BlackRock ESG Capital Allocation Term Trust (ECAT) shareholders
ECATNYSEFiscal year ends December 31
$12.45−0.43 (-3.34%)
Close on Nov 13, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
33M
Shares held, 13F filers
Institutional holders
79
11 new, 15 sold out
Net institutional buying
-4M
In Q2 2026
Insider trades, 12 months
3 buys · 183 sales
Net sold $221.63M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Saba Capital Management, L.P. Joint filing with Boaz R. Weinstein (12.66%), Saba Capital Management GP, LLC (12.66%) | 12,588,023 | 12.66% | 13D (active) amendment | Sep 18, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of ECAT | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 17,612,449 | – | $276.87M | −4,409,714 | 7.10% |
| Morgan Stanley | 2,161,073 | – | $33.97M | −43,395 | 0.00% |
| Penserra Capital Management LLC | 1,516,889 | – | $23.85M | +57,879 | 0.18% |
| Royal Bank of Canada | 1,254,166 | – | $19.72M | +31,006 | 0.00% |
| BlackRock, Inc. | 1,228,545 | – | $19.31M | −5,000 | 0.00% |
| Invesco Ltd. | 994,942 | – | $15.64M | −51,207 | 0.00% |
| Cohen & Steers, Inc. | 928,615 | – | $14.60M | +60,000 | 0.02% |
| Ameriprise Financial Inc | 813,493 | – | $12.79M | +170,907 | 0.00% |
| Bank Of America Corp /De/ | 786,472 | – | $12.36M | +574 | 0.00% |
| Advisors Asset Management, Inc. | 701,463 | – | $11.03M | +54,503 | 0.17% |
| Wells Fargo & Company/Mn | 646,887 | – | $10.17M | +255,394 | 0.00% |
| Flagship Harbor Advisors, LLC | 586,647 | – | $9.22M | +28,141 | 0.35% |
| Mason & Associates Inc | 357,593 | – | $5.62M | +25,389 | 0.91% |
| Formidable Asset Management, LLC | 296,032 | – | $4.02M | −5,837 | 0.64% |
| LPL Financial LLC | 269,321 | – | $4.23M | −8,326 | 0.00% |
| Osaic Holdings, Inc. | 255,323 | – | $4.01M | +24,804 | 0.00% |
| Oppenheimer & Co Inc | 196,335 | – | $3.09M | −2,896 | 0.03% |
| UBS Group AG | 179,846 | – | $2.83M | −64,581 | 0.00% |
| Raymond James Financial Inc | 152,737 | – | $2.40M | +212 | 0.00% |
| RFG Advisory, LLC | 117,195 | – | $1.84M | +11,390 | 0.03% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 79 | 33M | 11 / 34 | 22 / 15 | 1M | 5M |
| Q1 2026 | 84 | 37M | 18 / 32 | 21 / 10 | 2M | 5M |
| Q4 2025 | 79 | 40M | 19 / 25 | 23 / 14 | 1M | 2M |
| Q3 2025 | 74 | 41M | 14 / 28 | 15 / 19 | 1M | 5M |
| Q2 2025 | 79 | 45M | 17 / 23 | 21 / 10 | 4M | 3M |
| Q1 2025 | 72 | 43M | 12 / 24 | 23 / 10 | 1M | 4M |
| Q4 2024 | 70 | 46M | 14 / 23 | 21 / 7 | 1M | 2M |
| Q3 2024 | 65 | 46M | 15 / 13 | 27 / 13 | 2M | 3M |
| Q2 2024 | 63 | 48M | 5 / 27 | 23 / 13 | 3M | 8M |
| Q1 2024 | 71 | 53M | 7 / 20 | 33 / 10 | 7M | 3M |
| Q4 2023 | 74 | 48M | 12 / 26 | 28 / 13 | 13M | 4M |
| Q3 2023 | 76 | 40M | 14 / 27 | 23 / 5 | 4M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
3 funds held ECAT in Q2 2026, 63% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of ECAT | Value | % of fund | As of |
|---|---|---|---|---|---|
| Saba Closed-End Funds ETF | 1,647,143 | – | $25.74M | 6.10% | May 31, 2026 |
| Amplify CEF High Income ETF | 1,509,659 | – | $23.73M | 3.29% | Jun 30, 2026 |
| Invesco CEF Income Composite ETF | 960,041 | – | $15.01M | 1.81% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Charles Park | Chief Compliance Officer | – | Aug 5, 2026 |
| Stephen Thomas Minar | Vice President | 1,556 | May 16, 2025 |
| Francis C. Mahoney | Director | – | Sep 17, 2026 |
| Saba Capital Management, L.P. | 10% owner | 33,324,866 | Nov 10, 2026 |
| Richard M. Rieder | – | 141,464 | Jul 15, 2026 |
| Russell Jared Koesterich | – | 5,135 | Feb 3, 2026 |
| Randy William Berkowitz | – | 0 | Feb 3, 2026 |
| Sarah Croughan Thompson | – | 0 | Feb 3, 2026 |
| Boaz Weinstein | 10% owner | 28,065,346 | Sep 11, 2025 |
| BlackRock, Inc. | – | 1,228,545 | Mar 24, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. 10% owner | Nov 9, 2026 | Sale | −73,397 | $13.30 | $976.18K | 11,606,095 |
| Saba Capital Management, L.P. 10% owner | Nov 6, 2026 | Sale | −121,900 | $13.15 | $1.60M | 11,679,492 |
| Saba Capital Management, L.P. 10% owner | Nov 5, 2026 | Sale | −35,393 | $13.16 | $465.77K | 11,801,392 |
| Saba Capital Management, L.P. 10% owner | Nov 4, 2026 | Sale | −95,148 | $13.82 | $1.31M | 11,836,785 |
| Saba Capital Management, L.P. 10% owner | Nov 3, 2026 | Sale | −235,008 | $13.76 | $3.23M | 11,931,933 |
| Saba Capital Management, L.P. 10% owner | Nov 2, 2026 | Sale | −86,172 | $13.60 | $1.17M | 12,166,941 |
| Saba Capital Management, L.P. 10% owner | Oct 30, 2026 | Sale | −11,140 | $13.51 | $150.50K | 12,253,113 |
| Saba Capital Management, L.P. 10% owner | Oct 29, 2026 | Sale | −42,966 | $13.67 | $587.35K | 12,264,253 |
| Saba Capital Management, L.P. 10% owner | Oct 15, 2026 | Sale | −24,576 | $13.60 | $334.23K | 12,307,219 |
| Saba Capital Management, L.P. 10% owner | Oct 14, 2026 | Sale | −46,604 | $13.72 | $639.41K | 12,331,795 |
| Saba Capital Management, L.P. 10% owner | Oct 13, 2026 | Sale | −26,889 | $13.99 | $376.18K | 12,378,399 |
| Saba Capital Management, L.P. 10% owner | Oct 12, 2026 | Sale | −6,907 | $14.01 | $96.77K | 12,405,288 |
| Saba Capital Management, L.P. 10% owner | Oct 9, 2026 | Sale | −36,718 | $14.17 | $520.29K | 12,412,195 |
| Saba Capital Management, L.P. 10% owner | Oct 8, 2026 | Sale | −47,930 | $14.09 | $675.33K | 12,448,913 |
| Saba Capital Management, L.P. 10% owner | Oct 7, 2026 | Sale | −25,204 | $14.10 | $355.38K | 12,496,843 |
| Saba Capital Management, L.P. 10% owner | Oct 6, 2026 | Sale | −9,252 | $14.18 | $131.19K | 12,522,047 |
| Saba Capital Management, L.P. 10% owner | Oct 2, 2026 | Sale | −900 | $14.06 | $12.65K | 12,531,299 |
| Saba Capital Management, L.P. 10% owner | Oct 1, 2026 | Sale | −2,480 | $13.88 | $34.42K | 12,532,199 |
| Saba Capital Management, L.P. 10% owner | Sep 30, 2026 | Sale | −24,024 | $14.05 | $337.54K | 12,534,679 |
| Saba Capital Management, L.P. 10% owner | Sep 29, 2026 | Sale | −29,320 | $13.94 | $408.72K | 12,558,703 |
| Saba Capital Management, L.P. 10% owner | Sep 18, 2026 | Sale | −28,977 | $14.38 | $416.69K | 12,588,023 |
| Saba Capital Management, L.P. 10% owner | Sep 17, 2026 | Sale | −21,095 | $14.36 | $302.92K | 12,617,000 |
| Saba Capital Management, L.P. 10% owner | Sep 16, 2026 | Sale | −100,836 | $13.81 | $1.39M | 12,638,095 |
| Saba Capital Management, L.P. 10% owner | Sep 14, 2026 | Sale | −26,644 | $14.59 | $388.74K | 12,738,931 |
| Saba Capital Management, L.P. 10% owner | Sep 11, 2026 | Sale | −41,280 | $14.83 | $612.18K | 12,765,575 |
| Saba Capital Management, L.P. 10% owner | Sep 10, 2026 | Sale | −111,062 | $15.07 | $1.67M | 12,806,855 |
| Saba Capital Management, L.P. 10% owner | Sep 9, 2026 | Sale | −102,824 | $15.15 | $1.56M | 12,917,917 |
| Saba Capital Management, L.P. 10% owner | Sep 8, 2026 | Sale | −167,151 | $15.29 | $2.56M | 13,020,741 |
| Saba Capital Management, L.P. 10% owner | Sep 4, 2026 | Sale | −62,439 | $15.29 | $954.69K | 13,187,892 |
| Saba Capital Management, L.P. 10% owner | Sep 3, 2026 | Sale | −209,500 | $15.27 | $3.20M | 13,250,331 |
| Saba Capital Management, L.P. 10% owner | Sep 2, 2026 | Sale | −53,758 | $15.28 | $821.42K | 13,459,831 |
| Saba Capital Management, L.P. 10% owner | Sep 1, 2026 | Sale | −79,453 | $15.27 | $1.21M | 13,513,589 |
| Saba Capital Management, L.P. 10% owner | Aug 31, 2026 | Sale | −129,839 | $15.38 | $2.00M | 13,593,042 |
| Saba Capital Management, L.P. 10% owner | Aug 28, 2026 | Sale | −174,103 | $15.43 | $2.69M | 13,722,881 |
| Saba Capital Management, L.P. 10% owner | Aug 27, 2026 | Sale | −92,174 | $15.52 | $1.43M | 13,896,984 |
| Saba Capital Management, L.P. 10% owner | Aug 26, 2026 | Sale | −78,371 | $15.56 | $1.22M | 13,989,158 |
| Saba Capital Management, L.P. 10% owner | Aug 25, 2026 | Sale | −33,500 | $15.41 | $516.24K | 14,067,529 |
| Saba Capital Management, L.P. 10% owner | Aug 24, 2026 | Sale | −66,500 | $15.34 | $1.02M | 14,101,029 |
| Saba Capital Management, L.P. 10% owner | Aug 20, 2026 | Sale | −30,239 | $15.14 | $457.82K | 14,167,529 |
| Saba Capital Management, L.P. 10% owner | Aug 19, 2026 | Sale | −69,761 | $15.23 | $1.06M | 14,197,768 |
| Saba Capital Management, L.P. 10% owner | Aug 18, 2026 | Sale | −104,309 | $15.26 | $1.59M | 14,267,529 |
| Saba Capital Management, L.P. 10% owner | Aug 17, 2026 | Sale | −68,259 | $15.44 | $1.05M | 14,371,838 |
| Saba Capital Management, L.P. 10% owner | Aug 14, 2026 | Sale | −45,050 | $15.51 | $698.73K | 14,440,097 |
| Saba Capital Management, L.P. 10% owner | Aug 13, 2026 | Sale | −190,526 | $15.82 | $3.01M | 14,485,147 |
| Saba Capital Management, L.P. 10% owner | Aug 12, 2026 | Sale | −153,689 | $15.83 | $2.43M | 14,675,673 |
| Saba Capital Management, L.P. 10% owner | Aug 11, 2026 | Sale | −120,376 | $15.84 | $1.91M | 14,829,362 |
| Saba Capital Management, L.P. 10% owner | Aug 10, 2026 | Sale | −205,881 | $15.81 | $3.25M | 14,949,738 |
| Saba Capital Management, L.P. 10% owner | Aug 7, 2026 | Sale | −165,027 | $15.67 | $2.59M | 15,155,619 |
| Saba Capital Management, L.P. 10% owner | Aug 6, 2026 | Sale | −134,046 | $15.50 | $2.08M | 15,320,646 |
| Saba Capital Management, L.P. 10% owner | Aug 5, 2026 | Sale | −42,298 | $15.46 | $653.93K | 15,454,692 |
| Saba Capital Management, L.P. 10% owner | Aug 4, 2026 | Sale | −99,323 | $15.34 | $1.52M | 15,496,990 |
| Saba Capital Management, L.P. 10% owner | Aug 3, 2026 | Sale | −201,906 | $15.16 | $3.06M | 15,596,313 |
| Saba Capital Management, L.P. 10% owner | Jul 31, 2026 | Sale | −160,866 | $15.00 | $2.41M | 15,798,219 |
| Saba Capital Management, L.P. 10% owner | Jul 30, 2026 | Sale | −187,774 | $15.00 | $2.82M | 15,959,085 |
| Saba Capital Management, L.P. 10% owner | Jul 29, 2026 | Sale | −158,002 | $14.94 | $2.36M | 16,146,859 |
| Saba Capital Management, L.P. 10% owner | Jul 28, 2026 | Sale | −148,742 | $15.15 | $2.25M | 16,304,861 |
| Saba Capital Management, L.P. 10% owner | Jul 27, 2026 | Sale | −151,995 | $15.11 | $2.30M | 16,453,603 |
| Saba Capital Management, L.P. 10% owner | Jul 24, 2026 | Sale | −46,387 | $15.13 | $701.84K | 16,605,598 |
| Saba Capital Management, L.P. 10% owner | Jul 23, 2026 | Sale | −40,830 | $15.13 | $617.76K | 16,651,985 |
| Saba Capital Management, L.P. 10% owner | Jul 22, 2026 | Sale | −79,000 | $15.44 | $1.22M | 16,692,815 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 1M shares a day
Change since last report
-58.1%
From 0M shares
Short volume, 20 days
33.6%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of BlackRock ESG Capital Allocation Term Trust's stock actually held short. Settlement fails (shares not delivered on time) peaked at 8,244 shares on Aug 19, 2026 over the last 90 days.
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