Lument Finance Trust, Inc. (LFT) shareholders
LFTNYSEReal Estate Investment TrustsFiscal year ends December 31Also trades as LFT.PA
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 13, 2026Score 10/3091% below fair value
$3.77−0.66 (-14.90%)
Close on Nov 13, 2026Market cap $19.82MP/E –Yield 58.36%
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
1M
Shares held, 13F filers
Institutional holders
52
13 new, 23 sold out
Net institutional buying
-0M
In Q2 2026
Insider trades, 12 months
22 buys · 3 sales
Net bought $369.18K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Axa S.A. Joint filing with XL Group Investments Ltd (6.40%), XL Bermuda Ltd (6.40%) | 334,078 | 6.40% | 13D (active) amendment | Sep 9, 2026 |
| Blue Owl Capital Holdings LP | 200,000 | 8.33% | 13G (passive) | Dec 31, 2024 |
| Kuvare Insurance Services LP Joint filing with Kuvare Insurance Services LLC (8.33%) | 200,000 | 8.33% | 13G (passive) amendment | Dec 31, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of LFT | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Axa S.A. | 334,078 | – | $3.34M | – | 3.64% |
| Melia Wealth LLC | 142,191 | – | $1.31M | +3,817 | 0.75% |
| Vanguard Capital Management LLC | 140,529 | – | $1.29M | −1,353 | 0.00% |
| Russell Investments Group, Ltd. | 69,346 | – | $637.97K | +389 | 0.00% |
| Millennium Management LLC | 53,442 | – | $491.67K | New | 0.00% |
| Geode Capital Management, LLC | 47,359 | – | $436.06K | −76,313 | 0.00% |
| BlackRock, Inc. | 37,414 | – | $344.20K | −184,346 | 0.00% |
| Vanguard Fiduciary Trust Co | 27,251 | – | $250.71K | −1,594 | 0.00% |
| Jane Street Group, LLC | 22,188 | – | $204.13K | New | 0.00% |
| Susquehanna International Group, Llp | 18,223 | – | $167.65K | +16,500 | 0.00% |
| Goldman Sachs Group Inc | 16,921 | – | $155.67K | +2,940 | 0.00% |
| Deltec Asset Management LLC | 16,654 | – | $153.22K | −3,346 | 0.02% |
| State Street Corp | 11,686 | – | $112.18K | −34,036 | 0.00% |
| Northern Trust Corp | 10,641 | – | $97.89K | −22,632 | 0.00% |
| Aqr Capital Management LLC | 9,676 | – | $89.01K | +3,511 | 0.00% |
| Callan Family Office, LLC | 7,702 | – | $70.85K | New | 0.00% |
| Qube Research & Technologies Ltd | 6,886 | – | $63.36K | New | 0.00% |
| Ground Swell Capital, LLC | 5,032 | – | $46.30K | New | 0.05% |
| J.W. Cole Advisors, Inc. | 3,759 | – | $34.58K | New | 0.00% |
| Foundations Investment Advisors, LLC | 2,858 | – | $26.29K | +12 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 52 | 1M | 13 / 15 | 19 / 23 | 0M | 0M |
| Q1 2026 | 64 | 1M | 11 / 31 | 12 / 9 | 0M | 0M |
| Q4 2025 | 63 | 1M | 9 / 23 | 16 / 8 | 0M | 0M |
| Q3 2025 | 63 | 1M | 12 / 21 | 15 / 6 | 0M | 0M |
| Q2 2025 | 57 | 1M | 19 / 18 | 11 / 20 | 0M | 0M |
| Q1 2025 | 58 | 1M | 14 / 14 | 16 / 5 | 0M | 0M |
| Q4 2024 | 49 | 1M | 8 / 14 | 15 / 5 | 0M | 0M |
| Q3 2024 | 48 | 1M | 10 / 14 | 11 / 6 | 0M | 0M |
| Q2 2024 | 45 | 1M | 8 / 15 | 11 / 4 | 0M | 0M |
| Q1 2024 | 41 | 1M | 7 / 16 | 8 / 4 | 0M | 0M |
| Q4 2023 | 38 | 1M | 7 / 11 | 8 / 4 | 0M | 0M |
| Q3 2023 | 35 | 1M | 6 / 11 | 4 / 3 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
63 funds held LFT in Q1 2026, 68% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of LFT | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 963,933 | – | $886.82K | 0.00% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 434,060 | – | $399.34K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 365,565 | – | $383.84K | 0.00% | May 31, 2026 |
| Vanguard Russell 2000 Index Fund | 232,336 | – | $243.95K | 0.00% | May 31, 2026 |
| iShares Micro-Cap ETF | 147,779 | – | $135.96K | 0.01% | Jun 30, 2026 |
| U.S. Small Cap Equity Fund | 141,405 | – | $93.31K | 0.01% | Jul 31, 2026 |
| Fidelity Total Market Index Fund | 77,668 | – | $81.55K | 0.00% | May 31, 2026 |
| Goldman Sachs ActiveBeta(R) U.S. Small Cap Equity ETF | 67,238 | – | $70.60K | 0.01% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 65,003 | – | $68.25K | 0.00% | May 31, 2026 |
| Vanguard Russell 2000 Value Index Fund | 34,843 | – | $36.59K | 0.00% | May 31, 2026 |
| U.S. Small Cap Equity Fund | 32,826 | – | $30.20K | 0.01% | Jun 30, 2026 |
| Bridge Builder Small/Mid Cap Value Fund | 27,496 | – | $25.30K | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 22,403 | – | $20.61K | 0.00% | Jun 30, 2026 |
| Small Cap Index Fund | 18,556 | – | $19.48K | 0.00% | May 31, 2026 |
| iShares Russell 2000 Value ETF | 10,989 | – | $10.11K | 0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| James A. Briggs | Chief Financial Officer | 81,950 | Aug 25, 2026 |
| James Peter Flynn | CEO | 472,939 | Aug 25, 2026 |
| Walter C. Keenan | Director | 250,187 | Aug 25, 2026 |
| James Christopher Hunt | Director | 2,996,990 | Aug 25, 2026 |
| Neil A. Cummins | Director | 148,112 | Aug 25, 2026 |
| William A. Houlihan | Director | 320,732 | Aug 21, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Neil A. Cummins Director | Aug 24, 2026 | Award | +20,411 | $0.67 | $13.68K | 148,112 |
| James Christopher Hunt Director | Aug 24, 2026 | Award | +37,111 | $0.67 | $24.86K | 747,089 |
| James Peter Flynn CEO | Aug 24, 2026 | Buy | +10,000 | $0.68 | $6.80K | 472,939 |
| James A. Briggs Chief Financial Officer | Aug 24, 2026 | Buy | +20,000 | $0.69 | $13.80K | 81,950 |
| Walter C. Keenan Director | Aug 24, 2026 | Award | +20,411 | $0.67 | $13.68K | 239,787 |
| James Peter Flynn CEO | Aug 21, 2026 | Buy | +20,000 | $0.68 | $13.60K | 462,939 |
| William A. Houlihan Director | Aug 20, 2026 | Buy | +20,000 | $0.62 | $12.40K | 320,732 |
| James Peter Flynn CEO | Aug 20, 2026 | Buy | +20,000 | $0.63 | $12.60K | 442,939 |
| James Peter Flynn CEO | Aug 19, 2026 | Buy | +24,000 | $0.61 | $14.64K | 422,939 |
| William A. Houlihan Director | Aug 18, 2026 | Buy | +20,000 | $0.60 | $12.00K | 300,732 |
| James Peter Flynn CEO | Aug 18, 2026 | Buy | +20,000 | $0.61 | $12.20K | 398,939 |
| Neil A. Cummins Director | May 26, 2026 | Award | +12,222 | $1.13 | $13.81K | 127,701 |
| Walter C. Keenan Director | May 26, 2026 | Award | +12,222 | $1.13 | $13.81K | 219,376 |
| James Christopher Hunt Director | May 26, 2026 | Award | +22,222 | $1.13 | $25.11K | 709,978 |
| William A. Houlihan Director | May 21, 2026 | Buy | +10,000 | $1.19 | $11.90K | 280,732 |
| William A. Houlihan Director | May 20, 2026 | Buy | +10,000 | $1.14 | $11.40K | 270,732 |
| Neil A. Cummins Director | Mar 30, 2026 | Award | +10,528 | $1.31 | $13.79K | 115,479 |
| Walter C. Keenan Director | Mar 30, 2026 | Award | +10,528 | $1.31 | $13.79K | 207,644 |
| James Christopher Hunt Director | Mar 30, 2026 | Award | +10,528 | $1.31 | $13.79K | 687,756 |
| William A. Houlihan Director | Mar 27, 2026 | Buy | +5,000 | $1.30 | $6.50K | 260,732 |
| Walter C. Keenan Director | Mar 26, 2026 | Sale | −44 | $19.42 | $854 | 3,900 |
| Walter C. Keenan Director | Mar 26, 2026 | Sale | −400 | $19.50 | $7.80K | 3,944 |
| Walter C. Keenan Director | Mar 26, 2026 | Sale | −3,156 | $19.70 | $62.17K | 4,344 |
| Walter C. Keenan Director | Mar 26, 2026 | Buy | +1,500 | $19.50 | $29.25K | 5,400 |
| Walter C. Keenan Director | Mar 26, 2026 | Buy | +5,000 | $19.63 | $98.15K | 10,400 |
| William A. Houlihan Director | Mar 26, 2026 | Buy | +15,000 | $1.29 | $19.35K | 255,732 |
| Walter C. Keenan Director | Dec 30, 2025 | Buy | +25,000 | $1.46 | $36.50K | 197,116 |
| Walter C. Keenan Director | Dec 19, 2025 | Buy | +9,205 | $1.49 | $13.72K | 172,116 |
| Walter C. Keenan Director | Dec 18, 2025 | Buy | +795 | $1.50 | $1.19K | 162,911 |
| James A. Briggs Chief Financial Officer | Dec 1, 2025 | Buy | +10,000 | $1.61 | $16.10K | 61,950 |
| James A. Briggs Chief Financial Officer | Nov 28, 2025 | Buy | +1,200 | $1.62 | $1.94K | 51,950 |
| James A. Briggs Chief Financial Officer | Nov 26, 2025 | Buy | +2,000 | $1.60 | $3.20K | 50,750 |
| James Peter Flynn CEO | Nov 26, 2025 | Buy | +55,000 | $1.60 | $88.00K | 378,939 |
| William A. Houlihan Director | Nov 25, 2025 | Buy | +3,000 | $1.59 | $4.77K | 240,732 |
| Neil A. Cummins Director | Nov 24, 2025 | Award | +8,992 | $1.53 | $13.76K | 104,951 |
| Walter C. Keenan Director | Nov 24, 2025 | Award | +8,992 | $1.53 | $13.76K | 162,116 |
| James Christopher Hunt Director | Nov 24, 2025 | Award | +16,351 | $1.53 | $25.02K | 668,614 |
| Neil A. Cummins Director | Sep 18, 2025 | Award | +6,255 | $2.20 | $13.76K | 95,959 |
| James Christopher Hunt Director | Sep 18, 2025 | Award | +11,374 | $2.20 | $25.02K | 652,263 |
| Walter C. Keenan Director | Sep 18, 2025 | Award | +6,255 | $2.20 | $13.76K | 153,124 |
| William A. Houlihan Director | Aug 13, 2025 | Award | +10,000 | $2.16 | $21.60K | 237,732 |
| Neil A. Cummins Director | Jun 6, 2025 | Award | +5,362 | $2.56 | $13.73K | 89,704 |
| Walter C. Keenan Director | Jun 6, 2025 | Award | +5,362 | $2.56 | $13.73K | 146,869 |
| James Christopher Hunt Director | Jun 6, 2025 | Award | +5,850 | $2.56 | $14.98K | 640,889 |
| James Peter Flynn CEO | May 27, 2025 | Award | +230 | $21.49 | $4.94K | 905 |
| James Peter Flynn CEO | May 23, 2025 | Award | +175 | $21.45 | $3.75K | 675 |
| James Peter Flynn CEO | May 20, 2025 | Award | +175 | $21.50 | $3.76K | 500 |
| James Peter Flynn CEO | May 19, 2025 | Award | +175 | $22.00 | $3.85K | 325 |
| James Peter Flynn CEO | May 19, 2025 | Award | +10,719 | $2.49 | $26.69K | 323,939 |
| James Peter Flynn CEO | May 16, 2025 | Award | +150 | $21.96 | $3.29K | 150 |
| James Peter Flynn CEO | May 16, 2025 | Award | +15,000 | $2.52 | $37.80K | 313,220 |
| William A. Houlihan Director | May 16, 2025 | Award | +4,000 | $2.49 | $9.96K | 227,732 |
| William A. Houlihan Director | May 15, 2025 | Award | +6,000 | $2.42 | $14.52K | 223,732 |
| James Christopher Hunt Director | Apr 2, 2025 | Award | +5,387 | $2.78 | $14.98K | 635,039 |
| Walter C. Keenan Director | Apr 2, 2025 | Award | +4,938 | $2.78 | $13.73K | 141,507 |
| Neil A. Cummins Director | Apr 2, 2025 | Award | +4,938 | $2.78 | $13.73K | 84,342 |
| William A. Houlihan Director | Mar 24, 2025 | Award | +5,000 | $2.83 | $14.15K | 217,732 |
| Neil A. Cummins Director | Dec 10, 2024 | Award | +5,533 | $2.49 | $13.78K | 79,404 |
| James Christopher Hunt Director | Dec 10, 2024 | Award | +6,036 | $2.49 | $15.03K | 629,652 |
| Walter C. Keenan Director | Dec 10, 2024 | Award | +5,533 | $2.49 | $13.78K | 136,569 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
7.86%
0M shares short
Days to cover
3.3
At 0M shares a day
Change since last report
-11.1%
From 0M shares
Short volume, 20 days
41.4%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Lument Finance Trust's stock actually held short. Settlement fails (shares not delivered on time) peaked at 2,051 shares on Sep 11, 2026 over the last 90 days.
See a number that looks wrong?