First Carolina Financial Services, Inc. (FCBM) shareholders
FCBMNYSEState Commercial BanksFiscal year ends December 31
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 14, 2026
$13.42+0.02 (+0.15%)
Close on Nov 13, 2026Market cap $416.94MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
22.5%
7M of 31M shares
Institutional holders
31
31 new, 0 sold out
Net institutional buying
7M
In Q2 2026
Insider trades, 12 months
23 buys · 0 sales
Net bought $1.66M
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of FCBM | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Banc Funds Co LLC | 1,338,750 | 4.31% | $17.73M | New | 2.93% |
| Wellington Management Group Llp | 1,180,612 | 3.80% | $15.63M | New | 0.00% |
| Mendon Capital Advisors Corp | 700,000 | 2.25% | $9.27M | New | 3.28% |
| RMB Capital Management, LLC | 642,700 | 2.07% | $8.51M | New | 0.13% |
| Endeavour Capital Advisors Inc | 480,000 | 1.54% | $6.36M | New | 1.30% |
| Adage Capital Partners Gp, L.L.C. | 425,000 | 1.37% | $5.63M | New | 0.01% |
| Emerald Mutual Fund Advisers Trust | 414,090 | 1.33% | $5.48M | New | 0.19% |
| Fourthstone LLC | 377,228 | 1.21% | $4.99M | New | 3.56% |
| General American Investors Co Inc | 207,606 | 0.67% | $2.75M | New | 0.16% |
| Alliancebernstein L.P. | 136,000 | 0.44% | $1.80M | New | 0.00% |
| Algebris (UK) Ltd | 130,888 | 0.42% | $1.73M | New | 0.11% |
| Citadel Advisors LLC | 102,183 | 0.33% | $1.35M | New | 0.00% |
| PMC FIG Opportunities LLC | 100,000 | 0.32% | $1.32M | New | 2.11% |
| Emerald Advisers, LLC | 94,236 | 0.30% | $1.25M | New | 0.03% |
| Kennedy Capital Management LLC | 75,336 | 0.24% | $997.45K | New | 0.02% |
| Boothbay Fund Management, LLC | 75,000 | 0.24% | $993.00K | New | 0.01% |
| Millennium Management LLC | 70,188 | 0.23% | $929.29K | New | 0.00% |
| Pacific Ridge Capital Partners, LLC | 52,286 | 0.17% | $692.27K | New | 0.13% |
| Schonfeld Strategic Advisors LLC | 51,784 | 0.17% | $685.62K | New | 0.00% |
| BlueCrest Capital Management Ltd | 50,000 | 0.16% | $662.00K | New | 0.02% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 31 | 7M | 22.5% | 31 / 0 | 0 / 0 | 7M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
2 funds held FCBM in Q3 2026, 0% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of FCBM | Value | % of fund | As of |
|---|---|---|---|---|---|
| RMB Mendon Financial Services Fund | 642,700 | 2.07% | $8.51M | 3.29% | Jun 30, 2026 |
| Emerald Growth Fund | 378,515 | 1.22% | $4.74M | 0.32% | Jul 31, 2026 |
| Emerald Finance & Banking Innovation Fund | 35,575 | 0.11% | $445.04K | 0.92% | Jul 31, 2026 |
| Acuitas Small Cap Active ETF | 11,099 | 0.04% | $146.95K | 0.16% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Ronald Arvin Day | Chairman, President and CEO, Director | 383,600 | 1.23% | Jun 22, 2026 |
| Douglas Andrew Mathieson | Chief Rev. & Strategy Officer | 19,000 | 0.06% | Jul 16, 2026 |
| Steven G. Deaton | CFO and Chief Risk Officer | 79,000 | 0.25% | Jun 22, 2026 |
| Overton Stokes Suiter III | Chief Credit Officer of Bank | 84,100 | 0.27% | Jun 22, 2026 |
| Patrick Wayne Pritchard | Chief Info. Officer of Bank | 50,000 | 0.16% | Jun 22, 2026 |
| Kristen Dawn Brabble | Chief Operating Officer | 135,000 | 0.43% | Jun 22, 2026 |
| Douglas Ford IV | Chief Banking Officer of Bank | 160,000 | 0.51% | Jun 22, 2026 |
| James A. Lucas Jr | Director | 684,180 | 2.20% | Jun 22, 2026 |
| Charles Austin Robbins Jr | Director | 385,492 | 1.24% | Jun 22, 2026 |
| Gregory Everette Floyd | Director | 301,097 | 0.97% | Jun 22, 2026 |
| John Walter Gussenhoven | Director | 334,016 | 1.08% | Jun 22, 2026 |
| Kevin Meek Shannon | Director | 23,000 | 0.07% | Jun 22, 2026 |
| Sandra Bell Boone | Director | 304,782 | 0.98% | Jun 22, 2026 |
| John Jethro Ferebee Jr | Director | 358,676 | 1.15% | Jun 22, 2026 |
| Vincent Charles Andracchio II | Director | 381,620 | 1.23% | Jun 22, 2026 |
| Charles Albert Paul III | Director | 216,576 | 0.70% | Jun 22, 2026 |
| David Shawver Oyler | Director | 69,410 | 0.22% | Jun 17, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Charles Albert Paul III Director | Jun 18, 2026 | Buy | +7,000 | $12.50 | $87.50K | 103,000 |
| Vincent Charles Andracchio II Director | Jun 18, 2026 | Buy | +8,000 | $12.50 | $100.00K | 33,284 |
| John Jethro Ferebee Jr Director | Jun 18, 2026 | Buy | +7,000 | $12.50 | $87.50K | 7,000 |
| John Jethro Ferebee Jr Director | Jun 18, 2026 | Buy | +7,000 | $12.50 | $87.50K | 300,176 |
| John Jethro Ferebee Jr Director | Jun 18, 2026 | Buy | +100 | $13.00 | $1.30K | 7,100 |
| Sandra Bell Boone Director | Jun 18, 2026 | Buy | +7,000 | $12.50 | $87.50K | 304,782 |
| Kevin Meek Shannon Director | Jun 18, 2026 | Buy | +4,000 | $12.50 | $50.00K | 23,000 |
| Ronald Arvin Day Chairman, President and CEO, Director | Jun 18, 2026 | Buy | +4,000 | $12.50 | $50.00K | 383,600 |
| Douglas Ford IV Chief Banking Officer of Bank | Jun 18, 2026 | Buy | +4,000 | $12.50 | $50.00K | 160,000 |
| Patrick Wayne Pritchard Chief Info. Officer of Bank | Jun 18, 2026 | Buy | +1,000 | $12.50 | $12.50K | 50,000 |
| Gregory Everette Floyd Director | Jun 18, 2026 | Buy | +3,125 | $12.50 | $39.06K | 3,125 |
| Gregory Everette Floyd Director | Jun 18, 2026 | Buy | +3,375 | $12.50 | $42.19K | 43,375 |
| Gregory Everette Floyd Director | Jun 18, 2026 | Buy | +18,750 | $12.50 | $234.38K | 152,990 |
| Gregory Everette Floyd Director | Jun 18, 2026 | Buy | +3,375 | $12.50 | $42.19K | 3,375 |
| James A. Lucas Jr Director | Jun 18, 2026 | Buy | +960 | $12.50 | $12.00K | 17,790 |
| James A. Lucas Jr Director | Jun 18, 2026 | Buy | +16,000 | $12.50 | $200.00K | 439,884 |
| James A. Lucas Jr Director | Jun 18, 2026 | Buy | +1,260 | $12.50 | $15.75K | 52,860 |
| James A. Lucas Jr Director | Jun 18, 2026 | Buy | +960 | $12.50 | $12.00K | 5,790 |
| Charles Austin Robbins Jr Director | Jun 18, 2026 | Buy | +14,000 | $12.50 | $175.00K | 369,492 |
| Overton Stokes Suiter III Chief Credit Officer of Bank | Jun 18, 2026 | Buy | +1,100 | $12.50 | $13.75K | 84,100 |
| John Walter Gussenhoven Director | Jun 18, 2026 | Buy | +16,000 | $12.50 | $200.00K | 334,016 |
| Steven G. Deaton CFO and Chief Risk Officer | Jun 18, 2026 | Buy | +4,000 | $12.50 | $50.00K | 79,000 |
| Kristen Dawn Brabble Chief Operating Officer | Jun 18, 2026 | Buy | +750 | $12.50 | $9.38K | 135,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of float
0.95%
0M shares short
Days to cover
1.5
At 0M shares a day
Change since last report
-3.2%
From 0M shares
Short volume, 20 days
36.5%
Of volume reported to FINRA
Shares sold short, last 5 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of First Carolina Financial Services's stock actually held short. Settlement fails (shares not delivered on time) peaked at 19,493 shares on Sep 29, 2026 over the last 90 days.
See a number that looks wrong?