Innventure, Inc. (INV) shareholders
INVNasdaqBlank ChecksFiscal year ends December 31Also trades as INVLW
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 12, 2026Score 7/3063% below fair value
$0.14−0.02 (-15.12%)
Close on Nov 13, 2026Market cap $11.50MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
34M
Shares held, 13F filers
Institutional holders
130
39 new, 14 sold out
Net institutional buying
8M
In Q2 2026
Insider trades, 12 months
9 buys · 15 sales
Net sold $15.14M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Ascent Capital Partners LLC Joint filing with Jonathan Loeffler (10.70%), Mark A Pomeroy Jr (10.70%) | 9,310,922 | 10.70% | 13D (active) amendment | Oct 19, 2026 |
| Mark A Pomeroy Jr Joint filing with Ascent Capital Partners LLC (6.80%), Jonathan Loeffler (6.80%) | 5,462,402 | 6.80% | 13D (active) amendment | May 4, 2026 |
| Jonathan Loeffler Joint filing with Ascent Capital Partners LLC (6.70%), Mark A Pomeroy Jr (6.70%) | 5,282,828 | 6.70% | 13D (active) amendment | Feb 19, 2026 |
| Yorkville Advisors Global II, LLC | 4,950,346 | – | 13G (passive) | Nov 1, 2024 |
| CastleKnight Master Fund LP Joint filing with CastleKnight Fund GP LLC (6.30%), CastleKnight Management LP (6.30%) and 3 more | 4,442,325 | 6.30% | 13G (passive) amendment | Dec 31, 2025 |
| Fisher Adam | 4,366,739 | 5.30% | 13D (active) | Feb 17, 2026 |
| Adam Fisher | 4,366,739 | 6.20% | 13G (passive) | Oct 2, 2024 |
| CastleKnight Fund GP LLC Joint filing with CastleKnight Master Fund LP (6.30%), CastleKnight Management LP (6.30%) and 3 more | 3,164,799 | 6.30% | 13G (passive) amendment | Mar 31, 2025 |
| CastleKnight Management GP LLC Joint filing with CastleKnight Master Fund LP (5.20%), CastleKnight Fund GP LLC (5.20%) and 3 more | 3,086,416 | 5.20% | 13G (passive) amendment | Sep 30, 2025 |
| Otworth Michael | 2,942,902 | 5.50% | 13D (active) | Apr 24, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of INV | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| BlackRock, Inc. | 3,754,254 | – | $19.03M | +649,793 | 0.00% |
| PNC Financial Services Group, Inc. | 3,419,063 | – | $17.33M | +344,733 | 0.01% |
| Driehaus Capital Management LLC | 2,987,465 | – | $15.15M | New | 0.09% |
| Vanguard Capital Management LLC | 2,807,557 | – | $14.23M | +228,964 | 0.00% |
| UBS Group AG | 2,756,695 | – | $13.98M | +2,297,737 | 0.00% |
| Abundance Wealth Counselors | 1,566,239 | – | $7.94M | +783,348 | 0.52% |
| Geode Capital Management, LLC | 1,398,342 | – | $7.09M | +191,120 | 0.00% |
| Stifel Financial Corp | 1,193,954 | – | $6.05M | +344,861 | 0.01% |
| State Street Corp | 1,172,280 | – | $5.94M | +202,155 | 0.00% |
| Point72 Asset Management, L.P. | 1,141,441 | – | $5.79M | −117,117 | 0.01% |
| CenterBook Partners LP | 978,742 | – | $4.96M | +130,031 | 0.24% |
| Aqr Capital Management LLC | 612,073 | – | $3.10M | +27,597 | 0.00% |
| Tudor Investment Corp Et Al | 595,917 | – | $3.02M | New | 0.00% |
| Old National Bancorp /In/ | 575,469 | – | $2.92M | +493,139 | 0.06% |
| Bnp Paribas Arbitrage, Snc | 551,181 | – | $2.79M | +536,930 | 0.00% |
| Belpointe Asset Management LLC | 497,066 | – | $2.52M | +74,853 | 0.08% |
| Charles Schwab Investment Management Inc | 468,627 | – | $2.38M | +85,507 | 0.00% |
| Northern Trust Corp | 427,177 | – | $2.17M | +60,537 | 0.00% |
| NewEdge Advisors, LLC | 409,767 | – | $2.08M | −140,134 | 0.01% |
| Vanguard Portfolio Management LLC | 375,513 | – | $1.90M | +74,618 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 130 | 34M | 39 / 53 | 24 / 14 | 13M | 5M |
| Q1 2026 | 107 | 26M | 48 / 39 | 9 / 21 | 14M | 4M |
| Q4 2025 | 84 | 17M | 52 / 21 | 2 / 3 | 9M | 0M |
| Q3 2025 | 35 | 8M | 9 / 6 | 5 / 2 | 1M | 0M |
| Q2 2025 | 28 | 7M | 11 / 9 | 2 / 12 | 5M | 0M |
| Q1 2025 | 29 | 2M | 12 / 10 | 5 / 2 | 1M | 0M |
| Q4 2024 | 19 | 1M | 19 / 0 | 0 / 0 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
89 funds held INV in Q2 2026, 66% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of INV | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 2,173,199 | – | $11.02M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 1,482,693 | – | $7.52M | 0.01% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 608,895 | – | $1.96M | 0.01% | Jul 31, 2026 |
| Vanguard Extended Market Index Fund | 552,353 | – | $2.80M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 Value ETF | 550,224 | – | $2.79M | 0.02% | Jun 30, 2026 |
| Driehaus Micro Cap Growth Fund | 470,444 | – | $2.39M | 0.40% | Jun 30, 2026 |
| Vanguard Russell 2000 Index Fund | 265,844 | – | $1.42M | 0.01% | May 31, 2026 |
| Fidelity Extended Market Index Fund | 243,246 | – | $1.30M | 0.00% | May 31, 2026 |
| Adara Smaller Companies Fund | 228,693 | – | $1.22M | 0.15% | May 31, 2026 |
| Schwab U.S. Small-Cap ETF | 223,100 | – | $1.19M | 0.01% | May 31, 2026 |
| iShares Micro-Cap ETF | 188,065 | – | $953.49K | 0.06% | Jun 30, 2026 |
| Schwab Small-Cap Index Fund | 136,133 | – | $438.35K | 0.01% | Jul 31, 2026 |
| Tiff Multi-Asset Fund | 130,988 | – | $664.11K | 0.05% | Jun 30, 2026 |
| Master Small Cap Index Series | 110,287 | – | $559.16K | 0.01% | Jun 30, 2026 |
| Ultra-Small Company Market Fund | 98,315 | – | $498.46K | 0.34% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| William J. Grieco | Chief Executive Officer, Director | 2,171,998 | Oct 2, 2026 |
| Michael Otworth | Member of Executive Committee, Director | 3,684,591 | Sep 10, 2026 |
| Eric Stober | Chief Financial Officer | 1,818,182 | Oct 21, 2026 |
| David Yablunosky | CFO and CAO | 575,624 | Sep 10, 2026 |
| Gregory W. Haskell | Former Chief Executive Officer | 933,343 | Sep 10, 2026 |
| John Stewart Scott | Chief Strategy Officer | 1,873,331 | Mar 2, 2026 |
| Roland Austrup | Chief Growth Officer | 868,164 | Dec 3, 2025 |
| Bruce Brown | Director | 163,446 | Oct 2, 2026 |
| James O. Donnally | Director | 1,618,600 | Oct 2, 2026 |
| Elizabeth Suzanne Williams | Director | 75,512 | Oct 2, 2026 |
| Michael P. Madon | Director | 124,837 | Sep 29, 2026 |
| Suzanne Niemeyer | Director | 632,221 | Jul 1, 2026 |
| John D. Hewitt | Director | 20,798 | Jun 22, 2026 |
| Catriona M. Fallon | Director | 18,237 | Jun 22, 2026 |
| Michael Amalfitano | Director | 47,919 | Jun 22, 2026 |
| Daniel J. Hennessy | Director | 182,358 | Apr 22, 2026 |
| Capital Partners LLC Ascent | 10% owner | 9,820,810 | Oct 27, 2026 |
| Llc We-Inn | 10% owner | 6,135,284 | Dec 18, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Eric Stober Chief Financial Officer | Oct 19, 2026 | Award | +1,818,182 | – | – | 1,818,182 |
| William J. Grieco Chief Executive Officer, Director | Oct 1, 2026 | Award | +2,040,816 | – | – | 2,171,998 |
| Bruce Brown Director | Sep 30, 2026 | Award | +56,541 | – | – | 163,446 |
| Elizabeth Suzanne Williams Director | Sep 30, 2026 | Award | +21,930 | – | – | 75,512 |
| James O. Donnally Director | Sep 30, 2026 | Gift | +45,862 | – | – | 1,600,363 |
| James O. Donnally Director | Sep 30, 2026 | Gift | −45,862 | – | – | 18,237 |
| James O. Donnally Director | Sep 30, 2026 | Award | +45,862 | – | – | 64,099 |
| Michael P. Madon Director | Sep 28, 2026 | Award | +124,837 | – | – | 124,837 |
| William J. Grieco Chief Executive Officer, Director | Sep 15, 2026 | Other | −8,103 | – | – | 131,182 |
| Gregory W. Haskell Former Chief Executive Officer | Sep 9, 2026 | Other | −46,460 | – | – | 933,343 |
| James O. Donnally Director | Sep 8, 2026 | Other | −2,227 | – | – | 16,010 |
| Michael Otworth Member of Executive Committee, Director | Sep 8, 2026 | Other | −154,829 | – | – | 3,626,258 |
| David Yablunosky CFO and CAO | Sep 8, 2026 | Other | −1,236 | – | – | 542,758 |
| Gregory W. Haskell Chief Executive Officer, Director | Aug 20, 2026 | Buy | +50,000 | $1.51 | $75.50K | 979,803 |
| Michael Otworth Executive Chairman, Director | Aug 20, 2026 | Buy | +231,000 | $1.51 | $348.81K | 3,781,087 |
| Bruce Brown Director | Aug 20, 2026 | Buy | +30,000 | $1.51 | $45.30K | 106,905 |
| James O. Donnally Director | Aug 20, 2026 | Buy | +225,000 | $1.50 | $337.50K | 252,886 |
| Elizabeth Suzanne Williams Director | Jun 30, 2026 | Award | +2,466 | – | – | 53,582 |
| James O. Donnally Director | Jun 30, 2026 | Gift | −5,425 | – | – | 18,237 |
| James O. Donnally Director | Jun 30, 2026 | Gift | +5,425 | – | – | 1,635,349 |
| James O. Donnally Director | Jun 30, 2026 | Award | +5,425 | – | – | 23,662 |
| Bruce Brown Director | Jun 30, 2026 | Award | +7,083 | – | – | 76,905 |
| John D. Hewitt Director | Jun 17, 2026 | Award | +18,237 | – | – | 20,798 |
| Michael Amalfitano Director | Jun 17, 2026 | Award | +18,237 | – | – | 47,919 |
| Bruce Brown Director | Jun 17, 2026 | Award | +18,237 | – | – | 69,822 |
| Elizabeth Suzanne Williams Director | Jun 17, 2026 | Award | +18,237 | – | – | 51,116 |
| James O. Donnally Director | Jun 17, 2026 | Gift | +22,305 | – | – | 1,629,924 |
| James O. Donnally Director | Jun 17, 2026 | Gift | −22,305 | – | – | 18,237 |
| James O. Donnally Director | Jun 17, 2026 | Award | +18,237 | – | – | 40,542 |
| Catriona M. Fallon Director | Jun 17, 2026 | Award | +18,237 | – | – | 18,237 |
| Suzanne Niemeyer Director | Jun 16, 2026 | Tax withholding | −27,276 | $6.01 | $163.93K | 632,221 |
| John D. Hewitt Director | May 8, 2026 | Award | +2,561 | – | – | 2,561 |
| Daniel J. Hennessy Director | Apr 20, 2026 | Sale(10b5-1 plan) | −582,139 | $5.52 | $3.21M | 182,358 |
| James O. Donnally Director | Apr 17, 2026 | Award | +27,849 | – | – | 4,708,121 |
| James O. Donnally Director | Apr 17, 2026 | Award | +80,848 | – | – | 1,607,619 |
| Michael Otworth Executive Chairman, Director | Apr 17, 2026 | Award | +154,829 | – | – | 3,550,087 |
| David Yablunosky CFO and CAO, Director | Apr 17, 2026 | Award | +1,236 | – | – | 543,994 |
| Gregory W. Haskell Chief Executive Officer, Director | Apr 17, 2026 | Award | +46,460 | – | – | 929,803 |
| Daniel J. Hennessy Director | Apr 14, 2026 | Sale(10b5-1 plan) | −2,992 | $5.01 | $14.99K | 764,497 |
| Suzanne Niemeyer Director | Apr 2, 2026 | Award | +121,228 | – | – | 659,497 |
| David Yablunosky CFO and CAO, Director | Apr 2, 2026 | Award | +121,228 | – | – | 542,758 |
| Gregory W. Haskell Chief Executive Officer, Director | Apr 2, 2026 | Award | +121,228 | – | – | 883,343 |
| Michael Otworth Executive Chairman, Director | Apr 2, 2026 | Award | +121,228 | – | – | 3,395,258 |
| Daniel J. Hennessy Director | Mar 31, 2026 | Award | +6,394 | $3.91 | $25.00K | 767,489 |
| Bruce Brown Director | Mar 31, 2026 | Award | +8,951 | $3.91 | $35.00K | 51,585 |
| Elizabeth Suzanne Williams Director | Mar 31, 2026 | Award | +3,197 | $3.91 | $12.50K | 32,879 |
| James O. Donnally Director | Mar 31, 2026 | Award | +7,033 | $3.91 | $27.50K | 22,305 |
| Michael Otworth Executive Chairman, Director | Feb 26, 2026 | Tax withholding | −218,577 | $2.80 | $612.02K | 3,274,030 |
| John Stewart Scott Chief Strategy Officer | Feb 26, 2026 | Tax withholding | −150,053 | $2.80 | $420.15K | 1,814,998 |
| Bruce Brown Director | Feb 20, 2026 | Award | +8,202 | $3.83 | $31.41K | 42,634 |
| James O. Donnally Director | Feb 17, 2026 | Award | +7,180 | $3.83 | $27.50K | 22,305 |
| Llc We-Inn 10% owner | Dec 18, 2025 | Sale | −252,502 | $4.68 | $1.18M | 6,135,284 |
| Llc We-Inn 10% owner | Dec 17, 2025 | Sale | −184,777 | $4.86 | $898.02K | 6,387,786 |
| Daniel J. Hennessy Director | Dec 4, 2025 | Sale(10b5-1 plan) | −55,840 | $5.19 | $289.81K | 761,095 |
| Llc We-Inn 10% owner | Dec 3, 2025 | Sale | −172,589 | $4.76 | $821.52K | 6,572,561 |
| Llc We-Inn 10% owner | Dec 2, 2025 | Sale | −117,901 | $4.95 | $583.61K | 6,745,150 |
| Michael Otworth Executive Chairman, Director | Dec 2, 2025 | Buy | +12,000 | $5.06 | $60.72K | 3,492,607 |
| Daniel J. Hennessy Director | Dec 2, 2025 | Sale(10b5-1 plan) | −8,450 | $5.01 | $42.33K | 816,935 |
| Llc We-Inn 10% owner | Dec 1, 2025 | Sale | −427,301 | $5.11 | $2.18M | 6,863,051 |
| Roland Austrup Chief Growth Officer | Dec 1, 2025 | Buy | +4,900 | $5.01 | $24.55K | 868,164 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
15M shares short
Days to cover
2.6
At 6M shares a day
Change since last report
-1.7%
From 15M shares
Short volume, 20 days
42.3%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Innventure's stock actually held short. Settlement fails (shares not delivered on time) peaked at 904,401 shares on Sep 22, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Gregory D. Wasson 10% Stockholder | Mar 5, 2026 | 687,277 | $2.17M | Mar 5, 2026 | Acquired as consideration of merger or acquisition |
| Gregory D. Wasson 10% Stockholder | Dec 18, 2025 | 467,791 | $2.03M | Dec 18, 2025 | Acquired as consideration of merger or acquisition |
| Gregory D. Wasson 10% Stockholder | Dec 1, 2025 | 801,758 | $4.01M | Dec 1, 2025 | Acquired as consideration of merger or acquisition |
| Gregory D. Wasson 10% Stockholder | Nov 19, 2025 | 643,685 | $2.16M | Nov 19, 2025 | Acquired as consideration of merger or acquisition |
| Gregory D. Wasson 10% Stockholder | Oct 29, 2025 | 500,000 | $1.47M | Oct 29, 2025 | Acquired as consideration of merger or acquisition |
| Gregory D. Wasson 10% Stockholder | Oct 23, 2025 | 440,000 | $1.34M | Oct 23, 2025 | Acquired as consideration of merger or acquisition |
| Gregory D. Wasson 10% Stockholder | Oct 10, 2025 | 560,000 | $1.94M | Oct 10, 2025 | Acquired as consideration of merger or acquisition |
| Gregory D. Wasson Director | Oct 10, 2025 | 560,000 | $1.94M | Oct 10, 2025 | Acquired as consideration of merger or acquisition |
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