Focus Universal Inc. (FCUV) shareholders
FCUVNasdaqIndustrial Instruments For Measurement, Display, and ControlFiscal year ends December 31
$7.08+4.08 (+136.00%)
Close on Nov 13, 2026Market cap $4.98MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
4.7%
0M of 1M shares
Institutional holders
6
6 new, 0 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FCUV | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Jane Street Group, LLC | 20,269 | 2.88% | $77.02K | New | 0.00% |
| Citadel Advisors LLC | 11,539 | 1.64% | $43.85K | New | 0.00% |
| Tower Research Capital LLC (TRC) | 843 | 0.12% | $3.20K | New | 0.00% |
| Vanguard Capital Management LLC | 697 | 0.10% | $2.65K | New | 0.00% |
| Bnp Paribas Arbitrage, Snc | 3 | 0.00% | $11 | New | 0.00% |
| Group One Trading, L.P. | 2 | 0.00% | $8 | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 6 | 0M | 4.7% | 6 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
81 funds held FCUV in Q1 2023, 77% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of FCUV | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 697 | 0.10% | $2.65K | 0.00% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Desheng Wang | CEO and Director, 10% owner | 2,267,800 | 322.71% | Aug 15, 2025 |
| Edward Shihai Lee | Director, 10% owner | 1,395,830 | 198.63% | Nov 24, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Edward Shihai Lee Director, 10% owner | Nov 17, 2025 | Conversion | +550,000 | $3.63 | $2.00M | 1,031,830 |
| Desheng Wang CEO and Director, 10% owner | Aug 15, 2025 | Buy | +1,000 | $2.28 | $2.28K | 2,267,800 |
| Desheng Wang CEO and Director, 10% owner | Aug 15, 2025 | Buy | +1,000 | $2.23 | $2.23K | 2,268,800 |
| Desheng Wang CEO and Director, 10% owner | Aug 15, 2025 | Buy | +1,000 | $2.28 | $2.28K | 2,263,800 |
| Desheng Wang CEO and Director, 10% owner | Aug 15, 2025 | Buy | +1,000 | $2.18 | $2.18K | 2,270,800 |
| Desheng Wang CEO and Director, 10% owner | Aug 15, 2025 | Buy | +1,000 | $2.22 | $2.22K | 2,271,800 |
| Desheng Wang CEO and Director, 10% owner | Aug 15, 2025 | Buy | +1,000 | $2.20 | $2.20K | 2,272,800 |
| Desheng Wang CEO and Director, 10% owner | Aug 15, 2025 | Buy | +1,000 | $2.20 | $2.20K | 2,273,800 |
| Desheng Wang CEO and Director, 10% owner | Aug 15, 2025 | Buy | +1,000 | $2.28 | $2.28K | 2,266,800 |
| Desheng Wang CEO and Director, 10% owner | Aug 15, 2025 | Buy | +1,000 | $2.25 | $2.25K | 2,265,800 |
| Desheng Wang CEO and Director, 10% owner | Aug 15, 2025 | Buy | +1,000 | $2.22 | $2.22K | 2,264,800 |
| Desheng Wang CEO and Director, 10% owner | Aug 15, 2025 | Buy | +1,000 | $2.20 | $2.20K | 2,269,800 |
| Edward Shihai Lee Director, 10% owner | Jan 13, 2025 | Other | −360,000 | $5.95 | $2.14M | 364,000 |
| Edward Shihai Lee Director, 10% owner | Sep 25, 2024 | Award | +1,000,000 | $0.30 | $300.00K | 556,580 |
| Desheng Wang CEO, Director, 10% owner | Sep 25, 2024 | Award | +1,000,000 | $0.30 | $300.00K | 2,262,801 |
| Edward Shihai Lee Director, 10% owner | Sep 23, 2024 | Award | +1,000,000 | $3.30 | $3.30M | 481,830 |
| Edward Shihai Lee Director, 10% owner | Sep 18, 2024 | Buy | +1,000,000 | $0.30 | $300.00K | 9,185,000 |
| Edward Shihai Lee President and Director, 10% owner | Sep 18, 2024 | Buy | +1,000,000 | $0.30 | $300.00K | 9,185,000 |
| Desheng Wang CEO and Director, 10% owner | Sep 18, 2024 | Buy | +1,000,000 | $0.30 | $300.00K | 22,729,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +100 | $0.18 | $18 | 21,878,650 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,878,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.17 | $3.40K | 21,858,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +10,000 | $0.18 | $1.80K | 21,838,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,828,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,808,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,788,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,768,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,748,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,728,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,708,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,688,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,668,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +30,000 | $0.19 | $5.70K | 21,648,550 |
| Desheng Wang CEO and Director, 10% owner | Aug 28, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,898,650 |
| Desheng Wang CEO and Director, 10% owner | Aug 27, 2024 | Buy | +2,000 | $0.19 | $380 | 21,618,500 |
| Desheng Wang CEO and Director, 10% owner | Aug 27, 2024 | Buy | +20,000 | $0.18 | $3.60K | 21,616,550 |
| Edward Shihai Lee Director, 10% owner | Jan 2, 2024 | Other | −50,000 | $15.00 | $750.00K | 74,750 |
| Edward Shihai Lee Director, 10% owner | Jan 2, 2024 | Other | −80,000 | $15.00 | $1.20M | 797,500 |
| Edward Shihai Lee Director, 10% owner | Jan 2, 2024 | Other | +4,000,000 | $15.00 | $60.00M | 4,000,000 |
| Edward Shihai Lee Director, 10% owner | Jan 2, 2024 | Other | −4,000,000 | $15.00 | $60.00M | 3,818,300 |
| Sheri Lofgren Director | Sep 7, 2022 | Sale | −5,000 | $10.35 | $51.75K | 1,546 |
| Sheri Lofgren Director | Sep 7, 2022 | Sale | −10,903 | $10.13 | $110.45K | 16,546 |
| Sheri Lofgren Director | Sep 7, 2022 | Sale | −10,000 | $10.26 | $102.60K | 6,546 |
| Michael Ross Pope Director | Sep 2, 2022 | Sale | −13,493 | $10.06 | $135.74K | 1,546 |
| Michael Ross Pope Director | Sep 2, 2022 | Sale | −16,150 | $10.21 | $164.89K | 0 |
| Michael Ross Pope Director | Sep 1, 2022 | Sale | −4,000 | $10.06 | $40.24K | 16,150 |
| Michael Ross Pope Director | Aug 31, 2022 | Sale | −12,410 | $10.66 | $132.29K | 15,039 |
| Michael Ross Pope Director | Aug 31, 2022 | Sale | −10,000 | $10.46 | $104.60K | 20,150 |
| Sheri Lofgren Director | Aug 17, 2022 | Award | +14,677 | $5.70 | $83.66K | 14,677 |
| Sheri Lofgren Director | Aug 17, 2022 | Award | +10,968 | $3.00 | $32.90K | 25,645 |
| Sheri Lofgren Director | Aug 17, 2022 | Award | +1,804 | $8.86 | $15.98K | 27,449 |
| Michael Ross Pope Director | Aug 17, 2022 | Award | +1,804 | $8.86 | $15.98K | 27,449 |
| Michael Ross Pope Director | Aug 17, 2022 | Award | +14,677 | $5.70 | $83.66K | 14,677 |
| Michael Ross Pope Director | Aug 17, 2022 | Award | +10,968 | $3.00 | $32.90K | 25,645 |
| Edward Shihai Lee Director, 10% owner | Jul 20, 2022 | Gift | −11,000 | $90.33 | $993.63K | 585,000 |
| Edward Shihai Lee Director, 10% owner | Jul 20, 2022 | Other | −80,000 | $90.33 | $7.23M | 596,000 |
| Edward Shihai Lee Director, 10% owner | Jul 14, 2022 | Other | −500,000 | $89.80 | $44.90M | 5,212,200 |
| Edward Shihai Lee Director, 10% owner | Jul 14, 2022 | Other | +500,000 | $89.80 | $44.90M | 245,670 |
| Michael Ross Pope Director | Jun 23, 2022 | Sale | −21,000 | $6.00 | $126.00K | 30,150 |
| Michael Ross Pope Director | Jun 2, 2022 | Sale | −29,000 | $6.00 | $174.00K | 51,150 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
0.34%
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
-68.6%
From 0M shares
Short volume, 20 days
57.4%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Focus Universal's stock actually held short. Settlement fails (shares not delivered on time) peaked at 154,453 shares on Sep 8, 2026 over the last 90 days.
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