Capstone Companies, Inc. (CAPC) shareholders
Close on Oct 19, 2026Market cap $3.17MP/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2019, from 13F filings
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Capstone Companies, Inc. | 9,831,745 | 19.80% | 13D (active) amendment | Dec 20, 2024 |
| Jeffrey Postal | 9,034,120 | 18.50% | 13D (active) amendment | Dec 20, 2024 |
| Ems Rodney Christopher | 2,535,156 | 5.10% | 13G (passive) | Mar 20, 2025 |
| Valente Christopher Radford | 2,445,063 | 5.00% | 13G (passive) | Mar 17, 2026 |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2019 | 0 | 0M | 0.0% | 0 / 0 | 0 / 1 | 0M | 0M |
| Q1 2019 | 1 | 0M | 0.1% | 1 / 0 | 0 / 0 | 0M | 0M |
| Q1 2018 | 0 | 0M | 0.0% | 0 / 0 | 0 / 1 | 0M | 1M |
| Q4 2017 | 1 | 1M | 1.7% | 1 / 0 | 0 / 0 | 1M | 0M |
| Q1 2015 | 0 | 0M | 0.0% | 0 / 0 | 0 / 1 | 0M | 0M |
| Q4 2014 | 1 | 0M | 0.0% | 1 / 0 | 0 / 1 | 0M | 0M |
| Q3 2014 | 1 | 0M | 0.0% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q2 2014 | 1 | 0M | 0.0% | 1 / 0 | 0 / 0 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Alexander Jacobs | Chielf Executive Officer | 0 | – | Dec 30, 2024 |
| Stewart Wallach | Director | 10,052,506 | 20.59% | Aug 22, 2025 |
| Jeffrey J. Guzy | Director | 52,800 | 0.11% | Aug 22, 2025 |
| Brian M. Rosen | Director | 0 | – | Mar 7, 2025 |
| Warner H. Session | Director | 0 | – | Jan 21, 2025 |
| George W. Wolf | Director | 0 | – | Jan 3, 2025 |
| Dana Eschenburg Perez | – | – | – | Aug 22, 2025 |
| Jeffrey Postal | 10% owner | 33,519,427 | 68.65% | Jan 8, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Stewart Wallach Director, 10% owner | Dec 3, 2024 | Buy | +4,000 | $0.01 | $40 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 23, 2024 | Buy | +1,000 | $0.01 | $10 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 22, 2024 | Buy | +18,000 | $0.01 | $180 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 21, 2024 | Buy | +5,000 | $0.01 | $50 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 21, 2024 | Buy | +10,000 | $0.01 | $100 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 18, 2024 | Buy | +10,000 | $0.01 | $100 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 18, 2024 | Buy | +11,000 | $0.01 | $110 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 18, 2024 | Buy | +4,500 | $0.01 | $45 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 17, 2024 | Buy | +4,900 | $0.01 | $49 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 17, 2024 | Buy | +2,000 | $0.01 | $20 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 17, 2024 | Buy | +4,900 | $0.01 | $49 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 17, 2024 | Buy | +4,900 | $0.01 | $49 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 17, 2024 | Buy | +2,100 | $0.01 | $21 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 16, 2024 | Buy | +2,000 | $0.01 | $20 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 16, 2024 | Buy | +4,900 | $0.01 | $49 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 15, 2024 | Buy | +5,000 | $0.01 | $50 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 14, 2024 | Buy | +2,000 | $0.01 | $20 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 11, 2024 | Buy | +2,000 | $0.01 | $20 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 11, 2024 | Buy | +27,000 | $0.01 | $270 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 11, 2024 | Buy | +10,000 | $0.01 | $100 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 10, 2024 | Buy | +5,000 | $0.01 | $50 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 10, 2024 | Buy | +13,200 | $0.01 | $132 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 10, 2024 | Buy | +1,000 | $0.01 | $10 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 9, 2024 | Buy | +1,311 | $0.01 | $13 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 9, 2024 | Buy | +4,800 | $0.01 | $48 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 9, 2024 | Buy | +9,000 | $0.01 | $90 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 8, 2024 | Buy | +6,500 | $0.01 | $65 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 8, 2024 | Buy | +1,100 | $0.01 | $11 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Oct 1, 2024 | Buy | +1,000 | $0.01 | $10 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Sep 27, 2024 | Buy | +1,000 | $0.01 | $10 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Sep 27, 2024 | Buy | +1,750 | $0.01 | $18 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Sep 26, 2024 | Buy | +3,800 | $0.01 | $38 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Sep 25, 2024 | Buy | +1,500 | $0.01 | $15 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Sep 23, 2024 | Buy | +10,500 | $0.01 | $105 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Sep 20, 2024 | Buy | +5,000 | – | – | 10,052,506 |
| Stewart Wallach Director, 10% owner | Sep 20, 2024 | Buy | +5,000 | $0.01 | $50 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Sep 19, 2024 | Buy | +7,500 | $0.01 | $75 | 10,052,506 |
| Stewart Wallach Director, 10% owner | Sep 18, 2024 | Buy | +5,000 | – | – | 10,052,506 |
| Stewart Wallach Director, 10% owner | Sep 12, 2024 | Buy | +1,000 | $0.01 | $10 | 10,052,506 |
| Jeffrey J. Guzy Director | Dec 16, 2021 | Gift | −33,333 | – | – | 52,800 |
| Jeffrey J. Guzy Director | Dec 16, 2021 | Gift | −33,333 | – | – | 86,133 |
| Jeffrey J. Guzy Director | Dec 16, 2021 | Gift | −33,334 | – | – | 119,466 |
| Jeffrey J. Guzy Director | Jul 15, 2021 | Option exercise | +100,000 | $0.44 | $44.00K | 152,800 |
| Jeffrey J. Guzy Director | Jul 15, 2021 | Option exercise | +100,000 | $0.44 | $44.00K | 152,800 |
| Stewart Wallach CEO, Director, 10% owner | Jan 4, 2021 | Other | +7,500 | – | – | 7,500 |
| Jeffrey Postal Director, 10% owner | Jan 4, 2021 | Other | +7,500 | – | – | 7,500 |
| Jeffrey Postal Director, 10% owner | Sep 13, 2017 | Other | +50,000 | $0.47 | $23.50K | 4,891,332 |
| Bart S. Fisher 10% owner | Oct 15, 2013 | Sale | −21,570,864 | – | – | 7,300,805 |
| Margaret Fisher 10% owner | Oct 15, 2013 | Sale | −42,429,136 | – | – | 3,000,000 |
| Jeffrey Postal Director | Oct 14, 2013 | Buy | +64,000,000 | – | – | 64,000,000 |
| Jeffrey Postal Director | Jan 22, 2013 | Other | +848,571 | $0.01 | $8.49K | 63,811,748 |
| James Siu King Hung – | Dec 1, 2012 | Other | +1,500,000 | $0.01 | $15.00K | 4,500,000 |
| James Siu King Hung – | Sep 28, 2012 | Other | +1,500,000 | $0.01 | $15.00K | 3,000,000 |
| Jeffrey Postal Director | Jul 20, 2012 | Buy | +50,000 | $0.01 | $500 | 62,963,177 |
| Jeffrey Postal Director | Jul 19, 2012 | Buy | +300,000 | $0.01 | $3.00K | 62,913,177 |
| Jeffrey Postal Director | Jul 18, 2012 | Buy | +100,000 | $0.01 | $1.00K | 62,613,177 |
| Jeffrey Postal Director | Jul 17, 2012 | Buy | +50,000 | $0.01 | $500 | 62,513,177 |
| Jeffrey Postal Director | Jul 16, 2012 | Buy | +50,000 | $0.01 | $500 | 62,463,177 |
| James Siu King Hung – | Jul 9, 2012 | Other | +1,500,000 | $0.01 | $15.00K | 1,500,000 |
| Jeffrey Postal Director | Feb 24, 2012 | Buy | +5,000,000 | $0.01 | $50.00K | 28,901,250 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Capstone Companies's stock actually held short. No settlement fails above the SEC's reporting threshold in the last 90 days.
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