Cardiff Lexington Corp (CDIX) shareholders
CDIXOTCServices-Offices & Clinics of Doctors of MedicineFiscal year ends December 31
$0.04−0.01 (-25.53%)
Close on Oct 19, 2026Market cap $550.31KP/E –Yield –
Ownership
Who owns Cardiff Lexington's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Leonite Capital LLC Joint filing with Avi Geller (8.22%) | 109,000,600 | 8.22% | 13G (passive) | Oct 25, 2023 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Alex H. Cunningham | Chief Executive Officer, Director, 10% owner | 4,803,628 | 30.72% | Feb 2, 2026 |
| Daniel Thompson | Chairman of the Board, Director, 10% owner | 11,702,557 | 74.84% | Dec 15, 2025 |
| Matthew T. Shafer | Chief Financial Officer | 74,168 | 0.47% | Jan 16, 2026 |
| Catherine B. Pennington | Director | 11,668 | 0.07% | Sep 15, 2026 |
| Louis Jack Staley Sr. | Director | 11,668 | 0.07% | Sep 15, 2026 |
| Gillard B. Johnson III | Director | 11,668 | 0.07% | Sep 15, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Catherine B. Pennington Director | Apr 1, 2026 | Award | +5,000 | – | – | 11,668 |
| Gillard B. Johnson III Director | Apr 1, 2026 | Award | +5,000 | – | – | 11,668 |
| Louis Jack Staley Sr. Director | Apr 1, 2026 | Award | +5,000 | – | – | 11,668 |
| Alex H. Cunningham Chief Executive Officer, Director, 10% owner | Jan 29, 2026 | Other | +556,528 | – | – | 3,914,230 |
| Matthew T. Shafer Chief Financial Officer | Jan 13, 2026 | Award | +62,500 | – | – | 74,168 |
| Matthew T. Shafer Chief Financial Officer | Dec 11, 2025 | Award | +25,000 | – | – | 35,000 |
| Daniel Thompson Chairman of the Board, Director, 10% owner | Nov 19, 2025 | Conversion | +9,192,092 | – | – | 11,666,429 |
| Matthew T. Shafer Chief Financial Officer | Nov 19, 2025 | Conversion | +10,000 | – | – | 10,000 |
| Alex H. Cunningham Chief Executive Officer, Director, 10% owner | Nov 19, 2025 | Conversion | +10,073,092 | – | – | 10,073,096 |
| Gillard B. Johnson III Director | Sep 26, 2025 | Award | +5,000 | – | – | 20,000 |
| Gillard B. Johnson III Director | Sep 26, 2025 | Award | +5,000 | – | – | 15,000 |
| Catherine B. Pennington Director | Sep 26, 2025 | Award | +5,000 | – | – | 15,000 |
| Catherine B. Pennington Director | Sep 26, 2025 | Award | +5,000 | – | – | 20,000 |
| Louis Jack Staley Sr. Director | Sep 26, 2025 | Award | +5,000 | – | – | 20,000 |
| Louis Jack Staley Sr. Director | Sep 26, 2025 | Award | +5,000 | – | – | 15,000 |
| Alex H. Cunningham Chief Executive Officer, Director, 10% owner | Sep 8, 2025 | Other | +2,496,834 | – | – | 2,496,834 |
| Alex H. Cunningham Chief Executive Officer, Director, 10% owner | Sep 8, 2025 | Other | −2,496,834 | – | – | 4 |
| Daniel Thompson Chairman of the Board, Director, 10% owner | Apr 24, 2025 | Conversion | +154,000 | – | – | 2,474,337 |
| Daniel Thompson Chairman of the Board, Director, 10% owner | Apr 24, 2025 | Conversion | +270,000 | – | – | 2,320,337 |
| Daniel Thompson Chairman of the Board, Director, 10% owner | Apr 24, 2025 | Conversion | +1,050,000 | – | – | 2,050,337 |
| Alex H. Cunningham Chief Executive Officer, Director, 10% owner | Apr 24, 2025 | Conversion | +154,000 | – | – | 2,496,838 |
| Alex H. Cunningham Chief Executive Officer, Director, 10% owner | Apr 24, 2025 | Conversion | +270,000 | – | – | 2,342,838 |
| Alex H. Cunningham Chief Executive Officer, Director, 10% owner | Apr 24, 2025 | Conversion | +1,050,000 | – | – | 2,072,838 |
| Daniel Thompson Chairman of the Board, Director, 10% owner | Oct 25, 2024 | Conversion | +10,000 | – | – | 36,128 |
| Daniel Thompson Chairman of the Board, Director, 10% owner | Oct 25, 2024 | Conversion | +26,124 | – | – | 26,128 |
| Alex H. Cunningham President and CEO, Director, 10% owner | Oct 25, 2024 | Conversion | +12,500 | $2.00 | $25.00K | 1,012,838 |
| Alex H. Cunningham President and CEO, Director, 10% owner | Oct 25, 2024 | Conversion | +10,000 | $10000.00 | $100.00M | 1,022,838 |
| David Lawrence McCarthy 10% owner | Oct 30, 2018 | Sale | −15,000,000 | – | – | 15,000,000 |
| David Lawrence McCarthy 10% owner | Oct 30, 2018 | Sale | −15,000,000 | – | – | 0 |
| Jason A. Levy 10% owner | Oct 10, 2014 | Award | +1,500,000 | – | – | 1,500,000 |
| Kathleen Roberton Chief Executive Officer, Director, 10% owner | Oct 10, 2014 | Award | +1,500,000 | – | – | 1,500,000 |
| Daniel Thompson Chairman, Director, 10% owner | Oct 10, 2014 | Award | +1,427,200 | – | – | 1,502,434 |
| Daniel Thompson Chairman, CEO, Director | Dec 6, 2013 | Award | +1 | – | – | 1 |
| Daniel Thompson Chairman, CEO, Director | Dec 6, 2013 | Award | +1,880,848,703 | – | – | 1,882,075,931 |
| Daniel Thompson Chairman, CEO, Director | Dec 6, 2013 | Award | +1 | – | – | 1 |
| Gary Teel 10% owner | Apr 11, 2012 | Sale | −5,000 | $0.11 | $550 | 6,248,848 |
| Gary Teel 10% owner | Apr 9, 2012 | Sale | −10,000 | $0.08 | $800 | 6,253,848 |
| Gary Teel 10% owner | Apr 3, 2012 | Sale | −5,000 | $0.08 | $400 | 6,263,848 |
| Gary Teel 10% owner | Mar 30, 2012 | Sale | −6,000 | $0.08 | $480 | 6,268,848 |
| Gary Teel 10% owner | Mar 28, 2012 | Sale | −3,000 | $0.11 | $330 | 6,274,848 |
| Gary Teel 10% owner | Mar 26, 2012 | Sale | −5,000 | $0.11 | $550 | 6,277,848 |
| Gary Teel 10% owner | Mar 22, 2012 | Sale | −2,000 | $0.11 | $220 | 6,282,848 |
| Gary Teel 10% owner | Mar 21, 2012 | Sale | −25,000 | $0.08 | $2.00K | 6,284,848 |
| Gary Teel 10% owner | Mar 14, 2012 | Sale | −25,000 | $0.09 | $2.25K | 6,309,848 |
| Posner Irrevocable Trust Steven 10% owner | Nov 17, 2011 | Other | +2,500,000 | – | – | 7,000,000 |
| Posner Irrevocable Trust Steven 10% owner | Sep 7, 2011 | Other | +2,000,000 | – | – | 4,500,000 |
| Daniel Thompson Chairman, CEO, Director | Jun 23, 2011 | Sale | −1,300 | $0.03 | $39 | 1,227,228 |
| Daniel Thompson Chairman, CEO, Director | Jun 23, 2011 | Other | −1,300 | $0.03 | $39 | 2,827,228 |
| Joseph DiLeonardo President | Oct 7, 2010 | Other | +500,000 | $0.10 | $50.00K | 700,000 |
| Daniel Thompson Chairman, CEO, Director | May 14, 2008 | Expiration | −250,000 | – | – | 1,228,528 |
| Daniel Thompson Chairman, CEO, Director | May 14, 2008 | Other | −250,000 | – | – | 2,828,528 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
-5.6%
From 0M shares
Short volume, 0 days
–
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Cardiff Lexington's stock actually held short. No settlement fails above the SEC's reporting threshold in the last 90 days.
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