Flotek Industries Inc (FTK) shareholders
FTKNYSEMiscellaneous Chemical ProductsFiscal year ends December 31
Financials through Q3 FY2026, quarter ended Sep 30, 2026Last filing: 10-Q on Nov 6, 2026Score 11/3017% above fair value
$25.33−0.50 (-1.94%)
Close on Nov 13, 2026Market cap $917.46MP/E 31.7Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
34.7%
13M of 36M shares
Institutional holders
113
29 new, 19 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
1 buys · 3 sales
Net sold $26.03M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| ProFrac Holding Corp. Joint filing with ProFrac Holdings, LLC (54.50%), ProFrac Holdings II, LLC (54.50%) and 1 more | 20,937,915 | 54.50% | 13D (active) amendment | Sep 11, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FTK | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Driehaus Capital Management LLC | 1,136,326 | 3.14% | $26.73M | +167,669 | 0.15% |
| Royce & Associates LP | 1,105,132 | 3.05% | $25.99M | +267,007 | 0.21% |
| Masters Capital Management LLC | 1,000,000 | 2.76% | $23.52M | −89,438 | 0.60% |
| BlackRock, Inc. | 856,775 | 2.37% | $20.15M | +47,198 | 0.00% |
| Dimensional Fund Advisors LP | 704,371 | 1.94% | $16.57M | +12,778 | 0.00% |
| Vanguard Capital Management LLC | 639,794 | 1.77% | $15.05M | +49,327 | 0.00% |
| Nuveen, LLC | 612,926 | 1.69% | $14.42M | +79,743 | 0.00% |
| First Eagle Investment Management, LLC | 586,484 | 1.62% | $13.79M | New | 0.01% |
| Geode Capital Management, LLC | 359,725 | 0.99% | $8.46M | +32,966 | 0.00% |
| S Squared Technology, LLC | 309,807 | 0.86% | $7.29M | +6,081 | 2.26% |
| State Street Corp | 294,311 | 0.81% | $6.92M | −1,240 | 0.00% |
| CenterBook Partners LP | 286,225 | 0.79% | $6.73M | +257,757 | 0.33% |
| Algert Global LLC | 274,924 | 0.76% | $6.47M | −15,231 | 0.08% |
| Millennium Management LLC | 236,303 | 0.65% | $5.56M | −51,377 | 0.00% |
| Wells Fargo & Company/Mn | 214,435 | 0.59% | $5.04M | +3,740 | 0.00% |
| Asset Management One Co., Ltd. | 214,005 | 0.59% | $5.03M | +73,707 | 0.01% |
| Truist Financial Corp | 197,320 | 0.54% | $4.64M | +6,394 | 0.01% |
| Polen Capital Management LLC | 195,504 | 0.54% | $4.60M | +167,862 | 0.04% |
| Simcoe Capital LLC | 193,682 | 0.53% | $4.56M | +2,042 | 2.78% |
| Bard Associates Inc | 190,348 | 0.53% | $4.48M | −296 | 0.99% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 113 | 13M | 34.7% | 29 / 37 | 37 / 19 | 3M | 1M |
| Q1 2026 | 104 | 11M | 31.0% | 22 / 33 | 36 / 17 | 2M | 2M |
| Q4 2025 | 100 | 11M | 31.0% | 16 / 30 | 38 / 24 | 3M | 3M |
| Q3 2025 | 110 | 11M | 31.4% | 33 / 24 | 38 / 16 | 4M | 3M |
| Q2 2025 | 93 | 10M | 28.6% | 37 / 29 | 22 / 20 | 5M | 3M |
| Q1 2025 | 76 | 8M | 23.1% | 22 / 36 | 11 / 9 | 3M | 1M |
| Q4 2024 | 63 | 6M | 16.8% | 30 / 21 | 6 / 11 | 2M | 0M |
| Q3 2024 | 44 | 4M | 11.6% | 19 / 14 | 3 / 6 | 2M | 1M |
| Q2 2024 | 32 | 4M | 9.7% | 3 / 9 | 10 / 4 | 0M | 0M |
| Q1 2024 | 33 | 3M | 9.5% | 4 / 12 | 5 / 2 | 0M | 0M |
| Q4 2023 | 31 | 3M | 9.0% | 7 / 17 | 2 / 3 | 0M | 0M |
| Q3 2023 | 28 | 3M | 8.2% | 2 / 12 | 12 / 17 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
136 funds held FTK in Q2 2026, 38% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of FTK | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund | 461,960 | 1.28% | $10.87M | 0.00% | Jun 30, 2026 |
| iShares Russell 2000 ETF | 375,465 | 1.04% | $8.83M | 0.01% | Jun 30, 2026 |
| Royce Small-Cap Opportunity Fund | 326,049 | 0.90% | $7.67M | 0.54% | Jun 30, 2026 |
| Royce Smaller-Companies Growth Fund | 275,000 | 0.76% | $6.47M | 2.71% | Jun 30, 2026 |
| Nuveen Small Cap Value Opportunities Fund | 270,781 | 0.75% | $6.37M | 2.01% | Jun 30, 2026 |
| College Retirement Equities Fund - Total Global Stock Account | 266,014 | 0.73% | $6.26M | 0.00% | Jun 30, 2026 |
| First Eagle Small Cap Opportunity Fund | 257,963 | 0.71% | $6.07M | 0.21% | Jul 31, 2026 |
| Calamos Timpani Small Cap Growth Fund | 189,086 | 0.52% | $4.45M | 0.58% | Jul 31, 2026 |
| Driehaus Micro Cap Growth Fund | 179,039 | 0.49% | $4.21M | 0.71% | Jun 30, 2026 |
| Vanguard Extended Market Index Fund | 162,635 | 0.45% | $3.83M | 0.00% | Jun 30, 2026 |
| Fidelity Small Cap Index Fund | 158,735 | 0.44% | $3.74M | 0.01% | Jul 31, 2026 |
| North Square Dynamic Small Cap Fund | 157,922 | 0.44% | $3.15M | 0.40% | May 31, 2026 |
| iShares Russell 2000 Growth ETF | 128,336 | 0.35% | $3.02M | 0.02% | Jun 30, 2026 |
| U.S. Small Cap Portfolio | 125,515 | 0.35% | $2.95M | 0.01% | Jul 31, 2026 |
| Needham Small Cap Growth Fund | 120,000 | 0.33% | $2.82M | 0.68% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Ryan Gillis Ezell | CEO, Director | 260,749 | 0.72% | Nov 2, 2026 |
| James Bond Clement | Chief Financial Officer | 111,581 | 0.31% | Nov 2, 2026 |
| Christina M. Ibrahim | SVP, Gen Cncl, Chief Compl Off | 11,520 | 0.03% | Apr 6, 2026 |
| Amy E. Blakeway | SVP, GC and Secretary | 20,950 | 0.06% | Nov 3, 2025 |
| Matthew Wilks | Director | 1,755,077 | 4.85% | Sep 15, 2026 |
| Kathryn Anne Hill | Director | 5,099 | 0.01% | Jul 24, 2026 |
| Kevin M. McDonald | Director | 5,099 | 0.01% | Jul 9, 2026 |
| Harshavardhan V. Agadi | Director | 227,781 | 0.63% | May 18, 2026 |
| Michael Fucci | Director | 88,243 | 0.24% | May 18, 2026 |
| Evan R. Farber | Director | 65,994 | 0.18% | May 18, 2026 |
| Lisa Mayr | Director | 73,035 | 0.20% | May 19, 2025 |
| ProFrac GDM, LLC | 10% owner | 3,693,194 | 10.20% | Sep 15, 2026 |
| Holding Corp. ProFrac | 10% owner | 1,500,000 | 4.14% | Apr 30, 2025 |
| ProFrac Holdings II, LLC | 10% owner | – | – | Apr 30, 2025 |
| ProFrac Holdings, LLC | 10% owner | – | – | Apr 30, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| James Bond Clement Chief Financial Officer | Oct 30, 2026 | Tax withholding | −3,935 | $25.35 | $99.75K | 111,581 |
| Ryan Gillis Ezell CEO, Director | Oct 30, 2026 | Tax withholding | −7,870 | $25.35 | $199.50K | 260,749 |
| Matthew Wilks Director | Sep 11, 2026 | Buy | +1,319,493 | $26.01 | $34.32M | 1,477,285 |
| ProFrac GDM, LLC 10% owner | Sep 11, 2026 | Sale | −2,306,806 | $26.01 | $60.00M | 3,693,194 |
| James Bond Clement Chief Financial Officer | May 18, 2026 | Sale | −12,554 | $20.08 | $252.08K | 115,324 |
| Kathryn Anne Hill Director | May 15, 2026 | Award | +5,099 | – | – | 5,099 |
| Kevin M. McDonald Director | May 15, 2026 | Award | +5,099 | – | – | 5,099 |
| Harshavardhan V. Agadi Director | May 15, 2026 | Award | +5,099 | – | – | 202,364 |
| Ryan Gillis Ezell CEO, Director | May 15, 2026 | Award | +12,146 | – | – | 272,736 |
| Ryan Gillis Ezell CEO, Director | May 15, 2026 | Tax withholding | −4,780 | $19.61 | $93.74K | 267,956 |
| James Bond Clement Chief Financial Officer | May 15, 2026 | Award | +8,097 | – | – | 131,065 |
| James Bond Clement Chief Financial Officer | May 15, 2026 | Tax withholding | −3,187 | $19.61 | $62.50K | 127,878 |
| Evan R. Farber Director | May 15, 2026 | Award | +5,099 | – | – | 65,994 |
| Michael Fucci Director | May 15, 2026 | Award | +5,099 | – | – | 88,243 |
| ProFrac GDM, LLC 10% owner | Mar 13, 2026 | Option exercise | +6,000,000 | – | – | 6,000,000 |
| Christina M. Ibrahim SVP, Gen Cncl, Chief Compl Off | Mar 10, 2026 | Award | +8,357 | – | – | 11,520 |
| Christina M. Ibrahim SVP, Gen Cncl, Chief Compl Off | Mar 2, 2026 | Award | +3,163 | – | – | 3,163 |
| James Bond Clement Chief Financial Officer | Feb 24, 2026 | Tax withholding | −6,299 | $16.02 | $100.91K | 122,837 |
| Ryan Gillis Ezell CEO, Director | Feb 24, 2026 | Tax withholding | −12,126 | $16.02 | $194.26K | 223,542 |
| Ryan Gillis Ezell CEO, Director | Feb 24, 2026 | Award | +36,595 | – | – | 260,137 |
| Ryan Gillis Ezell CEO, Director | Feb 24, 2026 | Award | +30,263 | – | – | 235,668 |
| James Bond Clement Chief Financial Officer | Feb 24, 2026 | Sale | −6,299 | $16.02 | $100.91K | 122,837 |
| James Bond Clement Chief Financial Officer | Feb 24, 2026 | Award | +16,635 | – | – | 139,472 |
| James Bond Clement Chief Financial Officer | Feb 24, 2026 | Award | +15,151 | – | – | 129,136 |
| James Bond Clement Chief Financial Officer | Dec 19, 2025 | Tax withholding | −3,252 | $16.26 | $52.88K | 113,985 |
| James Bond Clement Chief Financial Officer | Dec 5, 2025 | Tax withholding | −1,333 | $16.38 | $21.83K | 117,237 |
| Ryan Gillis Ezell CEO, Director | Dec 5, 2025 | Tax withholding | −1,833 | $16.38 | $30.02K | 205,405 |
| James Bond Clement Chief Financial Officer | Nov 19, 2025 | Award | +17,969 | – | – | 118,570 |
| Ryan Gillis Ezell CEO, Director | Nov 19, 2025 | Award | +39,532 | – | – | 207,238 |
| Harshavardhan V. Agadi Director | Nov 13, 2025 | Sale | −66,956 | $14.71 | $984.92K | 197,265 |
| Amy E. Blakeway SVP, GC and Secretary | Oct 30, 2025 | Tax withholding | −2,361 | $18.75 | $44.27K | 20,950 |
| Amy E. Blakeway SVP, GC and Secretary | Oct 30, 2025 | Tax withholding | −1,574 | $18.75 | $29.51K | 17,311 |
| Amy E. Blakeway SVP, GC and Secretary | Oct 30, 2025 | Option exercise | +6,000 | – | – | 23,311 |
| James Bond Clement Chief Financial Officer | Oct 30, 2025 | Option exercise | +15,000 | – | – | 106,504 |
| James Bond Clement Chief Financial Officer | Oct 30, 2025 | Tax withholding | −5,903 | $18.75 | $110.68K | 100,601 |
| James Bond Clement Chief Financial Officer | Oct 30, 2025 | Tax withholding | −3,935 | $18.75 | $73.78K | 91,504 |
| Ryan Gillis Ezell CEO, Director | Oct 30, 2025 | Tax withholding | −11,805 | $18.75 | $221.34K | 167,706 |
| Ryan Gillis Ezell CEO, Director | Oct 30, 2025 | Tax withholding | −7,870 | $18.75 | $147.56K | 149,511 |
| Ryan Gillis Ezell CEO, Director | Oct 30, 2025 | Option exercise | +30,000 | – | – | 179,511 |
| Ryan Gillis Ezell Chief Executive Officer, Director | Aug 14, 2025 | Sale | −87,187 | $12.26 | $1.07M | 156,855 |
| Ryan Gillis Ezell Chief Executive Officer, Director | Aug 14, 2025 | Option exercise | +24,306 | $8.64 | $210.00K | 244,042 |
| Ryan Gillis Ezell Chief Executive Officer, Director | Aug 14, 2025 | Option exercise | +62,881 | $3.28 | $206.25K | 219,736 |
| Ryan Gillis Ezell Chief Executive Officer, Director | Aug 14, 2025 | Gift | −7,495 | – | – | 156,855 |
| James Bond Clement Chief Financial Officer | Aug 13, 2025 | Sale | −45,732 | $12.74 | $582.63K | 95,439 |
| James Bond Clement Chief Financial Officer | Aug 13, 2025 | Option exercise | +45,732 | $3.28 | $150.00K | 141,171 |
| Evan R. Farber Director | May 16, 2025 | Award | +6,394 | – | – | 60,895 |
| Lisa Mayr Director | May 16, 2025 | Award | +6,394 | – | – | 73,035 |
| Harshavardhan V. Agadi Director | May 16, 2025 | Award | +6,394 | – | – | 264,221 |
| Michael Fucci Director | May 16, 2025 | Award | +6,394 | – | – | 83,144 |
| Matthew Wilks Director | May 15, 2025 | Buy | +402 | $14.99 | $6.03K | 157,792 |
| Matthew Wilks Director | May 14, 2025 | Buy | +13,040 | $14.15 | $184.52K | 157,390 |
| Matthew Wilks Director | May 12, 2025 | Buy | +31,170 | $12.20 | $380.27K | 60,000 |
| Matthew Wilks Director | May 12, 2025 | Buy | +72,344 | $12.25 | $886.21K | 144,350 |
| Matthew Wilks Director | May 12, 2025 | Buy | +72,344 | $12.25 | $886.21K | 144,350 |
| Matthew Wilks Director | May 12, 2025 | Buy | +31,170 | $12.20 | $380.27K | 49,542 |
| Matthew Wilks Director | May 9, 2025 | Buy | +10,458 | $11.62 | $121.52K | 28,830 |
| Matthew Wilks Director | May 9, 2025 | Buy | +3,980 | $11.73 | $46.69K | 72,006 |
| Matthew Wilks Director | May 9, 2025 | Buy | +18,372 | $11.75 | $215.87K | 18,372 |
| Matthew Wilks Director | May 9, 2025 | Buy | +3,980 | $11.73 | $46.69K | 72,006 |
| Matthew Wilks Director | May 9, 2025 | Buy | +10,458 | $11.62 | $121.52K | 28,830 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
33.93%
4M shares short
Days to cover
19.8
At 0M shares a day
Change since last report
+1.1%
From 4M shares
Short volume, 20 days
72.4%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Flotek Industries's stock actually held short. Settlement fails (shares not delivered on time) peaked at 77,511 shares on Oct 5, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| James Bond Clement Officer | May 18, 2026 | 12,554 | $257.36K | May 18, 2026 | Restricted Stock Awards |
| Harshavardhan V. Agadi Director | Nov 13, 2025 | 66,956 | $1.01M | Nov 13, 2025 | Stock Award |
| Ryan Gillis Ezell Chief Executive Officer | Aug 14, 2025 | 87,187 | $1.10M | Aug 14, 2025 | Stock Option Exercise |
| James Bond Clement Chief Financial Officer | Aug 14, 2025 | 45,732 | $582.60K | Aug 13, 2025 | Stock Option Exercise |
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