DoubleLine Yield Opportunities Fund (DLY) shareholders

DLYNYSE

$13.09−0.18 (-1.36%)

Close on Nov 12, 2026Market cap –P/E –Yield –

Ownership

Institutional holdings as of Jun 30, 2026, from 13F filings

Held by institutions

13M

Shares held, 13F filers

Institutional holders

12 new, 14 sold out

Net institutional buying

-0M

In Q2 2026

Insider trades, 12 months

1 buys · 0 sales

Net bought $130.30K

Shares held by institutions

Holders of more than 5%

Latest Schedule 13D (active) or 13G (passive) filed by each holder

Holder	Shares	% of class	Filing	As of
Morgan Stanley	2,439,414	5.00%	13G (passive)	Sep 30, 2025

Top institutional holders

13F holdings as of Jun 30, 2026

Holder	Shares	% of DLY	Value	Change	% of portfolio
Morgan Stanley	2,443,074	–	$34.37M	+7,497	0.00%
Wells Fargo & Company/Mn	2,405,028	–	$33.84M	−42,191	0.01%
UBS Group AG	1,128,211	–	$15.87M	+113,031	0.00%
Sit Investment Associates Inc	841,576	–	$11.84M	−182,462	0.22%
Royal Bank of Canada	673,695	–	$9.48M	−35,548	0.00%
Penserra Capital Management LLC	572,153	–	$8.05M	+21,811	0.06%
HighTower Advisors, LLC	564,166	–	$7.94M	+68,015	0.01%
1607 Capital Partners, LLC	354,813	–	$4.99M	+33,281	0.43%
Raymond James Financial Inc	341,068	–	$4.80M	−117,286	0.00%
Bank Of America Corp /De/	303,203	–	$4.27M	+14,254	0.00%
LPL Financial LLC	261,423	–	$3.68M	−33,046	0.00%
Rareview Capital LLC	227,782	–	$3.55M	+59,394	1.99%
Independent Financial Group, LLC	226,421	–	$3.19M	+676	0.06%
Journey Advisory Group, LLC	197,661	–	$2.78M	−1,107	0.21%
Pettinga Financial Advisors, LLC	177,434	–	$2.50M	−5,769	0.40%
Cohen & Steers, Inc.	175,007	–	$2.46M	–	0.00%
Maridea Wealth Management LLC	171,667	–	$2.42M	+36,510	0.26%
Shaker Financial Services, LLC	157,923	–	$2.22M	−36,709	0.70%
Guggenheim Capital LLC	145,191	–	$2.04M	+8,310	0.01%
Noble Wealth Management PBC	109,185	–	$1.54M	+9,050	0.69%

Institutional buying and selling by quarter

Positions opened, added to, reduced and closed by 13F filers

Quarter	Holders	Shares held	New / added	Reduced / closed	Shares bought	Shares sold
Q2 2026	90	13M	12 / 35	24 / 14	1M	1M
Q1 2026	95	14M	10 / 34	30 / 11	2M	1M
Q4 2025	100	13M	21 / 34	29 / 10	3M	2M
Q3 2025	91	12M	19 / 35	21 / 7	2M	2M
Q2 2025	80	11M	15 / 34	18 / 6	2M	1M
Q1 2025	72	10M	7 / 28	17 / 16	2M	0M
Q4 2024	82	9M	17 / 32	18 / 9	1M	1M
Q3 2024	77	10M	14 / 28	17 / 10	1M	1M
Q2 2024	74	10M	6 / 21	28 / 8	0M	5M
Q1 2024	78	14M	18 / 29	19 / 13	3M	1M
Q4 2023	73	12M	20 / 26	14 / 9	2M	1M
Q3 2023	63	11M	12 / 25	13 / 1	1M	1M

Top mutual fund and ETF holders

Latest monthly portfolio reports (Form N-PORT)

5 funds held DLY in Q2 2026, 12% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.

Fund	Shares	% of DLY	Value	% of fund	As of
Amplify CEF High Income ETF	569,429	–	$8.01M	1.11%	Jun 30, 2026
Rareview Dynamic Fixed Income ETF	227,782	–	$3.20M	3.84%	Jun 30, 2026
Invesco Zacks Multi-Asset Income ETF	44,967	–	$632.24K	0.51%	Jul 31, 2026
Robinson Opportunistic Income Fund	41,799	–	$588.11K	5.52%	Jun 30, 2026
First Trust Income Opportunities ETF	27,422	–	$386.10K	0.49%	May 31, 2026
Multi-Hedge Strategies Fund	361	–	$5.08K	0.02%	Jun 30, 2026
Guggenheim Multi-Hedge Strategies Fund	128	–	$1.80K	0.02%	Jun 30, 2026

Officers, directors and major owners

People who filed Forms 3, 4 or 5 in the last two years

Name	Role	Latest filing
Jeffrey J. Sherman	Vice President	Sep 25, 2026
Gheorghe Rotar	Vice President	Mar 31, 2026
Carolyn Liu-Hartman	Vice President	Aug 27, 2025
Ana Alcantara	Vice President	Jun 4, 2025
Mark Simone	Vice President	Feb 27, 2025
Ali Zaidi	–	Oct 22, 2025
Jonathan Kingery	–	Oct 21, 2025

Insider trades

Common stock transactions reported on Form 4, newest first

Insider	Date	Transaction	Shares	Price	Value	Shares after
Jeffrey J. Sherman Vice President	Sep 24, 2026	Buy	+10,000	$13.03	$130.30K	–
Youse Guia Chief Compliance Officer	Mar 8, 2024	Buy	+70	$15.78	$1.10K	70

Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.

Short interest

Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)

Short % of shares outstanding

–

0M shares short

Days to cover

1.2

At 0M shares a day

Change since last report

+24.0%

From 0M shares

Short volume, 20 days

44.8%

Of volume reported to FINRA

Shares sold short, last 12 months

Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of DoubleLine Yield Opportunities Fund's stock actually held short. Settlement fails (shares not delivered on time) peaked at 18,746 shares on Oct 5, 2026 over the last 90 days.

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