ClearBridge Energy Midstream Opportunity Fund Inc. (EMO) shareholders
Close on Nov 12, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Morgan Stanley Joint filing with Morgan Stanley Smith Barney LLC (7.10%) | 1,309,627 | 7.20% | 13G (passive) amendment | Dec 31, 2025 |
| Prudential Financial, Inc. | 1,200,002 | 45.50% | 13G (passive) amendment | Oct 7, 2024 |
| HPS Investment Partners, LLC | 371,430 | – | 13G (passive) amendment | Sep 30, 2024 |
| Corebridge Financial, Inc. | 160,000 | 9.20% | 13G (passive) amendment | Jul 31, 2026 |
| MetLife Investment Management, LLC | 140,001 | 5.30% | 13G (passive) | Mar 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of EMO | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 1,326,322 | – | $66.45M | −4,652 | 0.00% |
| Z3 Capital Partners, LLC | 629,814 | – | $31.55M | −2,483 | 6.62% |
| EP Wealth Advisors, LLC | 297,457 | – | $14.90M | −6,296 | 0.06% |
| Royal Bank of Canada | 276,250 | – | $13.84M | +5,807 | 0.00% |
| Wells Fargo & Company/Mn | 239,795 | – | $12.01M | +14,089 | 0.00% |
| Advisors Asset Management, Inc. | 218,811 | – | $10.96M | −26,025 | 0.17% |
| Bank Of America Corp /De/ | 195,043 | – | $9.77M | −18,224 | 0.00% |
| Penserra Capital Management LLC | 184,913 | – | $9.26M | +7,032 | 0.07% |
| Saba Capital Management, L.P. | 126,112 | – | $6.32M | New | 0.16% |
| Stifel Financial Corp | 122,953 | – | $6.16M | −3,422 | 0.01% |
| Steward Partners Investment Advisory, LLC | 111,114 | – | $5.57M | +84 | 0.03% |
| Sit Investment Associates Inc | 87,278 | – | $4.37M | −447,017 | 0.08% |
| Osaic Holdings, Inc. | 85,585 | – | $4.29M | +21,294 | 0.01% |
| Ameriprise Financial Inc | 84,862 | – | $4.24M | +3,142 | 0.00% |
| UBS Group AG | 83,120 | – | $4.16M | −5,638 | 0.00% |
| Edgemoor Investment Advisors, Inc. | 77,329 | – | $3.87M | −409 | 0.26% |
| Thomas J. Herzfeld Advisors, Inc. | 73,130 | – | $3.66M | +14,107 | 1.12% |
| Raymond James Financial Inc | 68,327 | – | $3.42M | +11,872 | 0.00% |
| Oxbow Advisors, LLC | 58,484 | – | $2.93M | – | 0.24% |
| Blue Bell Private Wealth Management, LLC | 48,724 | – | $2.44M | +921 | 0.30% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 117 | 5M | 13 / 37 | 33 / 13 | 0M | 1M |
| Q1 2026 | 119 | 6M | 20 / 38 | 33 / 16 | 0M | 1M |
| Q4 2025 | 119 | 6M | 25 / 38 | 24 / 16 | 2M | 1M |
| Q3 2025 | 112 | 4M | 20 / 27 | 30 / 12 | 1M | 1M |
| Q2 2025 | 105 | 5M | 10 / 28 | 28 / 12 | 1M | 0M |
| Q1 2025 | 109 | 5M | 9 / 37 | 28 / 10 | 0M | 0M |
| Q4 2024 | 112 | 5M | 22 / 25 | 36 / 14 | 1M | 1M |
| Q3 2024 | 107 | 5M | 58 / 34 | 5 / 6 | 4M | 0M |
| Q2 2024 | 56 | 2M | 8 / 6 | 33 / 19 | 0M | 6M |
| Q1 2024 | 67 | 8M | 14 / 17 | 18 / 10 | 1M | 1M |
| Q4 2023 | 63 | 7M | 13 / 19 | 13 / 10 | 2M | 1M |
| Q3 2023 | 61 | 6M | 8 / 15 | 20 / 8 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
5 funds held EMO in Q2 2026, 14% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of EMO | Value | % of fund | As of |
|---|---|---|---|---|---|
| Amplify CEF High Income ETF | 184,037 | – | $9.22M | 1.28% | Jun 30, 2026 |
| Calamos CEF Income & Arbitrage ETF | 17,848 | – | $921.31K | 2.72% | Jul 31, 2026 |
| Saba Closed-End Funds ETF | 12,417 | – | $615.14K | 0.15% | May 31, 2026 |
| Multi-Hedge Strategies Fund | 59 | – | $2.96K | 0.01% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 21 | – | $1.05K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Robert D. Agdern | Director | 1,538 | Oct 14, 2025 |
| Anthony Grillo | Director | 250 | May 28, 2025 |
| Peter Daniel Charles Mason | Director | 0 | Nov 22, 2024 |
| Hillary A. Sale | Director | 0 | Nov 21, 2024 |
| Brett Michael Mossman | – | – | Sep 11, 2026 |
| Ann Elizabeth Doyle | – | – | Sep 10, 2026 |
| Corebridge Financial, Inc. | – | 160,000 | Jul 27, 2026 |
| General Life Insurance Co American | – | 160,047 | Jul 27, 2026 |
| John Haller | – | – | Apr 2, 2026 |
| Brian Eakes | – | 0 | Jan 12, 2026 |
| Seok Selene Oh | – | – | May 27, 2025 |
| Resources Inc Franklin | – | 31,709 | Mar 6, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| General Life Insurance Co American – | Jul 23, 2026 | Other | −134,286 | $35.23 | $4.73M | 0 |
| Corebridge Financial, Inc. – | Oct 15, 2025 | Other | −5,494,298.5 | $5592315.68 | $30.73T | – |
| Robert D. Agdern Director | Oct 13, 2025 | Buy | +385 | $42.11 | $16.21K | 1,538 |
| Corebridge Financial, Inc. – | Jun 11, 2025 | Other | −125,716 | $35.04 | $4.41M | 0 |
| Corebridge Financial, Inc. – | Jun 11, 2025 | Other | −559,610.2 | $569291.46 | $318.58B | – |
| Anthony Grillo Director | May 27, 2025 | Buy | +250 | $45.84 | $11.46K | 250 |
| Corebridge Financial, Inc. – | Mar 28, 2025 | Sale | −65,715 | $34.31 | $2.25M | 134,286 |
| Corebridge Financial, Inc. – | Mar 28, 2025 | Sale | −74,286 | $33.69 | $2.50M | 160,000 |
| Resources Inc Franklin – | Jan 8, 2025 | Sale | −9,704 | $47.06 | $456.67K | 0 |
| Resources Inc Franklin – | Jan 3, 2025 | Sale | −8,772 | $47.00 | $412.28K | 8,204 |
| Resources Inc Franklin – | Dec 27, 2024 | Sale | −1,124 | $46.03 | $51.74K | 16,976 |
| Resources Inc Franklin – | Dec 24, 2024 | Sale | −8,153 | $46.01 | $375.12K | 18,100 |
| Resources Inc Franklin – | Dec 20, 2024 | Sale | −1,747 | $45.09 | $78.77K | 26,253 |
| Resources Inc Franklin – | Dec 16, 2024 | Sale | −2,209 | $46.04 | $101.70K | 28,000 |
| Resources Inc Franklin – | Dec 11, 2024 | Sale | −1,200 | $47.45 | $56.94K | 31,709 |
| Resources Inc Franklin – | Dec 11, 2024 | Sale | −2,700 | $47.45 | $128.12K | 30,209 |
| Resources Inc Franklin – | Dec 10, 2024 | Sale | −2,610 | $47.43 | $123.79K | 32,909 |
| Resources Inc Franklin – | Dec 9, 2024 | Sale | −1,000 | $48.05 | $48.05K | 35,519 |
| Chris Eades – | Oct 25, 2024 | Sale | −23,500 | $44.00 | $1.03M | 14,384 |
| Resources Inc Franklin – | Oct 18, 2024 | Sale | −7,900 | $43.71 | $345.31K | 36,519 |
| Resources Inc Franklin – | Oct 17, 2024 | Sale | −6,600 | $43.69 | $288.35K | 44,419 |
| Resources Inc Franklin – | Oct 16, 2024 | Sale | −8,467 | $43.69 | $369.92K | 51,019 |
| Resources Inc Franklin – | Oct 15, 2024 | Sale | −6,376 | $43.42 | $276.85K | 59,486 |
| Resources Inc Franklin – | Oct 14, 2024 | Sale | −7,657 | $43.90 | $336.14K | 65,862 |
| Annuity Life Insurance Co /Tx/ Variable – | Sep 9, 2024 | Other | +1,492,293.86 | – | – | 200,001 |
| Annuity Life Insurance Co /Tx/ Variable – | Sep 9, 2024 | Other | +2,051,904.07 | – | – | – |
| Annuity Life Insurance Co /Tx/ Variable – | Sep 9, 2024 | Other | −70 | – | – | – |
| Annuity Life Insurance Co /Tx/ Variable – | Sep 9, 2024 | Other | +200,001 | – | – | – |
| Annuity Life Insurance Co /Tx/ Variable – | Sep 9, 2024 | Other | +125,716 | – | – | 125,716 |
| Annuity Life Insurance Co /Tx/ Variable – | Sep 9, 2024 | Other | +234,286 | – | – | 234,286 |
| Annuity Life Insurance Co /Tx/ Variable – | Sep 9, 2024 | Other | +559,610.2 | – | – | 0 |
| Insurance Co Of America Prudential 10% owner | Sep 9, 2024 | Other | +314,286 | $35.00 | $11.00M | 314,286 |
| Insurance Co Of America Prudential 10% owner | Sep 9, 2024 | Other | +142,858 | $35.00 | $5.00M | 142,858 |
| Insurance Co Of America Prudential 10% owner | Sep 9, 2024 | Other | −166,667 | $30.00 | $5.00M | 0 |
| Insurance Co Of America Prudential 10% owner | Sep 9, 2024 | Other | +285,715 | $35.00 | $10.00M | 285,715 |
| Insurance Co Of America Prudential 10% owner | Sep 9, 2024 | Other | +457,143 | $35.00 | $16.00M | 457,143 |
| Corebridge Financial, Inc. – | Jul 23, 2024 | Other | −30 | $100825.44 | $3.02M | 0 |
| Boaz Weinstein 10% owner | Jun 21, 2024 | Tender of shares | −2,648,311 | $44.45 | $117.72M | 358,806 |
| American International Group, Inc. – | Jun 9, 2024 | Other | −47 | – | – | – |
| American International Group, Inc. – | Jun 9, 2024 | Other | −3,749,858.9 | – | – | 10 |
| American International Group, Inc. – | Jun 9, 2024 | Other | −20 | – | – | 23 |
| Boaz Weinstein 10% owner | Dec 6, 2023 | Buy | +25,253 | $33.70 | $851.03K | 3,007,117 |
| Boaz Weinstein 10% owner | Dec 5, 2023 | Buy | +15,756 | $34.24 | $539.49K | 2,981,864 |
| Saba Capital Management, L.P. 10% owner | Dec 4, 2023 | Buy | +1,736 | $34.38 | $59.68K | 2,966,108 |
| Saba Capital Management, L.P. 10% owner | Dec 1, 2023 | Buy | +30,458 | $34.85 | $1.06M | 2,964,372 |
| Saba Capital Management, L.P. 10% owner | Nov 30, 2023 | Buy | +12,698 | $34.32 | $435.80K | 2,933,914 |
| Saba Capital Management, L.P. 10% owner | Nov 29, 2023 | Buy | +5,793 | $33.61 | $194.70K | 2,921,216 |
| Saba Capital Management, L.P. 10% owner | Nov 28, 2023 | Buy | +32,400 | $33.08 | $1.07M | 2,915,423 |
| Boaz Weinstein 10% owner | Nov 10, 2023 | Buy | +4,413 | $32.21 | $142.14K | 2,883,023 |
| Boaz Weinstein 10% owner | Nov 9, 2023 | Buy | +34,012 | $31.60 | $1.07M | 2,878,610 |
| Boaz Weinstein 10% owner | Nov 8, 2023 | Buy | +9,993 | $31.52 | $314.98K | 2,844,598 |
| Boaz Weinstein 10% owner | Nov 3, 2023 | Buy | +7,905 | $33.05 | $261.26K | 2,834,605 |
| Saba Capital Management, L.P. 10% owner | Nov 2, 2023 | Buy | +25,187 | $32.91 | $828.90K | 2,826,700 |
| Saba Capital Management, L.P. 10% owner | Nov 1, 2023 | Buy | +1,421 | $31.27 | $44.43K | 2,801,513 |
| Boaz Weinstein 10% owner | Oct 31, 2023 | Buy | +77,446 | $31.33 | $2.43M | 2,794,917 |
| Boaz Weinstein 10% owner | Oct 30, 2023 | Buy | +22,982 | $30.94 | $711.06K | 2,717,471 |
| Boaz Weinstein 10% owner | Oct 27, 2023 | Buy | +7,732 | $31.13 | $240.70K | 2,694,489 |
| Boaz Weinstein 10% owner | Oct 26, 2023 | Buy | +2,648 | $31.54 | $83.52K | 2,686,757 |
| Saba Capital Management, L.P. 10% owner | Oct 24, 2023 | Buy | +12,665 | $31.61 | $400.34K | 2,684,109 |
| Saba Capital Management, L.P. 10% owner | Oct 23, 2023 | Buy | +34,913 | $31.25 | $1.09M | 2,671,444 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of ClearBridge Energy Midstream Opportunity Fund's stock actually held short. Settlement fails (shares not delivered on time) peaked at 427 shares on Aug 21, 2026 over the last 90 days.
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