BAB, Inc. (BABB) shareholders
BABBOTCRetail-Eating PlacesFiscal year ends November 30
Financials through Q3 FY2026, quarter ended Aug 31, 2026Last filing: 10-Q on Oct 13, 2026Score 11/30
$0.81−0.01 (-0.88%)
Close on Oct 19, 2026Market cap $5.86MP/E 8.1Yield 7.44%
Ownership
Institutional holdings as of Dec 31, 2017, from 13F filings
Held by institutions
0.0%
0M of 7M shares
Institutional holders
0
0 new, 2 sold out
Net institutional buying
-0M
In Q4 2017
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Camelot Event-Driven Advisors LLC Joint filing with Frank Funds (6.60%), Camelot Event-Driven Fund, a series of Frank Funds (6.60%) and 3 more | 479,411 | 6.60% | 13D (active) amendment | Jul 9, 2025 |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q4 2017 | 0 | 0M | 0.0% | 0 / 0 | 0 / 2 | 0M | 0M |
| Q3 2017 | 2 | 0M | 0.7% | 1 / 0 | 0 / 0 | 0M | 0M |
| Q2 2017 | 1 | 0M | 0.2% | 0 / 0 | 0 / 1 | 0M | 0M |
| Q1 2017 | 2 | 0M | 0.5% | 1 / 0 | 0 / 0 | 0M | 0M |
| Q4 2016 | 1 | 0M | 0.2% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q3 2016 | 1 | 0M | 0.2% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q2 2016 | 1 | 0M | 0.2% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q1 2016 | 1 | 0M | 0.2% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q4 2015 | 1 | 0M | 0.2% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q3 2015 | 1 | 0M | 0.2% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q2 2015 | 1 | 0M | 0.2% | 0 / 0 | 0 / 0 | 0M | 0M |
| Q1 2015 | 1 | 0M | 0.2% | 0 / 0 | 0 / 1 | 0M | 0M |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Brian John Evans | Chief Operating Officer | 430 | 0.01% | Dec 31, 2025 |
| Bab, Inc. | Chief Operating Officer | 430 | 0.01% | Dec 30, 2025 |
| George Michael Ristau Jr | Director | 123,000 | 1.69% | Jul 8, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Michael W. Evans Chief Executive Officer, Director, 10% owner | Jun 5, 2019 | Gift | −31,111 | – | – | 1,432,468 |
| Geraldine Conn Chief Financial Officer | May 1, 2015 | Buy | +2,001 | $0.64 | $1.28K | 20,300 |
| Michael W. Evans Chief Executive Officer, Director, 10% owner | Jan 20, 2015 | Gift | −31,111 | – | – | 1,463,579 |
| Geraldine Conn Chief Financial Officer | Dec 4, 2014 | Buy | +1,200 | $0.70 | $840 | 18,299 |
| James C. Pappas – | Jul 28, 2014 | Sale | −15,505 | $0.76 | $11.78K | 723,177 |
| JCP Investment Partnership, LP 10% owner | Jul 24, 2014 | Sale | −9,300 | $0.79 | $7.35K | 738,682 |
| JCP Investment Partnership, LP 10% owner | Jul 23, 2014 | Sale | −500 | $0.79 | $395 | 747,982 |
| JCP Investment Partners, LP 10% owner | Jul 22, 2014 | Sale | −17,500 | $0.78 | $13.65K | 748,482 |
| JCP Investment Partners, LP 10% owner | Jul 18, 2014 | Sale | −10,000 | $0.76 | $7.60K | 765,982 |
| JCP Investment Management, LLC 10% owner | May 27, 2014 | Sale | −1,450 | $0.78 | $1.13K | 775,982 |
| JCP Investment Management, LLC 10% owner | May 23, 2014 | Sale | −9,000 | $0.76 | $6.84K | 777,432 |
| JCP Investment Partnership, LP 10% owner | May 21, 2014 | Sale | −10,825 | $0.76 | $8.23K | 786,432 |
| JCP Investment Partnership, LP 10% owner | May 20, 2014 | Sale | −175 | $0.76 | $133 | 797,257 |
| JCP Investment Holdings, LLC 10% owner | May 12, 2014 | Sale | −2,524 | $0.79 | $1.99K | 797,432 |
| JCP Investment Partnership, LP 10% owner | May 8, 2014 | Sale | −421 | $0.83 | $349 | 799,956 |
| JCP Investment Partnership, LP 10% owner | May 7, 2014 | Sale | −2,243 | $0.83 | $1.86K | 800,377 |
| Geraldine Conn Chief Financial Officer | Apr 15, 2014 | Buy | +1,682 | $0.75 | $1.26K | 17,099 |
| JCP Investment Holdings, LLC 10% owner | Sep 10, 2013 | Buy | +15,000 | $0.88 | $13.20K | 802,620 |
| JCP Investment Partners, LP 10% owner | Sep 5, 2013 | Buy | +4,300 | $0.86 | $3.70K | 787,620 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Feb 14, 2013 | Sale | +2,500 | $0.59 | $1.48K | 968,054 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Feb 14, 2013 | Sale | −2,500 | $0.60 | $1.50K | 970,554 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Feb 11, 2013 | Sale | −5,000 | $0.61 | $3.05K | 973,054 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Nov 14, 2012 | Sale | −5,000 | $0.59 | $2.95K | 978,054 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Nov 13, 2012 | Sale | −5,000 | $0.59 | $2.95K | 983,054 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Oct 5, 2012 | Sale | −5,000 | $0.63 | $3.15K | 988,054 |
| Michael K. Murtaugh Secretary, Director, 10% owner | Jul 24, 2012 | Sale | −5,000 | $0.59 | $2.95K | 993,054 |
| Michael K. Murtaugh Secretary, Director, 10% owner | Jul 23, 2012 | Sale | −5,000 | $0.59 | $2.95K | 998,054 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | May 14, 2012 | Sale | −5,000 | $0.59 | $2.95K | 1,003,054 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | May 11, 2012 | Sale | −5,000 | $0.59 | $2.95K | 1,008,054 |
| Michael K. Murtaugh VICE PRESIDENT & SECRETARY, Director, 10% owner | Apr 18, 2012 | Sale | −5,000 | $0.58 | $2.90K | 1,013,054 |
| Michael K. Murtaugh VICE PRESIDENT & SECRETARY, Director, 10% owner | Apr 5, 2012 | Gift | −22,222 | – | – | 1,018,054 |
| Michael K. Murtaugh VICE PRESIDENT & SECRETARY, Director, 10% owner | Apr 5, 2012 | Sale | −5,000 | $0.59 | $2.95K | 1,040,276 |
| Michael K. Murtaugh Secretary, Director, 10% owner | Nov 15, 2011 | Sale | −5,000 | $0.50 | $2.50K | 1,045,276 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Nov 11, 2011 | Sale | −5,000 | $0.51 | $2.55K | 1,050,276 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Oct 17, 2011 | Sale | −4,000 | $0.55 | $2.20K | 1,055,276 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Oct 7, 2011 | Sale | −7,500 | $0.52 | $3.90K | 1,059,276 |
| Michael K. Murtaugh Vice President General Counsel, Director, 10% owner | Aug 22, 2011 | Sale | −2,000 | $0.58 | $1.16K | 1,066,776 |
| Michael K. Murtaugh Vice President General Counsel, Director, 10% owner | Aug 19, 2011 | Sale | −3,000 | $0.58 | $1.74K | 1,068,776 |
| Jeffrey M. Gorden CHIEF FINANCIAL OFFICER | Aug 9, 2011 | Sale | −925 | $0.60 | $555 | 5,012 |
| Jeffrey M. Gorden CHIEF FINANCIAL OFFICER | Aug 8, 2011 | Sale | −3,000 | $0.60 | $1.80K | 5,937 |
| Michael K. Murtaugh Vice President General Counsel, Director, 10% owner | Aug 1, 2011 | Sale | −5,000 | $0.63 | $3.15K | 1,071,776 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Jul 28, 2011 | Sale | −5,000 | $0.63 | $3.15K | 1,076,776 |
| Jeffrey M. Gorden CHIEF FINANCIAL OFFICER | Jul 28, 2011 | Sale | −1,000 | $0.68 | $680 | 8,937 |
| Jeffrey M. Gorden CHIEF FINANCIAL OFFICER | Jul 26, 2011 | Sale | −575 | $0.70 | $403 | 9,937 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Jul 22, 2011 | Sale | −2,500 | $0.71 | $1.78K | 1,081,776 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Jul 22, 2011 | Sale | −2,500 | $0.66 | $1.65K | 1,084,276 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Jul 20, 2011 | Sale | −2,500 | $0.63 | $1.58K | 1,086,776 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Jul 18, 2011 | Sale | −10,000 | $0.59 | $5.90K | 1,089,276 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | May 19, 2011 | Sale | −5,000 | $0.65 | $3.25K | 1,099,276 |
| Jeffrey M. Gorden CHIEF FINANCIAL OFFICER | May 18, 2011 | Sale | −1,200 | $0.72 | $864 | 10,512 |
| Jeffrey M. Gorden CHIEF FINANCIAL OFFICER | May 16, 2011 | Sale | −1,200 | $0.85 | $1.02K | 11,912 |
| Jeffrey M. Gorden CHIEF FINANCIAL OFFICER | May 16, 2011 | Sale | −200 | $0.72 | $144 | 11,712 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | May 13, 2011 | Sale | −5,000 | $0.50 | $2.50K | 1,104,276 |
| Jeffrey M. Gorden CHIEF FINANCIAL OFFICER | May 12, 2011 | Sale | −5,000 | $0.55 | $2.75K | 13,112 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | May 5, 2011 | Sale | −5,000 | $0.50 | $2.50K | 1,109,276 |
| Jeffrey M. Gorden CHIEF FINANCIAL OFFICER | Apr 28, 2011 | Sale | −2,000 | $0.59 | $1.18K | 18,112 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Apr 26, 2011 | Sale | −5,000 | $0.50 | $2.50K | 1,114,276 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Apr 18, 2011 | Sale | −5,000 | $0.51 | $2.55K | 1,119,276 |
| Michael K. Murtaugh SECRETARY, Director, 10% owner | Apr 15, 2011 | Sale | −5,000 | $0.50 | $2.50K | 1,124,276 |
| Jeffrey M. Gorden CHIEF FINANCIAL OFFICER | Apr 8, 2011 | Sale | −3,000 | $0.55 | $1.65K | 29,112 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
0M shares short
Days to cover
2.0
At 0M shares a day
Change since last report
+9.0%
From 0M shares
Short volume, 0 days
–
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of BAB's stock actually held short. No settlement fails above the SEC's reporting threshold in the last 90 days.
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