Calamos Dynamic Convertible & Income Fund (CCD) shareholders
CCDNasdaqFiscal year ends October 31
$20.57−0.23 (-1.11%)
Close on Nov 12, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
4M
Shares held, 13F filers
Institutional holders
77
20 new, 6 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
5 buys · 0 sales
Net bought $22.00M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Thrivent Financial For Lutherans | 240,000 | 21.40% | 13G (passive) | Aug 26, 2026 |
| The Northwestern Mutual Life Insurance Company | – | 47.62% | 13G (passive) | Sep 9, 2024 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of CCD | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| D.A. Davidson & Co. | 625,231 | – | $16.11M | +2,769 | 0.09% |
| Wells Fargo & Company/Mn | 315,875 | – | $8.14M | −108,837 | 0.00% |
| Bank Of America Corp /De/ | 302,213 | – | $7.79M | −11,911 | 0.00% |
| Morgan Stanley | 299,076 | – | $7.71M | +3,080 | 0.00% |
| Guggenheim Capital LLC | 229,621 | – | $5.92M | +16,803 | 0.04% |
| Royal Bank of Canada | 193,048 | – | $4.98M | +7,068 | 0.00% |
| Raymond James Financial Inc | 191,798 | – | $4.94M | +88,973 | 0.00% |
| Advisors Asset Management, Inc. | 141,214 | – | $3.64M | +103,098 | 0.06% |
| LPL Financial LLC | 139,996 | – | $3.61M | −31,564 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 122,664 | – | $3.16M | +63,853 | 0.00% |
| Truist Financial Corp | 109,548 | – | $2.82M | −1,088 | 0.00% |
| &partners | 105,007 | – | $2.70M | +1,312 | 0.01% |
| Mutual Advisors, LLC | 100,596 | – | $2.59M | −15,786 | 0.05% |
| J.W. Cole Advisors, Inc. | 94,955 | – | $2.45M | New | 0.04% |
| Bleakley Financial Group, LLC | 84,200 | – | $2.17M | New | 0.03% |
| Citadel Advisors LLC | 78,136 | – | $2.01M | +56,895 | 0.00% |
| Osaic Holdings, Inc. | 74,911 | – | $1.93M | +25,261 | 0.00% |
| Commonwealth Equity Services, LLC | 70,553 | – | $1.82M | −4,866 | 0.00% |
| Landscape Capital Management, L.L.C. | 60,762 | – | $1.57M | −33,815 | 0.10% |
| Ameriprise Financial Inc | 60,100 | – | $1.55M | +4,854 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 77 | 4M | 20 / 24 | 20 / 6 | 1M | 0M |
| Q1 2026 | 64 | 4M | 5 / 24 | 21 / 10 | 0M | 1M |
| Q4 2025 | 71 | 4M | 8 / 21 | 26 / 9 | 0M | 1M |
| Q3 2025 | 72 | 5M | 14 / 21 | 21 / 5 | 1M | 1M |
| Q2 2025 | 64 | 5M | 8 / 24 | 15 / 9 | 1M | 0M |
| Q1 2025 | 65 | 4M | 5 / 16 | 23 / 7 | 0M | 0M |
| Q4 2024 | 67 | 4M | 9 / 22 | 22 / 6 | 0M | 0M |
| Q3 2024 | 67 | 4M | 10 / 16 | 28 / 3 | 0M | 0M |
| Q2 2024 | 60 | 4M | 5 / 25 | 16 / 5 | 0M | 1M |
| Q1 2024 | 60 | 5M | 9 / 23 | 16 / 11 | 1M | 0M |
| Q4 2023 | 64 | 5M | 9 / 26 | 17 / 7 | 1M | 0M |
| Q3 2023 | 62 | 4M | 7 / 25 | 16 / 2 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| John P. Calamos Sr | President and Chairman, Director | 1,450,158 | Apr 7, 2025 |
| John S. Koudounis | Vice President | – | Sep 9, 2025 |
| Walter M. Kelly | Chief Compliance Officer | – | Aug 4, 2025 |
| Thomas P. Kiley III | Vice President | – | Dec 27, 2024 |
| Financial For Lutherans Thrivent | 10% owner | 240,000 | Sep 2, 2026 |
| MetLife Investment Management, LLC | 10% owner | 296,000 | Aug 26, 2026 |
| Jeffrey S. Phlegar | – | – | Sep 9, 2025 |
| Hugh Armstrong | – | – | Sep 9, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| MetLife Investment Management, LLC 10% owner | Aug 26, 2026 | Buy | +296,000 | $25.00 | $7.40M | 296,000 |
| MetLife Investment Management, LLC 10% owner | Aug 26, 2026 | Buy | +168,000 | $25.00 | $4.20M | 168,000 |
| MetLife Investment Management, LLC 10% owner | Aug 26, 2026 | Buy | +244,000 | $25.00 | $6.10M | 244,000 |
| MetLife Investment Management, LLC 10% owner | Aug 26, 2026 | Buy | +44,000 | $25.00 | $1.10M | 44,000 |
| MetLife Investment Management, LLC 10% owner | Aug 26, 2026 | Buy | +128,000 | $25.00 | $3.20M | 128,000 |
| MetLife Investment Management, LLC 10% owner | Aug 24, 2026 | Other | −36,000 | $25.00 | $900.00K | 0 |
| MetLife Investment Management, LLC 10% owner | Aug 24, 2026 | Other | −244,000 | $25.00 | $6.10M | 0 |
| MetLife Investment Management, LLC 10% owner | Aug 24, 2026 | Other | −36,000 | $25.00 | $900.00K | 0 |
| MetLife Investment Management, LLC 10% owner | Aug 24, 2026 | Other | −124,000 | $25.00 | $3.10M | 0 |
| Financial For Lutherans Thrivent – | Aug 24, 2026 | Other | +200,000 | $25.00 | $5.00M | 0 |
| John P. Calamos Sr President and Chairman, Director | Apr 3, 2025 | Sale | −0.97 | $20.85 | $20 | 1,450,158 |
| MetLife Investment Management, LLC 10% owner | Sep 9, 2024 | Buy | +40,000 | $25.00 | $1.00M | 40,000 |
| MetLife Investment Management, LLC 10% owner | Sep 9, 2024 | Buy | +400,000 | $25.00 | $10.00M | 400,000 |
| Mark Mickey Chief Compliance Officer | May 31, 2023 | Sale | −500 | $22.95 | $11.48K | 0 |
| MetLife Investment Management, LLC 10% owner | May 24, 2022 | Buy | +440,000 | $25.00 | $11.00M | 440,000 |
| Mark Mickey Chief Compliance Officer | Dec 18, 2020 | Buy | +500 | $28.37 | $14.19K | 500 |
| David D. Tripple Director | Dec 19, 2019 | Sale | −100 | $20.98 | $2.10K | 0 |
| John P. Calamos Sr President and Chairman, Director | Jul 24, 2019 | Sale | −0.4 | $20.98 | $8 | 0 |
| John P. Calamos Sr President and Chairman, Director | Jul 22, 2019 | Sale | −0.55 | $20.96 | $12 | 0 |
| Advisors LLC Calamos – | Jul 1, 2019 | Other | +77,581.15 | – | – | 1,113,376 |
| Theresa Hamacher Director | Mar 1, 2016 | Buy | +500 | $16.47 | $8.24K | 500 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +700 | $16.16 | $11.31K | 1,109,098 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +80 | $16.12 | $1.29K | 1,107,198 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +100 | $16.09 | $1.61K | 1,107,118 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +100 | $16.05 | $1.61K | 1,107,018 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +200 | $16.31 | $3.26K | 1,113,219 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +100 | $16.27 | $1.63K | 1,113,019 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +100 | $16.25 | $1.63K | 1,112,919 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +400 | $16.24 | $6.50K | 1,112,819 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +481 | $16.23 | $7.81K | 1,112,419 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +500 | $16.21 | $8.11K | 1,111,938 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +1,840 | $16.20 | $29.81K | 1,111,438 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +200 | $16.19 | $3.24K | 1,109,598 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +200 | $16.18 | $3.24K | 1,109,398 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +100 | $16.17 | $1.62K | 1,109,198 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +500 | $16.14 | $8.07K | 1,107,698 |
| Advisors LLC Calamos – | Feb 25, 2016 | Buy | +700 | $16.15 | $11.30K | 1,108,398 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +500 | $16.03 | $8.02K | 1,065,852 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +100 | $15.90 | $1.59K | 1,062,392 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +300 | $15.92 | $4.78K | 1,062,692 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +160 | $15.94 | $2.55K | 1,062,852 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +4 | $16.26 | $65 | 1,069,896 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +300 | $16.20 | $4.86K | 1,069,892 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +100 | $16.19 | $1.62K | 1,069,592 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +600 | $16.17 | $9.70K | 1,069,492 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +400 | $16.16 | $6.46K | 1,068,892 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +100 | $16.15 | $1.61K | 1,068,492 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +152 | $16.08 | $2.44K | 1,068,392 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +544 | $16.07 | $8.74K | 1,068,240 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +100 | $16.07 | $1.61K | 1,067,696 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +260 | $16.06 | $4.18K | 1,067,596 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +1,384 | $16.05 | $22.21K | 1,067,336 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +100 | $16.04 | $1.60K | 1,065,952 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +96 | $16.27 | $1.56K | 1,069,992 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +100 | $16.02 | $1.60K | 1,065,352 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +1,200 | $16.01 | $19.21K | 1,065,252 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +700 | $16.00 | $11.20K | 1,064,052 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +200 | $15.99 | $3.20K | 1,063,352 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +100 | $15.99 | $1.60K | 1,063,152 |
| John P. Calamos Sr President and Chairman, Director | Feb 24, 2016 | Buy | +100 | $15.98 | $1.60K | 1,063,052 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
1.0
At 0M shares a day
Change since last report
-64.4%
From 0M shares
Short volume, 20 days
33.0%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Calamos Dynamic Convertible & Income Fund's stock actually held short. Settlement fails (shares not delivered on time) peaked at 4,904 shares on Oct 13, 2026 over the last 90 days.
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