Charlie's Holdings, Inc. (CHUC) shareholders
Close on Oct 19, 2026Market cap $31.05MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of CHUC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| ORG Wealth Partners, LLC | 923 | 0.00% | $194 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 1 | 0M | 0.0% | 0 / 0 | 0 / 1 | 0M | 0M |
| Q1 2026 | 2 | 0M | 0.0% | 2 / 0 | 0 / 0 | 0M | 0M |
| Q4 2025 | 1 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q3 2025 | 1 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q2 2025 | 1 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q1 2025 | 1 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q4 2024 | 1 | 0M | 0.0% | 0 / 0 | 0 / 1 | 0M | 0M |
| Q3 2024 | 2 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q2 2024 | 2 | 0M | 0.0% | 2 / 0 | 0 / 0 | 0M | 0M |
| Q1 2024 | 0 | 0M | 0.0% | 0 / 0 | 0 / 1 | 0M | 0M |
| Q4 2023 | 1 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q3 2023 | 1 | 0M | 0.0% | 1 / 0 | 0 / 0 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Henry Sicignano Iii | President | 10,450,001 | 3.72% | Sep 4, 2026 |
| Matthew P. Montesano | Chief Financial Officer | 3,325,409 | 1.19% | Sep 4, 2026 |
| Ryan Stump | Chief Operating Officer | 29,901,755 | 10.66% | Sep 4, 2026 |
| Scot Cohen | Director | 2,212,404 | 0.79% | Sep 4, 2026 |
| Michael D. King | Director | 6,950,001 | 2.48% | Sep 4, 2026 |
| Edward Carmines | Director | 2,456,481 | 0.88% | Sep 4, 2026 |
| Jeffrey G. Fox | Director | 1,650,000 | 0.59% | Sep 4, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Edward Carmines Director | Sep 3, 2026 | Award | +200,000 | – | – | 2,356,481 |
| Ryan Stump Chief Operating Officer | Sep 3, 2026 | Award | +200,000 | – | – | 2,551,968 |
| Michael D. King Director | Sep 3, 2026 | Award | +200,000 | – | – | 6,950,001 |
| Henry Sicignano Iii President | Sep 3, 2026 | Award | +500,000 | – | – | 10,350,001 |
| Jeffrey G. Fox Director | Sep 3, 2026 | Award | +200,000 | – | – | 1,650,000 |
| Matthew P. Montesano Chief Financial Officer | Sep 3, 2026 | Award | +500,000 | – | – | 3,325,409 |
| Scot Cohen Director | Sep 3, 2026 | Award | +200,000 | – | – | 1,438,000 |
| Michael D. King Director | Feb 13, 2026 | Buy | +500,000 | $0.20 | $100.00K | 6,750,001 |
| Edward Carmines Director | Feb 13, 2026 | Buy | +250,000 | $0.20 | $50.00K | 2,156,481 |
| Henry Sicignano Iii President | Feb 13, 2026 | Buy | +250,000 | $0.20 | $50.00K | 9,850,001 |
| Ryan Stump Chief Operating Officer | Feb 13, 2026 | Buy | +250,000 | $0.20 | $50.00K | 2,351,968 |
| Matthew P. Montesano Chief Financial Officer | Feb 13, 2026 | Buy | +100,000 | $0.20 | $20.00K | 2,825,409 |
| Edward Carmines Director | Dec 26, 2025 | Buy | +100,000 | $0.28 | $28.00K | 100,000 |
| Henry Sicignano Iii President | Dec 17, 2025 | Buy | +100,000 | $0.21 | $21.00K | 9,600,001 |
| Edward Carmines Director | Sep 9, 2025 | Buy | +10,000 | $0.32 | $3.20K | 1,906,481 |
| Edward Carmines Director | Sep 8, 2025 | Buy | +7,723 | $0.29 | $2.24K | 1,896,481 |
| Edward Carmines Director | Sep 4, 2025 | Buy | +7,000 | $0.30 | $2.10K | 1,888,758 |
| Edward Carmines Director | Sep 3, 2025 | Buy | +20,000 | $0.28 | $5.60K | 1,881,758 |
| Scot Cohen Director | Apr 11, 2025 | Award | +200,000 | – | – | 1,238,000 |
| Jeffrey G. Fox Director | Apr 11, 2025 | Award | +200,000 | – | – | 1,450,000 |
| Michael D. King Director | Apr 11, 2025 | Award | +200,000 | – | – | 6,250,001 |
| Henry Sicignano Iii President | Apr 11, 2025 | Award | +500,000 | – | – | 9,500,001 |
| Edward Carmines Director | Apr 11, 2025 | Award | +200,000 | – | – | 1,861,758 |
| Matthew P. Montesano Chief Financial Officer | Apr 11, 2025 | Award | +100,000 | – | – | 2,725,409 |
| Ryan Stump Chief Operating Officer | Apr 11, 2025 | Award | +500,000 | – | – | 2,101,968 |
| Michael D. King Director | May 31, 2024 | Buy | +1,250,000 | $0.08 | $100.00K | 6,050,001 |
| Edward Carmines Director | Dec 1, 2023 | Buy | +17,498 | $0.09 | $1.57K | 1,661,758 |
| Matthew P. Montesano Chief Financial Officer | Nov 24, 2023 | Award | +100,000 | – | – | 2,625,409 |
| Ryan Stump Chief Operating Officer | Nov 24, 2023 | Award | +600,000 | – | – | 1,601,968 |
| Jeffrey G. Fox Director | Nov 24, 2023 | Award | +200,000 | – | – | 1,250,000 |
| Scot Cohen Director | Nov 24, 2023 | Award | +200,000 | – | – | 1,038,000 |
| Edward Carmines Director | Nov 24, 2023 | Award | +200,000 | – | – | 1,644,260 |
| Henry Sicignano Iii President | Nov 24, 2023 | Award | +500,000 | – | – | 9,000,001 |
| Michael D. King Director | Nov 24, 2023 | Award | +200,000 | – | – | 4,800,001 |
| Edward Carmines Director | Feb 15, 2023 | Award | +600,000 | – | – | 1,444,260 |
| Jeffrey G. Fox Director | Jan 4, 2023 | Award | +400,000 | – | – | 1,050,000 |
| Henry Sicignano Iii President | Jan 4, 2023 | Award | +500,000 | – | – | 8,500,001 |
| Matthew P. Montesano Chief Financial Officer | Jan 4, 2023 | Award | +500,000 | – | – | 2,525,409 |
| Ryan Stump Chief Operating Officer | Jan 4, 2023 | Award | +600,000 | – | – | 1,001,968 |
| Edward Carmines Director | Jan 4, 2023 | Award | +400,000 | – | – | 844,260 |
| Scot Cohen Director | Jan 4, 2023 | Award | +400,000 | – | – | 838,000 |
| Edward Carmines Director | Dec 9, 2022 | Buy | +34,260 | $0.13 | $4.45K | 444,260 |
| Edward Carmines Director | Dec 8, 2022 | Buy | +10,000 | $0.15 | $1.50K | 410,000 |
| Matthew P. Montesano Chief Financial Officer | Nov 29, 2022 | Buy | +50,000 | $0.17 | $8.50K | 2,025,409 |
| Henry Sicignano Iii President | Nov 29, 2022 | Buy | +100,000 | $0.16 | $16.00K | 100,000 |
| Edward Carmines Director | Mar 2, 2022 | Award | +400,000 | – | – | 400,000 |
| Henry Sicignano Iii PRESIDENT | Mar 2, 2022 | Award | +500,000 | – | – | 8,000,001 |
| Jeffrey G. Fox Director | Mar 2, 2022 | Award | +400,000 | – | – | 650,000 |
| Matthew P. Montesano CHIEF FINANCIAL OFFICER | Mar 2, 2022 | Award | +565,000 | – | – | 1,975,409 |
| Scot Cohen Director | Mar 2, 2022 | Award | +400,000 | – | – | 438,000 |
| Adam Mirkovich CHIEF INFORMATION OFFICER | Mar 2, 2022 | Award | +465,000 | – | – | 473,100 |
| Jeffrey G. Fox Director | Nov 1, 2021 | Award | +250,000 | – | – | 250,000 |
| Keith Stump Director | May 26, 2021 | Award | +5,415,977 | – | – | 218,502,923 |
| Henry Sicignano Iii PRESIDENT | Apr 1, 2021 | Award | +150,000,000 | – | – | 750,000,002 |
| Brandon Stump CHIEF EXECUTIVE OFFICER | Mar 22, 2021 | Award | +246,189,918 | $0.01 | $2.46M | 6,381,616,617 |
| Ryan Stump CHIEF OPERATING OFFICER, Director | Mar 22, 2021 | Award | +105,509,965 | $0.01 | $1.06M | 2,734,978,608 |
| David R. Allen CFO AND SECRETARY | Mar 19, 2021 | Buy | +30,000,000 | – | – | 30,000,000 |
| Keith Stump Director | Mar 19, 2021 | Buy | +120,000,000 | – | – | 213,086,946 |
| Brandon Stump CHIEF EXECUTIVE OFFICER | Mar 19, 2021 | Sale | −3,150,000,013 | – | – | 6,135,426,699 |
| Ryan Stump CHIEF OPERATING OFFICER, Director | Mar 19, 2021 | Sale | −1,350,000,005 | – | – | 2,629,468,643 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Charlie's's stock actually held short. No settlement fails above the SEC's reporting threshold in the last 90 days.
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