FIGX Capital Acquisition Corp. (FIGX) shareholders
Close on Nov 13, 2026Market cap $201.42MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Louis Gerken Joint filing with FIGX Acquisition Partners LLC (21.50%) | 4,189,588 | 21.50% | 13D (active) | Jun 30, 2025 |
| Karpus Management, Inc. | 1,163,324 | 6.00% | 13G (passive) | Jun 30, 2026 |
| Picton Mahoney Asset Management | 1,000,000 | 6.64% | 13G (passive) | Jun 30, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FIGX | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Karpus Management, Inc. | 1,163,324 | – | $11.90M | +723,375 | 0.34% |
| Picton Mahoney Asset Management | 1,015,000 | – | $10.38M | +15,000 | 0.08% |
| D. E. Shaw & Co., Inc. | 740,851 | – | $7.58M | – | 0.00% |
| Glazer Capital, LLC | 594,902 | – | $6.09M | −5,063 | 0.15% |
| Magnetar Financial LLC | 500,000 | – | $5.12M | – | 0.05% |
| MMCAP International Inc. SPC | 500,000 | – | $5.12M | – | 0.43% |
| Wealthspring Capital LLC | 492,010 | – | $5.03M | −11,520 | 1.12% |
| Two Sigma Investments, LP | 474,874 | – | $4.86M | – | 0.00% |
| Periscope Capital Inc. | 425,000 | – | $4.35M | +75,000 | 0.38% |
| Polar Asset Management Partners Inc. | 400,200 | – | $4.09M | +100 | 0.07% |
| Alberta Investment Management Corp | 400,000 | – | $4.09M | – | 0.02% |
| Rivernorth Capital Management, LLC | 341,260 | – | $3.51M | – | 0.17% |
| Mangrove Partners | 335,237 | – | $3.43M | – | 0.23% |
| Radcliffe Capital Management, L.P. | 331,996 | – | $3.40M | +2 | 0.26% |
| Millennium Management LLC | 313,250 | – | $3.20M | +10 | 0.00% |
| Commonwealth Of Pennsylvania Public School Empls Retrmt Sys | 313,114 | – | $3.20M | – | 0.02% |
| TENOR CAPITAL MANAGEMENT Co., L.P. | 300,000 | – | $3.07M | – | 0.04% |
| Mizuho Securities USA LLC | 274,012 | – | $2.79M | +226,782 | 0.03% |
| OMERS ADMINISTRATION Corp | 262,000 | – | $2.68M | – | 0.02% |
| Context Capital Management, LLC | 250,000 | – | $2.56M | – | 0.05% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 56 | 14M | 2 / 10 | 8 / 3 | 1M | 1M |
| Q1 2026 | 57 | 13M | 5 / 9 | 7 / 4 | 1M | 1M |
| Q4 2025 | 57 | 13M | 21 / 8 | 8 / 2 | 5M | 1M |
| Q3 2025 | 38 | 9M | 38 / 0 | 0 / 0 | 9M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
3 funds held FIGX in Q2 2026, 0% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of FIGX | Value | % of fund | As of |
|---|---|---|---|---|---|
| First Trust Merger Arbitrage Fund | 209,438 | – | $2.14M | 0.13% | Jun 30, 2026 |
| First Trust Multi-Strategy Fund | 39,098 | – | $399.97K | 0.03% | Jun 30, 2026 |
| Global Multi-Strategy Fund | 2,592 | – | $26.52K | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Louis C. Gerken | CEO, Director, 10% owner | 312,470 | Jul 1, 2025 |
| Harley L. Rollins Iii | Chief Financial Officer | – | Jun 26, 2025 |
| Marc Holtzman | Director | – | Nov 18, 2025 |
| Russell Read | Director | – | Jun 27, 2025 |
| Pierre Sauvagnat | Director | – | Jun 26, 2025 |
| Real Desrochers | Director | – | Jun 26, 2025 |
| Acquisition Partners LLC FIGX | 10% owner | – | Jul 1, 2025 |
| Jide James Zeitlin | – | – | Jun 26, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Louis C. Gerken CEO, Director, 10% owner | Jun 30, 2025 | Buy | +312,470 | $10.00 | $3.12M | 312,470 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of FIGX Capital Acquisition's stock actually held short. Settlement fails (shares not delivered on time) peaked at 25,000 shares on Aug 31, 2026 over the last 90 days.
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