Duff & Phelps Utility & Infrastructure Fund Inc. (DPG) shareholders
DPGNYSEFiscal year ends October 31
$14.02+0.09 (+0.65%)
Close on Nov 13, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
12M
Shares held, 13F filers
Institutional holders
84
8 new, 7 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
1 buys · 0 sales
Net bought $44.88K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Morgan Stanley Joint filing with Morgan Stanley Smith Barney LLC (5.60%) | 2,173,076 | 5.70% | 13G (passive) | Sep 30, 2024 |
| MetLife Investment Management, LLC | 1,000,000 | 100.00% | 13G (passive) | May 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of DPG | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 1,962,951 | – | $29.13M | +26,178 | 0.00% |
| Wells Fargo & Company/Mn | 1,429,475 | – | $21.21M | +37,680 | 0.00% |
| Advisors Asset Management, Inc. | 1,043,485 | – | $15.49M | −43,081 | 0.24% |
| Allspring Global Investments Holdings, LLC | 806,496 | – | $11.97M | +181,763 | 0.02% |
| Pathstone Holdings, LLC | 656,309 | – | $9.74M | +166,148 | 0.03% |
| Cohen & Steers, Inc. | 598,869 | – | $8.89M | +60,000 | 0.01% |
| Kanen Wealth Management LLC | 519,540 | – | $7.67M | −4,045 | 1.86% |
| Karpus Management, Inc. | 481,585 | – | $7.15M | −51,615 | 0.21% |
| Raymond James Financial Inc | 424,166 | – | $6.29M | −536 | 0.00% |
| Thomas J. Herzfeld Advisors, Inc. | 360,644 | – | $5.35M | −30,853 | 1.64% |
| Royal Bank of Canada | 335,662 | – | $4.98M | +105,491 | 0.00% |
| Bulldog Investors, LLP | 327,384 | – | $4.86M | +151,254 | 1.07% |
| Saba Capital Management, L.P. | 325,964 | – | $4.84M | +153,214 | 0.12% |
| LPL Financial LLC | 270,305 | – | $4.01M | −104,154 | 0.00% |
| UBS Group AG | 268,332 | – | $3.98M | −2,053 | 0.00% |
| J.W. Cole Advisors, Inc. | 264,202 | – | $3.92M | +20,872 | 0.07% |
| United Advisor Group, LLC | 253,669 | – | $3.76M | −56,105 | 0.40% |
| First Trust Advisors LP | 170,485 | – | $2.53M | +33,393 | 0.00% |
| Blue Bell Private Wealth Management, LLC | 150,468 | – | $2.23M | +29,898 | 0.28% |
| NewEdge Advisors, LLC | 125,161 | – | $1.86M | +8,443 | 0.01% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 84 | 12M | 8 / 29 | 23 / 7 | 1M | 1M |
| Q1 2026 | 85 | 12M | 14 / 29 | 22 / 8 | 1M | 1M |
| Q4 2025 | 80 | 11M | 13 / 38 | 14 / 9 | 1M | 0M |
| Q3 2025 | 77 | 11M | 11 / 29 | 22 / 7 | 1M | 1M |
| Q2 2025 | 74 | 10M | 11 / 31 | 16 / 10 | 1M | 0M |
| Q1 2025 | 74 | 9M | 12 / 27 | 21 / 6 | 1M | 1M |
| Q4 2024 | 69 | 9M | 11 / 22 | 20 / 5 | 2M | 1M |
| Q3 2024 | 65 | 8M | 10 / 26 | 14 / 8 | 1M | 1M |
| Q2 2024 | 63 | 9M | 9 / 20 | 22 / 7 | 1M | 5M |
| Q1 2024 | 61 | 12M | 9 / 21 | 19 / 13 | 3M | 1M |
| Q4 2023 | 67 | 10M | 15 / 30 | 13 / 12 | 5M | 0M |
| Q3 2023 | 66 | 6M | 14 / 17 | 16 / 9 | 2M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
5 funds held DPG in Q2 2026, 48% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of DPG | Value | % of fund | As of |
|---|---|---|---|---|---|
| Philotimo Focused Growth & Income | 221,564 | – | $3.29M | 2.38% | Jun 30, 2026 |
| First Trust Income Opportunities ETF | 108,271 | – | $1.55M | 1.96% | May 31, 2026 |
| Saba Closed-End Funds ETF | 99,536 | – | $1.42M | 0.34% | May 31, 2026 |
| Multi-Hedge Strategies Fund | 1,181 | – | $17.53K | 0.06% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 422 | – | $6.26K | 0.07% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| William Patrick Bradley Iii | Vice President & Treasurer | 3,898 | Feb 10, 2026 |
| David D. Grumhaus Jr. | President and CEO | 11,612 | Aug 26, 2025 |
| Timothy P. Riordan | Vice President | – | Mar 18, 2025 |
| Mark G. Kahrer | Director | 1,000 | Aug 18, 2025 |
| Geraldine M. McNamara | Director | 4,912 | Feb 20, 2025 |
| MetLife Investment Management, LLC | 10% owner | 0 | Jun 2, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| William Patrick Bradley Iii Vice President & Treasurer | Feb 9, 2026 | Buy | +3,250 | $13.81 | $44.88K | 3,393 |
| David D. Grumhaus Jr. President and CEO | Aug 25, 2025 | Buy | +1,200 | $12.77 | $15.32K | 11,612 |
| Mark G. Kahrer Director | Aug 15, 2025 | Buy | +1,000 | $12.69 | $12.69K | 1,000 |
| MetLife Investment Management, LLC 10% owner | May 30, 2025 | Other | −549,500 | $25.00 | $13.74M | 0 |
| MetLife Investment Management, LLC 10% owner | May 30, 2025 | Other | −518,000 | $25.00 | $12.95M | 0 |
| MetLife Investment Management, LLC 10% owner | May 30, 2025 | Other | −122,500 | $25.00 | $3.06M | 0 |
| MetLife Investment Management, LLC 10% owner | May 30, 2025 | Other | −210,000 | $25.00 | $5.25M | 0 |
| MetLife Investment Management, LLC 10% owner | May 29, 2025 | Buy | +252,000 | $25.00 | $6.30M | 252,000 |
| MetLife Investment Management, LLC 10% owner | May 29, 2025 | Buy | +748,000 | $25.00 | $18.70M | 748,000 |
| Geraldine M. McNamara Director | Feb 19, 2025 | Sale | −440 | $11.95 | $5.26K | 4,912 |
| David D. Grumhaus Jr. President and CEO | Nov 26, 2024 | Buy | +1,500 | $12.32 | $18.48K | 9,877 |
| David D. Grumhaus Jr. President and CEO | Apr 9, 2024 | Buy | +3,000 | $9.42 | $28.26K | 8,000 |
| David D. Grumhaus Jr. President and CEO | Jul 31, 2023 | Buy | +2,500 | $10.01 | $25.03K | 5,000 |
| MetLife Investment Management, LLC 10% owner | Jul 14, 2023 | Other | −78,500 | – | – | 549,500 |
| MetLife Investment Management, LLC 10% owner | Jul 14, 2023 | Other | −17,500 | – | – | 122,500 |
| MetLife Investment Management, LLC 10% owner | Jul 14, 2023 | Other | −30,000 | – | – | 210,000 |
| MetLife Investment Management, LLC 10% owner | Jul 14, 2023 | Other | −74,000 | – | – | 518,000 |
| Daniel Petrisko EVP and Assistant Secretary | Jun 20, 2023 | Buy | +450 | $9.82 | $4.42K | 2,471 |
| Eric Elvekrog VP & Chief Investment Officer | Jun 16, 2023 | Buy | +3,000 | $10.07 | $30.21K | 16,200 |
| David D. Grumhaus Jr. President and CEO | Jun 16, 2023 | Buy | +2,500 | $10.08 | $25.20K | 2,500 |
| Mareile B. Cusack Director | Apr 26, 2023 | Buy | +1,335 | $12.58 | $16.79K | 1,335 |
| Eric Elvekrog VP & Chief Investment Officer | Jan 6, 2020 | Buy | +1,000 | $15.25 | $15.25K | 13,200 |
| Eric Elvekrog VP & Chief Investment Officer | May 16, 2019 | Buy | +1,000 | $15.02 | $15.02K | 12,200 |
| Eric Elvekrog VP & Chief Investment Officer | Dec 28, 2018 | Buy | +3,909 | $11.78 | $46.05K | 11,200 |
| Daniel Petrisko SVP and Assistant Secretary | Apr 9, 2018 | Buy | +1,200 | – | – | 1,200 |
| Eric Elvekrog VP & Chief Investment Officer | Sep 25, 2017 | Buy | +1,400 | $16.11 | $22.55K | 7,291 |
| Eric Elvekrog VP & Chief Investment Officer | Aug 15, 2017 | Buy | +1,500 | $16.18 | $24.27K | 5,891 |
| William Patrick Bradley Iii VP & Asst. Treasurer | Jan 9, 2017 | Buy | +225 | $15.93 | $3.58K | 648 |
| Eric Elvekrog VP & Chief Investment Officer | Jan 3, 2017 | Buy | +1,300 | $15.59 | $20.27K | 4,391 |
| Jacqueline Porter Vice President | Nov 14, 2016 | Buy | +350 | $14.47 | $5.06K | 350 |
| David J. Vitale Director | Jan 26, 2016 | Buy | +1,000 | $12.99 | $12.99K | 6,000 |
| Christian H. Poindexter Director | Dec 29, 2015 | Buy | +2,240 | $14.74 | $33.02K | 6,373 |
| Deborah A. Jansen VP & Chief Investment Officer | Nov 13, 2015 | Buy | +2,000 | $14.84 | $29.68K | 4,000 |
| David J. Vitale Director | Sep 2, 2015 | Buy | +5,000 | $16.38 | $81.90K | 5,000 |
| Donald C. Burke Director | Sep 29, 2014 | Buy | +2,600 | $20.74 | $53.92K | 2,600 |
| William Patrick Bradley Iii VP & Asst Treasurer | Apr 1, 2014 | Buy | +280 | $19.81 | $5.55K | 280 |
| George R. Aylward – | May 30, 2013 | Buy | +1,200 | $19.30 | $23.16K | 1,200 |
| Deborah A. Jansen Chief Investment Officer | Nov 15, 2012 | Buy | +1,000 | $16.72 | $16.72K | 2,000 |
| Carl F. Pollard Director | Jun 12, 2012 | Buy | +5,000 | $17.57 | $87.85K | 10,000 |
| Philip R. McLoughlin Director | Jun 1, 2012 | Buy | +100 | $16.92 | $1.69K | 1,138 |
| Philip R. McLoughlin Director | Jun 1, 2012 | Buy | +900 | $16.89 | $15.20K | 2,038 |
| William Patrick Bradley Iii – | May 24, 2012 | Buy | +143 | $16.88 | $2.41K | 143 |
| William Patrick Bradley Iii – | May 24, 2012 | Buy | +143 | $16.88 | $2.41K | 143 |
| Robert J. Genetski Director | May 17, 2012 | Buy | +1,900 | $17.00 | $32.30K | 6,900 |
| Robert J. Genetski Director | Nov 17, 2011 | Buy | +100 | $18.76 | $1.88K | 4,300 |
| Robert J. Genetski Director | Nov 17, 2011 | Buy | +100 | $18.74 | $1.87K | 4,400 |
| Robert J. Genetski Director | Nov 17, 2011 | Buy | +100 | $18.84 | $1.88K | 4,500 |
| Robert J. Genetski Director | Nov 17, 2011 | Buy | +100 | $18.80 | $1.88K | 4,600 |
| Robert J. Genetski Director | Nov 17, 2011 | Buy | +100 | $18.72 | $1.87K | 4,700 |
| Robert J. Genetski Director | Nov 17, 2011 | Buy | +100 | $18.82 | $1.88K | 4,800 |
| Robert J. Genetski Director | Nov 17, 2011 | Buy | +100 | $18.86 | $1.89K | 4,900 |
| Robert J. Genetski Director | Nov 17, 2011 | Buy | +100 | $19.02 | $1.90K | 5,000 |
| Robert J. Genetski Director | Nov 17, 2011 | Buy | +100 | $18.80 | $1.88K | 4,200 |
| Robert J. Genetski Director | Nov 17, 2011 | Buy | +100 | $18.78 | $1.88K | 4,100 |
| Philip R. McLoughlin Director | Oct 28, 2011 | Buy | +1,000 | $19.08 | $19.08K | 1,000 |
| Stewart E. Conner Director | Oct 18, 2011 | Buy | +1,000 | $19.06 | $19.06K | 1,000 |
| Christian H. Poindexter Director | Oct 13, 2011 | Buy | +3,055 | $17.98 | $54.93K | 3,055 |
| Nathan I. Partain President and CEO, Director | Oct 3, 2011 | Buy | +2,000 | $17.93 | $35.86K | 2,000 |
| T. Brooks Beittel Secretary | Sep 27, 2011 | Buy | +67 | $17.86 | $1.20K | 600 |
| T. Brooks Beittel Secretary | Sep 27, 2011 | Buy | +533 | $17.89 | $9.54K | 533 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
+236.1%
From 0M shares
Short volume, 20 days
36.0%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Duff & Phelps Utility & Infrastructure Fund's stock actually held short. Settlement fails (shares not delivered on time) peaked at 183 shares on Aug 21, 2026 over the last 90 days.
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