | $3.92 | $30.19K | 1,277,727 |
| Capital Management Llc Midwood 10% owner | Aug 24, 2015 | Buy | +6,766 | $4.18 | $28.28K | 1,270,025 |
| Capital Management Llc Midwood 10% owner | Aug 21, 2015 | Buy | +15,165 | $4.19 | $63.54K | 1,263,259 |
| Capital Management Llc Midwood 10% owner | Aug 19, 2015 | Buy | +2,400 | $4.18 | $10.03K | 1,248,094 |
| Capital Management Llc Midwood 10% owner | Aug 12, 2015 | Buy | +2,700 | $4.14 | $11.18K | 1,245,694 |
| Capital Management Llc Midwood 10% owner | Aug 11, 2015 | Buy | +27,659 | $4.14 | $114.51K | 1,242,994 |
| Peter H. Blum Director | Jul 2, 2015 | Buy | +7,451 | $3.92 | $29.21K | 466,224 |
| Peter H. Blum Director | Jul 1, 2015 | Buy | +20,000 | $3.97 | $79.40K | 458,773 |
| Paul Guy Rogers VP - Business Development | Jun 15, 2015 | Tax withholding | −290 | $5.14 | $1.49K | 35,802 |
| Paul Guy Rogers VP - Business Development | Jun 15, 2015 | Tax withholding | −290 | $4.58 | $1.33K | 36,092 |
| Peter H. Blum Director | Dec 22, 2014 | Buy | +15,000 | $5.59 | $83.85K | 438,773 |
| Robert John Albers Director | Dec 15, 2014 | Sale | −4,000 | $5.75 | $23.00K | 7,300 |
| Peter H. Blum Director | Dec 15, 2014 | Buy | +13,037 | $5.67 | $73.92K | 423,773 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of MIND Technology's stock actually held short. Settlement fails (shares not delivered on time) peaked at 38,472 shares on Oct 9, 2026 over the last 90 days.
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