Nuveen Preferred & Income Opportunities Fund (JPC) shareholders
JPCNYSEFiscal year ends July 31
$6.80−0.04 (-0.58%)
Close on Nov 13, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
66M
Shares held, 13F filers
Institutional holders
328
39 new, 28 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of JPC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 5,655,933 | – | $44.57M | +213,041 | 0.00% |
| Bank Of America Corp /De/ | 5,038,736 | – | $39.71M | +261,614 | 0.00% |
| Wells Fargo & Company/Mn | 4,690,122 | – | $36.96M | +41,331 | 0.01% |
| UBS Group AG | 4,361,872 | – | $34.37M | −37,322 | 0.00% |
| Raymond James Financial Inc | 4,146,808 | – | $32.68M | +74,844 | 0.01% |
| Royal Bank of Canada | 2,914,736 | – | $22.97M | +32,784 | 0.00% |
| Invesco Ltd. | 2,704,154 | – | $21.31M | +129,503 | 0.00% |
| LPL Financial LLC | 2,411,543 | – | $19.00M | +131,640 | 0.00% |
| Guggenheim Capital LLC | 1,692,635 | – | $13.34M | −214,837 | 0.08% |
| Captrust Financial Advisors | 1,552,780 | – | $12.24M | +15,868 | 0.02% |
| Osaic Holdings, Inc. | 1,365,893 | – | $10.76M | +151,877 | 0.01% |
| Commonwealth Equity Services, LLC | 1,222,486 | – | $9.63M | +784 | 0.01% |
| Cerity Partners LLC | 1,217,956 | – | $9.60M | +23,691 | 0.01% |
| Janney Montgomery Scott LLC | 1,107,404 | – | $8.73M | +292 | 0.02% |
| Greatmark Investment Partners, Inc. | 973,962 | – | $7.67M | −11,898 | 0.85% |
| Mgo One Seven LLC | 956,230 | – | $7.54M | −26,582 | 0.12% |
| Truist Financial Corp | 895,417 | – | $7.06M | +7,194 | 0.01% |
| Smith Asset Management Co., LLC | 890,862 | – | $7.02M | −20,542 | 5.52% |
| Cetera Investment Advisers | 833,198 | – | $6.57M | +29,858 | 0.01% |
| Ameriprise Financial Inc | 825,013 | – | $6.50M | +30,024 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 328 | 66M | 39 / 113 | 82 / 28 | 3M | 2M |
| Q1 2026 | 322 | 65M | 38 / 107 | 90 / 37 | 5M | 5M |
| Q4 2025 | 328 | 65M | 39 / 99 | 97 / 21 | 3M | 6M |
| Q3 2025 | 313 | 68M | 45 / 120 | 60 / 16 | 11M | 3M |
| Q2 2025 | 288 | 60M | 30 / 100 | 74 / 22 | 4M | 6M |
| Q1 2025 | 284 | 61M | 33 / 81 | 73 / 40 | 3M | 4M |
| Q4 2024 | 297 | 63M | 53 / 90 | 76 / 39 | 9M | 7M |
| Q3 2024 | 288 | 65M | 40 / 97 | 73 / 31 | 4M | 16M |
| Q2 2024 | 281 | 78M | 28 / 82 | 92 / 30 | 4M | 36M |
| Q1 2024 | 286 | 109M | 37 / 94 | 88 / 46 | 22M | 9M |
| Q4 2023 | 298 | 97M | 173 / 96 | 13 / 13 | 76M | 1M |
| Q3 2023 | 140 | 22M | 23 / 32 | 44 / 10 | 6M | 4M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
5 funds held JPC in Q2 2026, 96% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of JPC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Invesco CEF Income Composite ETF | 2,573,212 | – | $20.48M | 2.47% | May 31, 2026 |
| First Trust Income Opportunities ETF | 114,207 | – | $909.09K | 1.15% | May 31, 2026 |
| LoCorr Spectrum Income Fund | 70,603 | – | $556.35K | 0.80% | Jun 30, 2026 |
| Thrivent Multisector Bond Fund | 43,198 | – | $332.19K | 0.04% | Jul 31, 2026 |
| Bramshill Income Performance Fund | 27,865 | – | $219.58K | 0.02% | Jun 30, 2026 |
| Touchstone Strategic Trust-Touchstone Flexible Income Fund | 22,135 | – | $174.42K | 0.01% | Jun 30, 2026 |
| Thrivent Conservative Allocation Fund | 19,794 | – | $155.98K | 0.02% | Jun 30, 2026 |
| Thrivent Conservative Allocation Portfolio | 11,861 | – | $93.46K | 0.02% | Jun 30, 2026 |
| Thrivent Multisector Bond Portfolio | 8,576 | – | $67.58K | 0.04% | Jun 30, 2026 |
| Thrivent Dynamic Allocation Fund | 5,392 | – | $41.46K | 0.01% | Jul 31, 2026 |
| Thrivent Dynamic Allocation Portfolio | 4,632 | – | $36.50K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Parth Doshi | Vice President | – | Sep 1, 2026 |
| Joseph Castro | EVP, Chief Risk & Compliance | – | Feb 23, 2026 |
| Robert Tanner Page | VP and Treasurer | – | Feb 20, 2026 |
| Nathaniel T. Jones | Vice President and Treasurer | 2,501 | May 6, 2025 |
| Marc Cardella | VP and Controller | – | Dec 3, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Nathaniel T. Jones Vice President and Treasurer | May 5, 2025 | Sale | −869 | $7.79 | $6.77K | 2,501 |
| Michael A. Perry Vice President | Mar 11, 2024 | Buy | +7,900 | $7.19 | $56.80K | 7,900 |
| Jack Evans – | Dec 19, 2023 | Sale | −4,241 | $6.75 | $28.63K | 0 |
| Nathaniel T. Jones Vice President and Treasurer | Nov 10, 2023 | Buy | +2,500 | $6.23 | $15.58K | 3,370 |
| Lili Yeh – | Jun 21, 2017 | Sale | −521.96 | $10.37 | $5.41K | 0 |
| Nathaniel T. Jones Vice President and Treasurer | Jun 12, 2017 | Other | +869.93 | – | – | 870 |
| Lili Yeh – | Jun 12, 2017 | Other | +521.96 | – | – | 522 |
| Nuveen Fund Advisors, LLC – | Apr 6, 2017 | Sale | −7,000 | $9.86 | $69.02K | 0 |
| Jack Evans – | Dec 27, 2013 | Sale | −2,000 | $8.92 | $17.84K | 0 |
| Robert P. Bremner Director | Dec 16, 2013 | Sale | −3,500 | $8.51 | $29.79K | 0 |
| Gifford R. Zimmerman Chief Administrative Officer | Jul 26, 2012 | Sale | −1,000 | $9.60 | $9.60K | 0 |
| Bernard Sussman – | Nov 19, 2008 | Sale | −7,000 | $3.69 | $25.83K | 0 |
| Bernard Sussman – | Nov 19, 2008 | Sale | −8,000 | $3.75 | $30.00K | 7,000 |
| William J. Schneider Director | Jan 29, 2008 | Sale | −300 | $11.47 | $3.44K | 0 |
| William J. Schneider Director | Jan 29, 2008 | Sale | −750 | $11.46 | $8.60K | 300 |
| David J. Lamb Vice President | Dec 13, 2007 | Buy | +2,500 | $10.86 | $27.15K | 2,500 |
| Bernard Sussman – | Dec 11, 2007 | Buy | +7,000 | $11.39 | $79.73K | 11,000 |
| Bernard Sussman – | Dec 11, 2007 | Buy | +4,000 | $11.42 | $45.68K | 15,000 |
| Bernard Sussman – | Dec 11, 2007 | Buy | +4,000 | $11.41 | $45.64K | 4,000 |
| Gifford R. Zimmerman Chief Administrative Officer | Nov 29, 2007 | Buy | +1,000 | $11.04 | $11.04K | 1,000 |
| Connell Andrea Revy O – | May 21, 2007 | Sale | −1,500 | $13.77 | $20.66K | 0 |
| Gifford R. Zimmerman Chief Administrative Officer | Nov 29, 2006 | Sale | −1,000 | $14.12 | $14.12K | 0 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
2M shares short
Days to cover
1.2
At 2M shares a day
Change since last report
+12.7%
From 2M shares
Short volume, 20 days
49.6%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Nuveen Preferred & Income Opportunities Fund's stock actually held short. Settlement fails (shares not delivered on time) peaked at 32,169 shares on Oct 14, 2026 over the last 90 days.
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