BlackRock Capital Allocation Term Trust (BCAT) shareholders
BCATNYSEFiscal year ends December 31
$12.95−0.25 (-1.89%)
Close on Nov 13, 2026Market cap –P/E –Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
19M
Shares held, 13F filers
Institutional holders
110
25 new, 11 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
0 buys · 1 sales
Net sold $570.31K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of BCAT | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 3,603,068 | – | $57.40M | −756,684 | 0.00% |
| Wells Fargo & Company/Mn | 2,433,927 | – | $38.77M | −83,858 | 0.01% |
| Penserra Capital Management LLC | 1,613,297 | – | $25.70M | +61,560 | 0.20% |
| Cohen & Steers, Inc. | 1,572,657 | – | $25.05M | −75,000 | 0.04% |
| Bank Of America Corp /De/ | 1,551,775 | – | $24.72M | +74,997 | 0.00% |
| UBS Group AG | 1,051,479 | – | $16.75M | +72,704 | 0.00% |
| Invesco Ltd. | 699,927 | – | $11.15M | −217,468 | 0.00% |
| Royal Bank of Canada | 680,442 | – | $10.84M | +110,407 | 0.00% |
| Ameriprise Financial Inc | 580,806 | – | $9.26M | +460,346 | 0.00% |
| Cambridge Investment Research Advisors, Inc. | 468,212 | – | $7.46M | +238,603 | 0.01% |
| LPL Financial LLC | 464,975 | – | $7.41M | −7,021 | 0.00% |
| Rockefeller Capital Management L.P. | 442,872 | – | $7.05M | +24,853 | 0.01% |
| Stifel Financial Corp | 401,718 | – | $6.40M | −99,686 | 0.01% |
| Advisors Asset Management, Inc. | 384,286 | – | $6.12M | +23,021 | 0.09% |
| Raymond James Financial Inc | 356,329 | – | $5.68M | +17,799 | 0.00% |
| Keebeck Wealth Management, LLC | 351,976 | – | $5.61M | – | 0.55% |
| Lido Advisors, LLC | 189,561 | – | $3.02M | +3,245 | 0.01% |
| Jane Street Group, LLC | 124,513 | – | $1.98M | +43,374 | 0.00% |
| Integrated Wealth Concepts LLC | 124,489 | – | $1.98M | +27,087 | 0.01% |
| Perennial Investment Advisors, LLC | 114,613 | – | $1.83M | +19,969 | 0.12% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 110 | 19M | 25 / 40 | 23 / 11 | 2M | 2M |
| Q1 2026 | 100 | 19M | 19 / 42 | 26 / 23 | 2M | 3M |
| Q4 2025 | 106 | 21M | 21 / 36 | 30 / 9 | 4M | 2M |
| Q3 2025 | 94 | 20M | 14 / 41 | 18 / 11 | 2M | 9M |
| Q2 2025 | 91 | 26M | 15 / 33 | 24 / 15 | 3M | 6M |
| Q1 2025 | 92 | 30M | 13 / 44 | 21 / 11 | 2M | 6M |
| Q4 2024 | 90 | 34M | 25 / 24 | 27 / 12 | 2M | 4M |
| Q3 2024 | 80 | 36M | 11 / 21 | 36 / 16 | 2M | 6M |
| Q2 2024 | 86 | 40M | 15 / 30 | 26 / 19 | 2M | 15M |
| Q1 2024 | 91 | 53M | 17 / 29 | 27 / 12 | 9M | 1M |
| Q4 2023 | 86 | 46M | 16 / 27 | 27 / 9 | 12M | 2M |
| Q3 2023 | 80 | 35M | 14 / 23 | 28 / 6 | 3M | 2M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
5 funds held BCAT in Q2 2026, 35% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of BCAT | Value | % of fund | As of |
|---|---|---|---|---|---|
| Amplify CEF High Income ETF | 1,605,605 | – | $25.58M | 3.55% | Jun 30, 2026 |
| Invesco CEF Income Composite ETF | 925,385 | – | $14.73M | 1.77% | May 31, 2026 |
| Modern Capital Tactical Income Fund | 183,141 | – | $2.92M | 4.30% | Jun 30, 2026 |
| First Trust Income Opportunities ETF | 69,294 | – | $1.10M | 1.39% | May 31, 2026 |
| LoCorr Spectrum Income Fund | 47,234 | – | $752.44K | 1.08% | Jun 30, 2026 |
| Thrivent Multisector Bond Fund | 24,446 | – | $385.27K | 0.04% | Jul 31, 2026 |
| Thrivent Conservative Allocation Fund | 10,604 | – | $168.92K | 0.02% | Jun 30, 2026 |
| Thrivent Conservative Allocation Portfolio | 6,097 | – | $97.13K | 0.02% | Jun 30, 2026 |
| Thrivent Multisector Bond Portfolio | 4,707 | – | $74.98K | 0.05% | Jun 30, 2026 |
| Thrivent Dynamic Allocation Fund | 3,151 | – | $49.66K | 0.01% | Jul 31, 2026 |
| Thrivent Dynamic Allocation Portfolio | 2,602 | – | $41.45K | 0.01% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Stephen Thomas Minar | Vice President | 8,348 | Oct 29, 2026 |
| Charles Park | Chief Compliance Officer | – | Aug 5, 2026 |
| Robert W. Fairbairn | Director | 11,044 | Oct 29, 2026 |
| Francis C. Mahoney | Director | – | Sep 17, 2026 |
| Richard M. Rieder | – | 272,353 | Jul 15, 2026 |
| Russell Jared Koesterich | – | 38,554 | Feb 3, 2026 |
| Randy William Berkowitz | – | 0 | Feb 3, 2026 |
| Sarah Croughan Thompson | – | 0 | Feb 3, 2026 |
| Saba Capital Management, L.P. | 10% owner | 10,860,920 | May 19, 2025 |
| Boaz Weinstein | 10% owner | 10,389,562 | May 19, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Stephen Thomas Minar Vice President | Oct 27, 2026 | Option exercise | +1,407 | – | – | 8,348 |
| Robert W. Fairbairn Director | Oct 27, 2026 | Option exercise | +1,840 | – | – | 11,044 |
| Richard M. Rieder – | Jul 13, 2026 | Sale | −35,734 | $15.96 | $570.31K | 272,353 |
| Russell Jared Koesterich – | Jan 30, 2026 | Option exercise | +5,554.04 | – | – | 38,554 |
| Russell Jared Koesterich – | Jan 30, 2026 | Returned to company | −5,554.04 | $14.70 | $81.64K | 33,000 |
| Sarah Croughan Thompson – | Jan 30, 2026 | Returned to company | −693.85 | $14.70 | $10.20K | 0 |
| Sarah Croughan Thompson – | Jan 30, 2026 | Option exercise | +693.85 | – | – | 694 |
| Randy William Berkowitz – | Jan 30, 2026 | Returned to company | −3,680.39 | $14.70 | $54.10K | 0 |
| Randy William Berkowitz – | Jan 30, 2026 | Option exercise | +3,680.39 | – | – | 3,680 |
| Boaz Weinstein 10% owner | May 16, 2025 | Sale | −129,204 | $14.83 | $1.92M | 10,389,562 |
| Boaz Weinstein 10% owner | May 15, 2025 | Sale | −55,335 | $14.91 | $825.04K | 10,518,766 |
| Boaz Weinstein 10% owner | May 14, 2025 | Sale | −111,025 | $15.27 | $1.70M | 10,574,101 |
| Boaz Weinstein 10% owner | May 13, 2025 | Sale | −175,794 | $15.25 | $2.68M | 10,685,126 |
| Saba Capital Management, L.P. 10% owner | May 12, 2025 | Sale | −151,698 | $15.16 | $2.30M | 10,860,920 |
| Boaz Weinstein 10% owner | May 9, 2025 | Sale | −61,849 | $14.83 | $917.22K | 11,012,618 |
| Boaz Weinstein 10% owner | May 8, 2025 | Sale | −72,669 | $14.79 | $1.07M | 11,074,467 |
| Saba Capital Management, L.P. 10% owner | May 7, 2025 | Sale | −99,501 | $14.72 | $1.46M | 11,147,136 |
| Saba Capital Management, L.P. 10% owner | May 6, 2025 | Sale | −49,701 | $14.72 | $731.60K | 11,246,637 |
| Boaz Weinstein 10% owner | May 5, 2025 | Sale | −85,570 | $14.78 | $1.26M | 11,296,338 |
| Boaz Weinstein 10% owner | May 2, 2025 | Sale | −33,620 | $14.82 | $498.25K | 11,381,908 |
| Boaz Weinstein 10% owner | May 1, 2025 | Sale | −65,611 | $14.78 | $969.73K | 11,415,528 |
| Boaz Weinstein 10% owner | Apr 30, 2025 | Sale | −311,729 | $14.39 | $4.49M | 11,481,139 |
| Saba Capital Management, L.P. 10% owner | Apr 15, 2025 | Sale | −16,663 | $13.92 | $231.95K | 11,792,868 |
| Saba Capital Management, L.P. 10% owner | Mar 18, 2025 | Sale | −1,821 | $14.77 | $26.90K | 11,809,531 |
| Boaz Weinstein 10% owner | Mar 17, 2025 | Sale | −7,396 | $14.82 | $109.61K | 11,811,352 |
| Boaz Weinstein 10% owner | Mar 14, 2025 | Sale | −65,878 | $14.88 | $980.26K | 11,818,748 |
| Boaz Weinstein 10% owner | Mar 13, 2025 | Sale | −84,916 | $15.09 | $1.28M | 11,884,626 |
| Boaz Weinstein 10% owner | Mar 12, 2025 | Sale | −28,860 | $15.13 | $436.65K | 11,969,542 |
| Boaz Weinstein 10% owner | Mar 11, 2025 | Sale | −39,408 | $15.03 | $592.30K | 11,998,402 |
| Saba Capital Management, L.P. 10% owner | Mar 10, 2025 | Sale | −52,240 | $15.06 | $786.73K | 12,037,810 |
| Saba Capital Management, L.P. 10% owner | Mar 7, 2025 | Sale | −40,113 | $15.18 | $608.92K | 12,090,050 |
| Saba Capital Management, L.P. 10% owner | Mar 6, 2025 | Sale | −34,340 | $15.30 | $525.40K | 12,130,163 |
| Boaz Weinstein 10% owner | Mar 5, 2025 | Sale | −97,976 | $15.36 | $1.50M | 12,164,503 |
| Boaz Weinstein 10% owner | Mar 4, 2025 | Sale | −51,096 | $15.36 | $784.83K | 12,262,479 |
| Boaz Weinstein 10% owner | Mar 3, 2025 | Sale | −161,654 | $15.49 | $2.50M | 12,313,575 |
| Boaz Weinstein 10% owner | Feb 28, 2025 | Sale | −67,655 | $15.31 | $1.04M | 12,475,229 |
| Boaz Weinstein 10% owner | Feb 27, 2025 | Sale | −47,186 | $15.33 | $723.36K | 12,542,884 |
| Saba Capital Management, L.P. 10% owner | Feb 26, 2025 | Sale | −13,141 | $15.36 | $201.85K | 12,590,070 |
| Saba Capital Management, L.P. 10% owner | Feb 25, 2025 | Sale | −6,179 | $15.32 | $94.66K | 12,603,211 |
| Saba Capital Management, L.P. 10% owner | Feb 24, 2025 | Sale | −25,152 | $15.37 | $386.59K | 12,609,390 |
| Boaz Weinstein 10% owner | Feb 21, 2025 | Sale | −29,278 | $15.42 | $451.47K | 12,634,542 |
| Boaz Weinstein 10% owner | Feb 20, 2025 | Sale | −45,347 | $15.44 | $700.16K | 12,663,820 |
| Boaz Weinstein 10% owner | Feb 19, 2025 | Sale | −28,628 | $15.53 | $444.59K | 12,709,167 |
| Boaz Weinstein 10% owner | Feb 18, 2025 | Sale | −47,152 | $15.57 | $734.16K | 12,737,795 |
| Saba Capital Management, L.P. 10% owner | Feb 14, 2025 | Sale | −58,394 | $15.60 | $910.95K | 12,784,947 |
| Saba Capital Management, L.P. 10% owner | Feb 13, 2025 | Sale | −116,265 | $15.86 | $1.84M | 12,843,341 |
| Saba Capital Management, L.P. 10% owner | Feb 12, 2025 | Sale | −109,365 | $15.69 | $1.72M | 12,959,606 |
| Boaz Weinstein 10% owner | Feb 11, 2025 | Sale | −104,403 | $15.67 | $1.64M | 13,068,971 |
| Boaz Weinstein 10% owner | Feb 10, 2025 | Sale | −45,905 | $15.67 | $719.33K | 13,173,374 |
| Boaz Weinstein 10% owner | Feb 7, 2025 | Sale | −57,230 | $15.62 | $893.93K | 13,219,279 |
| Boaz Weinstein 10% owner | Feb 6, 2025 | Sale | −23,059 | $15.68 | $361.57K | 13,276,509 |
| Saba Capital Management, L.P. 10% owner | Feb 5, 2025 | Sale | −42,294 | $15.59 | $659.36K | 13,299,568 |
| Saba Capital Management, L.P. 10% owner | Feb 4, 2025 | Sale | −25,108 | $15.55 | $390.43K | 13,341,862 |
| Saba Capital Management, L.P. 10% owner | Feb 3, 2025 | Sale | −35,272 | $15.46 | $545.31K | 13,366,970 |
| Russell Jared Koesterich – | Jan 31, 2025 | Option exercise | +1,713.48 | – | – | 34,713 |
| Russell Jared Koesterich – | Jan 31, 2025 | Returned to company | −1,713.48 | $15.45 | $26.47K | 33,000 |
| Randy William Berkowitz – | Jan 31, 2025 | Returned to company | −2,376.6 | $15.45 | $36.72K | 0 |
| Randy William Berkowitz – | Jan 31, 2025 | Option exercise | +2,376.6 | – | – | 2,377 |
| Saba Capital Management, L.P. 10% owner | Jan 31, 2025 | Sale | −202,303 | $15.56 | $3.15M | 13,402,242 |
| Saba Capital Management, L.P. 10% owner | Jan 30, 2025 | Sale | −200 | $15.58 | $3.12K | 13,604,545 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
1M shares short
Days to cover
1.0
At 1M shares a day
Change since last report
-83.4%
From 3M shares
Short volume, 20 days
40.2%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of BlackRock Capital Allocation Term Trust's stock actually held short. Settlement fails (shares not delivered on time) peaked at 207,335 shares on Sep 14, 2026 over the last 90 days.
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