Lumentum Holdings Inc. (LITE) shareholders
LITENasdaqCommunications Equipment, NECFiscal year ends June 27
Financials through Q4 FY2026, quarter ended Jun 27, 2026Last filing: 10-Q on Nov 3, 2026Score 8/30424% above fair value
$624.65−23.41 (-3.61%)
Close on Nov 12, 2026Market cap $56.03BP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
91.8%
82M of 90M shares
Institutional holders
1,317
377 new, 135 sold out
Net institutional buying
6M
In Q2 2026
Insider trades, 12 months
0 buys · 182 sales
Net sold $170.31M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Abigail P. Johnson Joint filing with FMR LLC (8.80%) | 6,188,868 | 8.80% | 13G (passive) amendment | Sep 30, 2025 |
| Vanguard Capital Management | 5,252,142 | 7.35% | 13G (passive) | Mar 31, 2026 |
| BlackRock, Inc. | 5,240,774 | 7.30% | 13G (passive) amendment | Mar 31, 2026 |
| Steven A. Cohen Joint filing with Point72 Asset Management, L.P. (6.00%), Point72 Capital Advisors, Inc. (6.00%) | 4,202,944 | 6.10% | 13G (passive) amendment | Dec 31, 2024 |
| Vanguard Portfolio Management | 3,712,179 | 5.19% | 13G (passive) | Mar 31, 2026 |
| SteelMill Master Fund LP Joint filing with PointState Holdings LLC (5.10%), PointState Capital LP (5.10%) and 2 more | 3,516,061 | 5.10% | 13G (passive) | Feb 27, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of LITE | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 9,179,958 | 10.23% | $7.88B | +1,342,980 | 0.12% |
| Vanguard Capital Management LLC | 5,078,410 | 5.66% | $4.36B | +438,622 | 0.09% |
| Vanguard Portfolio Management LLC | 4,092,283 | 4.56% | $3.51B | +390,759 | 0.16% |
| JPMorgan Chase & Co | 4,059,807 | 4.53% | $3.46B | +1,118,364 | 0.19% |
| FMR LLC | 3,519,154 | 3.92% | $3.02B | −3,665,886 | 0.13% |
| State Street Corp | 3,453,717 | 3.85% | $2.96B | +415,167 | 0.09% |
| Invesco Ltd. | 3,176,260 | 3.54% | $2.73B | +1,999,867 | 0.22% |
| Geode Capital Management, LLC | 2,245,102 | 2.50% | $1.92B | +117,660 | 0.10% |
| Jupiter Topco LLC | 1,889,608 | 2.11% | $1.62B | New | 0.66% |
| Arrowstreet Capital, Limited Partnership | 1,370,571 | 1.53% | $1.18B | +965,704 | 0.52% |
| Morgan Stanley | 1,309,986 | 1.46% | $1.12B | +282,412 | 0.06% |
| Norges Bank | 1,168,079 | 1.30% | $1.00B | New | 0.10% |
| Goldman Sachs Group Inc | 1,107,958 | 1.24% | $950.69M | +217,180 | 0.08% |
| Charles Schwab Investment Management Inc | 983,932 | 1.10% | $844.27M | +9,898 | 0.11% |
| Price T Rowe Associates Inc /Md/ | 940,170 | 1.05% | $806.72M | −369,739 | 0.08% |
| Value Aligned Research Advisors, LLC | 734,687 | 0.82% | $630.41M | −322,573 | 1.57% |
| Bank Of Montreal /Can/ | 723,041 | 0.81% | $620.41M | +455,016 | 0.20% |
| T. Rowe Price Investment Management, Inc. | 698,988 | 0.78% | $599.77M | New | 0.39% |
| Bank Of America Corp /De/ | 677,839 | 0.76% | $581.63M | +105,286 | 0.04% |
| D. E. Shaw & Co., Inc. | 668,011 | 0.74% | $573.19M | +654,005 | 0.27% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 1,317 | 82M | 91.8% | 377 / 524 | 326 / 135 | 22M | 16M |
| Q1 2026 | 1,089 | 77M | 86.1% | 429 / 280 | 325 / 85 | 26M | 23M |
| Q4 2025 | 756 | 81M | 90.6% | 238 / 182 | 268 / 63 | 19M | 18M |
| Q3 2025 | 588 | 80M | 89.2% | 160 / 154 | 189 / 51 | 18M | 22M |
| Q2 2025 | 482 | 84M | 93.7% | 109 / 170 | 133 / 41 | 16M | 13M |
| Q1 2025 | 420 | 82M | 90.9% | 72 / 149 | 127 / 95 | 19M | 11M |
| Q4 2024 | 449 | 74M | 82.7% | 110 / 140 | 123 / 42 | 13M | 12M |
| Q3 2024 | 385 | 74M | 82.0% | 71 / 104 | 136 / 60 | 18M | 14M |
| Q2 2024 | 377 | 76M | 84.9% | 55 / 117 | 124 / 40 | 7M | 8M |
| Q1 2024 | 366 | 77M | 85.5% | 64 / 120 | 98 / 51 | 14M | 11M |
| Q4 2023 | 357 | 73M | 81.3% | 58 / 81 | 141 / 63 | 11M | 8M |
| Q3 2023 | 366 | 70M | 77.9% | 57 / 99 | 133 / 66 | 10M | 8M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
946 funds held LITE in Q2 2026, 47% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of LITE | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 2,469,835 | 2.75% | $2.12B | 0.09% | Jun 30, 2026 |
| Vanguard 500 Index Fund | 2,019,249 | 2.25% | $1.73B | 0.10% | Jun 30, 2026 |
| Vanguard Mid-Cap Index Fund | 1,685,714 | 1.88% | $1.45B | 0.65% | Jun 30, 2026 |
| Invesco QQQ Trust, Series 1 | 1,651,477 | 1.84% | $1.42B | 0.29% | Jun 30, 2026 |
| JPMorgan Large Cap Growth Fund | 1,103,808 | 1.23% | $947.13M | 0.78% | Jun 30, 2026 |
| iShares Core S&P 500 ETF | 1,069,867 | 1.19% | $918.01M | 0.10% | Jun 30, 2026 |
| Fidelity 500 Index Fund | 913,707 | 1.02% | $781.18M | 0.09% | May 31, 2026 |
| Vanguard Growth Index Fund | 885,626 | 0.99% | $759.92M | 0.20% | Jun 30, 2026 |
| SMALLCAP World Fund Inc | 813,859 | 0.91% | $698.34M | 0.74% | Jun 30, 2026 |
| Janus Henderson Forty Fund | 807,784 | 0.90% | $693.13M | 2.91% | Jun 30, 2026 |
| Fidelity Blue Chip Growth Fund | 612,742 | 0.68% | $437.46M | 0.44% | Jul 31, 2026 |
| Vanguard Mid-Cap Growth Index Fund | 596,020 | 0.66% | $511.42M | 1.47% | Jun 30, 2026 |
| Vanguard Information Technology Index Fund | 559,020 | 0.62% | $477.94M | 0.28% | May 31, 2026 |
| State Street(R) Technology Select Sector SPDR(R) ETF | 537,089 | 0.60% | $460.85M | 0.37% | Jun 30, 2026 |
| iShares A.I. Innovation and Tech Active ETF | 477,466 | 0.53% | $340.88M | 2.63% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Michael E. Hurlston | President and CEO, Director | 185,743 | 0.21% | Aug 27, 2026 |
| Wajid Ali | EVP & CHIEF FINANCIAL OFFICER | 75,074 | 0.08% | Oct 2, 2026 |
| Yuen Wupen | PRESIDENT, GLOBAL BUS. UNITS | 108,320 | 0.12% | Sep 30, 2026 |
| Jae Kim | SVP, GENERAL COUNSEL | 45,272 | 0.05% | Aug 27, 2026 |
| Vincent Retort | SEE REMARKS | 101,438 | 0.11% | Aug 27, 2026 |
| Eric Chang | SEE REMARKS | 5,906 | 0.01% | Aug 27, 2026 |
| Matthew Joseph Sepe | CHIEF ACCOUNTING OFFICER | 41,514 | 0.05% | Jan 20, 2026 |
| Trent Thad | Director | 1,313 | 0.00% | Jul 16, 2026 |
| Brian Lillie | Director | 14,018 | 0.02% | Jul 16, 2026 |
| Ian Small | Director | 21,116 | 0.02% | Jul 16, 2026 |
| Pamela Fletcher | Director | 7,514 | 0.01% | Jul 16, 2026 |
| Julia Suzanne Johnson | Director | 13,428 | 0.01% | Jul 16, 2026 |
| Penny Herscher | Director | 41,543 | 0.05% | Jul 16, 2026 |
| Isaac Hosojiro Harris | Director | 13,082 | 0.01% | Jul 7, 2026 |
| Paul Lundstrom | Director | 2,517 | 0.00% | Nov 21, 2025 |
| Alan S. Lowe | Director | 230,471 | 0.26% | Jun 27, 2025 |
| Harold L. Covert | Director | 3,313 | 0.00% | Nov 26, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Wajid Ali EVP & CHIEF FINANCIAL OFFICER | Oct 1, 2026 | Sale(10b5-1 plan) | −24,542 | $1048.50 | $25.73M | 75,074 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 29, 2026 | Sale(10b5-1 plan) | −307 | $945.00 | $290.12K | 108,320 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 28, 2026 | Sale(10b5-1 plan) | −500 | $948.50 | $474.25K | 108,627 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 25, 2026 | Sale(10b5-1 plan) | −500 | $935.75 | $467.88K | 109,127 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 24, 2026 | Sale(10b5-1 plan) | −500 | $921.07 | $460.54K | 109,627 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 23, 2026 | Sale(10b5-1 plan) | −500 | $946.56 | $473.28K | 110,127 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 22, 2026 | Sale(10b5-1 plan) | −500 | $935.55 | $467.78K | 110,627 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 21, 2026 | Sale(10b5-1 plan) | −500 | $959.27 | $479.64K | 111,127 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 18, 2026 | Sale(10b5-1 plan) | −500 | $920.00 | $460.00K | 111,627 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 17, 2026 | Sale(10b5-1 plan) | −500 | $933.45 | $466.73K | 112,127 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 16, 2026 | Sale(10b5-1 plan) | −500 | $856.83 | $428.42K | 112,627 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 15, 2026 | Sale(10b5-1 plan) | −500 | $841.51 | $420.76K | 113,127 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 14, 2026 | Sale(10b5-1 plan) | −500 | $862.14 | $431.07K | 113,627 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 11, 2026 | Sale(10b5-1 plan) | −500 | $944.41 | $472.21K | 114,127 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 10, 2026 | Sale(10b5-1 plan) | −500 | $961.44 | $480.72K | 114,627 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 9, 2026 | Sale(10b5-1 plan) | −500 | $978.54 | $489.27K | 115,127 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 8, 2026 | Sale(10b5-1 plan) | −500 | $895.99 | $448.00K | 115,627 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 4, 2026 | Sale(10b5-1 plan) | −500 | $860.00 | $430.00K | 116,127 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 3, 2026 | Sale(10b5-1 plan) | −500 | $870.01 | $435.01K | 116,627 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 2, 2026 | Sale(10b5-1 plan) | −500 | $864.49 | $432.25K | 117,127 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Sep 1, 2026 | Sale(10b5-1 plan) | −500 | $901.04 | $450.52K | 117,627 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Aug 31, 2026 | Sale(10b5-1 plan) | −500 | $895.00 | $447.50K | 118,127 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Aug 28, 2026 | Sale(10b5-1 plan) | −500 | $940.95 | $470.48K | 118,627 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Aug 27, 2026 | Sale(10b5-1 plan) | −500 | $958.66 | $479.33K | 119,127 |
| Michael E. Hurlston President and CEO, Director | Aug 27, 2026 | Sale(10b5-1 plan) | −548 | $958.66 | $525.35K | 186,951 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Aug 26, 2026 | Sale(10b5-1 plan) | −500 | $882.15 | $441.08K | 91,729 |
| Yuen Wupen PRESIDENT, GLOBAL BUS. UNITS | Aug 25, 2026 | Award | +5,138 | – | – | 120,627 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −970 | $851.31 | $825.77K | 45,272 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −1,998 | $852.33 | $1.70M | 43,274 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −851 | $853.54 | $726.36K | 42,423 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −1,080 | $854.84 | $923.23K | 41,343 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −273 | $855.89 | $233.66K | 41,070 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −1,679 | $856.70 | $1.44M | 39,391 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −360 | $844.66 | $304.08K | 48,959 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −40 | $858.64 | $34.35K | 38,536 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −732 | $860.04 | $629.55K | 37,804 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Award | +1,635 | – | – | 39,439 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −280 | $843.68 | $236.23K | 49,319 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −205 | $842.39 | $172.69K | 49,599 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −600 | $850.44 | $510.26K | 46,242 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −600 | $849.14 | $509.48K | 46,842 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −491 | $847.94 | $416.34K | 47,442 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −456 | $847.00 | $386.23K | 47,933 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −570 | $845.96 | $482.20K | 48,389 |
| Jae Kim SVP, GENERAL COUNSEL | Aug 25, 2026 | Sale(10b5-1 plan) | −815 | $857.96 | $699.24K | 38,576 |
| Eric Chang SEE REMARKS | Aug 25, 2026 | Award | +900 | – | – | 5,906 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −360 | $842.22 | $303.20K | 116,743 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −1,213 | $843.60 | $1.02M | 115,530 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −1,053 | $844.61 | $889.37K | 114,477 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −631 | $845.63 | $533.59K | 113,846 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −2,073 | $846.44 | $1.75M | 111,773 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −2,121 | $847.52 | $1.80M | 109,652 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −1,102 | $848.66 | $935.22K | 108,550 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −1,528 | $849.71 | $1.30M | 107,022 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −3,017 | $850.66 | $2.57M | 104,005 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −4,426 | $851.68 | $3.77M | 99,579 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −3,711 | $852.60 | $3.16M | 95,868 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −2,465 | $853.62 | $2.10M | 93,403 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −3,486 | $854.89 | $2.98M | 89,917 |
| Vincent Retort SEE REMARKS | Aug 25, 2026 | Sale(10b5-1 plan) | −800 | $855.84 | $684.67K | 89,117 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
9.14%
8M shares short
Days to cover
1.5
At 5M shares a day
Change since last report
+4.8%
From 8M shares
Short volume, 20 days
45.0%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Lumentum's stock actually held short. Settlement fails (shares not delivered on time) peaked at 39,701 shares on Sep 21, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Wajid Ali Officer | Oct 1, 2026 | 24,542 | $25.73M | Oct 1, 2026 | Performance Shares |
| Yuen Wupen Officer | Sep 29, 2026 | 307 | $290.12K | Sep 29, 2026 | Restricted Stock |
| Yuen Wupen Officer | Sep 28, 2026 | 500 | $474.25K | Sep 28, 2026 | Restricted Stock |
| Yuen Wupen Officer | Sep 25, 2026 | 500 | $467.88K | Sep 25, 2026 | Restricted Stock |
| Yuen Wupen Officer | Sep 24, 2026 | 500 | $460.54K | Sep 24, 2026 | Restricted Stock |
| Yuen Wupen Officer | Sep 23, 2026 | 500 | $473.28K | Sep 23, 2026 | Restricted Stock |
| Yuen Wupen Officer | Sep 22, 2026 | 500 | $467.78K | Sep 22, 2026 | Restricted Stock |
| Yuen Wupen Officer | Sep 21, 2026 | 500 | $479.64K | Sep 21, 2026 | Restricted Stock |
| Yuen Wupen Officer | Sep 18, 2026 | 500 | $460.00K | Sep 18, 2026 | Restricted Stock |
| Yuen Wupen Officer | Sep 17, 2026 | 500 | $466.73K | Sep 17, 2026 | Restricted Stock |
| Yuen Wupen Officer | Sep 16, 2026 | 500 | $428.42K | Sep 16, 2026 | Restricted Stock |
| Yuen Wupen Officer | Sep 15, 2026 | 500 | $420.76K | Sep 15, 2026 | Restricted Stock |
| Yuen Wupen Officer | Sep 14, 2026 | 500 | $431.07K | Sep 14, 2026 | Performance Shares |
| Yuen Wupen Officer | Sep 11, 2026 | 500 | $472.21K | Sep 11, 2026 | Performance Shares |
| Yuen Wupen Officer | Sep 10, 2026 | 500 | $480.72K | Sep 10, 2026 | Performance Shares |
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