ClearOne Inc (CLRO) shareholders
Close on Nov 13, 2026Market cap $9.02MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| First Finance Ltd. Joint filing with Hromyk Andrew (61.30%) | 1,641,162 | 61.30% | 13D (active) amendment | Aug 4, 2026 |
| Hromyk Andrew Joint filing with First Finance Ltd. (61.29%) | 1,641,162 | 61.29% | 13D (active) amendment | Mar 2, 2026 |
| Bagley Edward D | 173,511 | 6.50% | 13D (active) amendment | Apr 13, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of CLRO | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Shay Capital LLC | 45,486 | 1.70% | $151.47K | −10,114 | 0.01% |
| T3 Companies, LLC | 30,000 | 1.12% | $99.90K | – | 0.11% |
| Albion Financial Group /Ut | 14,465 | 0.54% | $48.17K | – | 0.00% |
| Geode Capital Management, LLC | 10,834 | 0.40% | $36.13K | −2,991 | 0.00% |
| Vanguard Capital Management LLC | 5,258 | 0.20% | $17.51K | – | 0.00% |
| Vanguard Fiduciary Trust Co | 2,395 | 0.09% | $7.98K | – | 0.00% |
| Tower Research Capital LLC (TRC) | 1,161 | 0.04% | $3.87K | +522 | 0.00% |
| Financial Consulate, Inc | 15 | 0.00% | $50 | – | 0.00% |
| SBI Securities Co., Ltd. | 10 | 0.00% | $33 | – | 0.00% |
| Caitong International Asset Management Co., Ltd | 1 | 0.00% | $3 | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 10 | 0M | 4.1% | 1 / 1 | 2 / 0 | 0M | 0M |
| Q1 2026 | 9 | 0M | 4.6% | 3 / 2 | 1 / 3 | 0M | 0M |
| Q4 2025 | 9 | 0M | 3.9% | 1 / 2 | 1 / 2 | 0M | 0M |
| Q3 2025 | 10 | 0M | 1.7% | 4 / 2 | 3 / 3 | 0M | 0M |
| Q2 2025 | 9 | 0M | 2.8% | 1 / 2 | 6 / 8 | 0M | 0M |
| Q1 2025 | 16 | 0M | 3.4% | 4 / 4 | 2 / 2 | 0M | 0M |
| Q4 2024 | 14 | 0M | 3.7% | 3 / 2 | 4 / 3 | 0M | 0M |
| Q3 2024 | 14 | 0M | 3.4% | 0 / 5 | 4 / 3 | 0M | 0M |
| Q2 2024 | 18 | 0M | 3.4% | 6 / 4 | 2 / 4 | 0M | 0M |
| Q1 2024 | 16 | 0M | 2.9% | 3 / 5 | 4 / 2 | 0M | 0M |
| Q4 2023 | 15 | 0M | 3.1% | 2 / 3 | 4 / 1 | 0M | 0M |
| Q3 2023 | 14 | 0M | 3.4% | 1 / 1 | 6 / 6 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
8 funds held CLRO in Q2 2026, 33% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of CLRO | Value | % of fund | As of |
|---|---|---|---|---|---|
| Fidelity Extended Market Index Fund | 8,370 | 0.31% | $26.20K | 0.00% | May 31, 2026 |
| Vanguard Extended Market Index Fund | 5,258 | 0.20% | $17.51K | 0.00% | Jun 30, 2026 |
| EA Bridgeway Omni Small-Cap Value ETF | 1,881 | 0.07% | $6.26K | 0.00% | Jun 30, 2026 |
| Fidelity Total Market Index Fund | 1,585 | 0.06% | $4.96K | 0.00% | May 31, 2026 |
| Fidelity Nasdaq Composite Index Fund | 1,275 | 0.05% | $3.99K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 1,162 | 0.04% | $3.64K | 0.00% | May 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Derek Graham | Chief Executive Officer | 5,260 | 0.20% | Dec 2, 2024 |
| Simon Brewer | Chief Financial Officer | – | – | Dec 2, 2024 |
| Eric Boehnke | Director | – | – | Dec 30, 2025 |
| Youngsun Park | Director | – | – | Aug 18, 2025 |
| Andrew Hromyk | 10% owner | – | – | Aug 6, 2026 |
| Finance Ltd. First | 10% owner | 1,641,162 | 61.34% | Aug 6, 2026 |
| Edward D. Bagley | 10% owner | 495,925 | 18.54% | Nov 26, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Finance Ltd. First 10% owner | Mar 2, 2026 | Buy | +437,500 | $4.00 | $1.75M | 1,641,162 |
| Edward D. Bagley 10% owner | Nov 24, 2025 | Sale | −700,000 | $3.00 | $2.10M | 140,668 |
| Edward D. Bagley 10% owner | Feb 26, 2025 | Buy | +2,000,000 | $0.50 | $1.00M | 12,590,528 |
| Edward D. Bagley 10% owner | Dec 14, 2023 | Buy | +9,541 | $0.82 | $7.82K | 10,590,528 |
| Edward D. Bagley 10% owner | Dec 13, 2023 | Buy | +4,019 | $0.81 | $3.26K | 10,580,987 |
| Edward D. Bagley 10% owner | Dec 12, 2023 | Buy | +11,582 | $0.81 | $9.38K | 10,576,968 |
| Edward D. Bagley 10% owner | Dec 11, 2023 | Buy | +14,171 | $0.81 | $11.48K | 10,565,386 |
| Edward D. Bagley 10% owner | Dec 6, 2023 | Buy | +10,476 | $0.79 | $8.28K | 10,551,215 |
| Edward D. Bagley 10% owner | Dec 4, 2023 | Buy | +12,382 | $0.80 | $9.91K | 10,540,739 |
| Edward D. Bagley 10% owner | Nov 29, 2023 | Buy | +10,000 | $0.80 | $8.00K | 10,538,357 |
| Edward D. Bagley 10% owner | Nov 22, 2023 | Buy | +1,700 | $0.77 | $1.31K | 10,528,357 |
| Edward D. Bagley 10% owner | Nov 21, 2023 | Buy | +10,000 | $0.77 | $7.70K | 10,526,657 |
| Edward D. Bagley 10% owner | Nov 20, 2023 | Buy | +1,921 | $0.76 | $1.46K | 10,516,657 |
| Edward D. Bagley 10% owner | Nov 17, 2023 | Buy | +2,574 | $0.71 | $1.83K | 10,514,736 |
| Edward D. Bagley 10% owner | Nov 15, 2023 | Buy | +16,948 | $0.71 | $12.03K | 10,512,162 |
| Edward D. Bagley 10% owner | Nov 15, 2023 | Buy | +16,948 | $0.71 | $12.03K | 10,512,162 |
| Edward D. Bagley 10% owner | Nov 14, 2023 | Buy | +30,091 | $0.68 | $20.46K | 10,495,214 |
| Edward D. Bagley 10% owner | Nov 14, 2023 | Buy | +300,091 | $0.68 | $204.06K | 10,495,214 |
| Edward D. Bagley 10% owner | Nov 13, 2023 | Buy | +60 | $0.65 | $39 | 10,465,123 |
| Edward D. Bagley 10% owner | Nov 13, 2023 | Buy | +60 | $0.65 | $39 | 10,465,123 |
| Edward D. Bagley 10% owner | Sep 14, 2023 | Buy | +2,202 | $0.80 | $1.76K | 10,465,063 |
| Edward D. Bagley 10% owner | Sep 13, 2023 | Buy | +10,014 | $0.78 | $7.81K | 10,462,861 |
| Edward D. Bagley 10% owner | Sep 12, 2023 | Buy | +689 | $0.78 | $537 | 10,452,847 |
| Edward D. Bagley 10% owner | Sep 7, 2023 | Buy | +5,000 | $0.82 | $4.10K | 10,437,158 |
| Edward D. Bagley 10% owner | Sep 6, 2023 | Buy | +19,343 | $0.84 | $16.25K | 10,432,158 |
| Edward D. Bagley 10% owner | Sep 5, 2023 | Buy | +15,000 | $0.79 | $11.85K | 10,452,158 |
| Edward D. Bagley 10% owner | Sep 5, 2023 | Buy | +374 | $0.88 | $329 | 10,412,815 |
| Edward D. Bagley 10% owner | Aug 29, 2023 | Buy | +171 | $0.83 | $142 | 10,412,441 |
| Edward D. Bagley 10% owner | Aug 28, 2023 | Buy | +5,000 | $0.84 | $4.20K | 10,412,270 |
| Edward D. Bagley 10% owner | Aug 23, 2023 | Buy | +2,387 | $0.87 | $2.08K | 10,407,270 |
| Edward D. Bagley 10% owner | Aug 18, 2023 | Buy | +13,891 | $0.79 | $10.97K | 10,404,883 |
| Edward D. Bagley 10% owner | Aug 17, 2023 | Buy | +13,585 | $0.78 | $10.60K | 10,390,992 |
| Edward D. Bagley 10% owner | Aug 15, 2023 | Buy | +43,252 | $0.77 | $33.30K | 10,377,407 |
| Edward D. Bagley 10% owner | Aug 14, 2023 | Buy | +20,000 | $0.77 | $15.40K | 10,334,155 |
| Edward D. Bagley 10% owner | Jun 15, 2023 | Buy | +2,729 | $1.00 | $2.73K | 10,314,155 |
| Edward D. Bagley 10% owner | Jun 12, 2023 | Buy | +2,099 | $0.94 | $1.97K | 10,311,426 |
| Edward D. Bagley 10% owner | Jun 9, 2023 | Buy | +90,000 | $0.95 | $85.50K | 10,309,327 |
| Edward D. Bagley 10% owner | Jun 8, 2023 | Buy | +30,000 | $1.00 | $30.00K | 10,216,917 |
| Edward D. Bagley 10% owner | Jun 8, 2023 | Buy | +2,410 | $0.99 | $2.39K | 10,219,327 |
| Lisa Higley Director | Jun 1, 2023 | Buy | +10,000 | $1.10 | $11.00K | 24,501 |
| Larry Hendricks Director | May 24, 2023 | Buy | +3,000 | $2.16 | $6.48K | 18,048 |
| Larry Hendricks Director | May 22, 2023 | Buy | +2,000 | $2.14 | $4.28K | 15,048 |
| Derek Graham Chief Executive Officer | May 22, 2023 | Buy | +1,320 | $2.27 | $3.00K | 5,260 |
| Derek Graham Interim CEO | Dec 16, 2022 | Sale | −3,900 | $1.64 | $6.40K | 3,940 |
| Larry Hendricks Director | Dec 12, 2022 | Buy | +3,000 | $1.61 | $4.83K | 13,048 |
| Larry Hendricks Director | Dec 12, 2022 | Buy | +6,000 | $1.40 | $8.40K | 10,048 |
| Derek Graham Interim CEO | Jun 16, 2022 | Buy | +7,500 | $0.66 | $4.95K | 7,840 |
| ClearOne, Inc. Interim CEO | Jun 16, 2022 | Buy | +7,500 | $0.66 | $4.95K | 7,810 |
| Edward D. Bagley 10% owner | Jan 4, 2022 | Buy | +1,538,461 | $1.30 | $2.00M | 10,186,917 |
| Edward D. Bagley 10% owner | Dec 14, 2021 | Buy | +310 | $1.35 | $419 | 8,648,456 |
| Edward D. Bagley 10% owner | Dec 13, 2021 | Buy | +10,000 | $1.38 | $13.80K | 8,648,146 |
| Edward D. Bagley 10% owner | Dec 10, 2021 | Buy | +873 | $1.35 | $1.18K | 8,638,146 |
| Edward D. Bagley 10% owner | Dec 6, 2021 | Buy | +5,000 | $1.27 | $6.35K | 8,632,273 |
| Edward D. Bagley 10% owner | Dec 6, 2021 | Buy | +5,000 | $1.30 | $6.50K | 8,637,273 |
| Edward D. Bagley 10% owner | Dec 3, 2021 | Buy | +5,053 | $1.30 | $6.57K | 8,627,273 |
| Edward D. Bagley 10% owner | Dec 2, 2021 | Buy | +10,000 | $1.32 | $13.20K | 8,622,220 |
| Edward D. Bagley 10% owner | Dec 1, 2021 | Buy | +11,950 | $1.38 | $16.49K | 8,612,220 |
| Edward D. Bagley 10% owner | Nov 30, 2021 | Buy | +10,000 | $1.36 | $13.60K | 8,600,270 |
| Edward D. Bagley 10% owner | Nov 29, 2021 | Buy | +11,000 | $1.39 | $15.29K | 8,590,270 |
| Edward D. Bagley 10% owner | Nov 26, 2021 | Buy | +5,000 | $1.40 | $7.00K | 8,579,270 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of ClearOne's stock actually held short. Settlement fails (shares not delivered on time) peaked at 311,278 shares on Sep 29, 2026 over the last 90 days.
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