Alibaba Group Holding Ltd (BABA) shareholders
BABANYSEServices-Business Services, NECAlso trades as BABAF, BBAAY
$94.36−7.16 (-7.05%)
Close on Nov 12, 2026Market cap $219.16BP/E 14.3Yield –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
232M
Shares held, 13F filers
Institutional holders
1,219
123 new, 225 sold out
Net institutional buying
-17M
In Q2 2026
Insider trades, 12 months
3 buys · 13 sales
Net sold $60.16M
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of BABA | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Primecap Management Co/Ca/ | 18,611,306 | – | $1.79B | −111,010 | 1.06% |
| UBS Group AG | 10,565,232 | – | $1.01B | −56,004 | 0.13% |
| Dodge & Cox | 9,957,970 | – | $955.77M | +40,200 | 0.50% |
| Hsbc Holdings PLC | 9,607,845 | – | $923.32M | +484,892 | 0.39% |
| Morgan Stanley | 7,419,507 | – | $712.12M | +1,274,787 | 0.04% |
| Goldman Sachs Group Inc | 6,856,466 | – | $658.08M | +1,150,524 | 0.06% |
| UBS Asset Management Americas Inc | 6,068,788 | – | $582.48M | +533,973 | 0.11% |
| Fisher Asset Management, LLC | 5,096,418 | – | $489.15M | −25,717 | 0.15% |
| Bank Of America Corp /De/ | 4,819,436 | – | $462.57M | −403,317 | 0.03% |
| Barclays PLC | 4,676,300 | – | $448.83M | +1,935,327 | 0.09% |
| JPMorgan Chase & Co | 4,418,393 | – | $422.00M | −16,072,747 | 0.02% |
| Norges Bank | 4,318,477 | – | $414.49M | New | 0.04% |
| Citigroup Inc | 3,890,562 | – | $373.42M | +424,200 | 0.12% |
| FMR LLC | 3,689,900 | – | $354.16M | −4,157,955 | 0.02% |
| BlackRock, Inc. | 3,467,286 | – | $332.79M | +306,546 | 0.00% |
| Capula Management Ltd | 3,343,509 | – | $320.91M | +3,228,963 | 1.15% |
| Discerene Group LP | 2,737,678 | – | $262.76M | +95,000 | 29.55% |
| Royal Bank of Canada | 2,727,651 | – | $261.80M | +447,268 | 0.04% |
| Price T Rowe Associates Inc /Md/ | 2,667,285 | – | $256.01M | −473,047 | 0.03% |
| Capital World Investors | 2,625,136 | – | $251.96M | −1,532,961 | 0.03% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 1,219 | 232M | 123 / 427 | 429 / 225 | 39M | 56M |
| Q1 2026 | 1,348 | 250M | 111 / 491 | 475 / 185 | 28M | 52M |
| Q4 2025 | 1,437 | 275M | 231 / 503 | 456 / 190 | 50M | 57M |
| Q3 2025 | 1,419 | 284M | 287 / 482 | 447 / 123 | 65M | 53M |
| Q2 2025 | 1,275 | 274M | 125 / 424 | 490 / 231 | 34M | 120M |
| Q1 2025 | 1,403 | 361M | 327 / 432 | 455 / 113 | 100M | 66M |
| Q4 2024 | 1,208 | 328M | 205 / 387 | 431 / 211 | 44M | 97M |
| Q3 2024 | 1,237 | 383M | 242 / 384 | 420 / 103 | 71M | 44M |
| Q2 2024 | 1,109 | 358M | 120 / 371 | 399 / 123 | 49M | 64M |
| Q1 2024 | 1,125 | 375M | 145 / 455 | 351 / 167 | 62M | 48M |
| Q4 2023 | 1,158 | 362M | 197 / 302 | 471 / 172 | 72M | 65M |
| Q3 2023 | 1,155 | 354M | 116 / 396 | 401 / 99 | 46M | 62M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
305 funds held BABA in Q1 2026, 7% of their shares through ETFs. Each fund counts once per quarter, from its quarter-end report.
| Fund | Shares | % of BABA | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Primecap Fund | 11,213,317 | – | $1.08B | 1.12% | Jun 30, 2026 |
| Dodge & Cox International Stock Fund | 7,067,500 | – | $678.34M | 1.00% | Jun 30, 2026 |
| Vanguard Capital Opportunity Fund | 3,436,476 | – | $329.83M | 1.01% | Jun 30, 2026 |
| Fidelity Emerging Markets Fund | 2,234,700 | – | $273.19M | 2.52% | Jul 31, 2026 |
| New World Fund Inc | 2,118,575 | – | $259.00M | 0.29% | Jul 31, 2026 |
| Nomura Emerging Markets Fund | 2,020,000 | – | $250.92M | 1.74% | May 29, 2026 |
| Strategic Advisers Fidelity Emerging Markets Fund | 1,740,454 | – | $216.20M | 0.52% | May 31, 2026 |
| Avantis Emerging Markets Equity ETF | 1,693,024 | – | $210.31M | 0.81% | May 31, 2026 |
| Global X Artificial Intelligence & Technology ETF | 1,446,190 | – | $179.65M | 1.66% | May 31, 2026 |
| Vanguard Primecap Core Fund | 1,046,220 | – | $100.42M | 0.56% | Jun 30, 2026 |
| JPMorgan Emerging Markets Equity Fund | 1,013,202 | – | $123.86M | 1.14% | Jul 31, 2026 |
| PRIMECAP Odyssey Aggressive Growth Fund | 918,400 | – | $112.27M | 1.52% | Jul 31, 2026 |
| T. Rowe Price International Stock Fund | 863,369 | – | $105.55M | 0.79% | Jul 31, 2026 |
| Dodge & Cox Global Stock Fund | 845,900 | – | $81.19M | 0.62% | Jun 30, 2026 |
| PRIMECAP Odyssey Growth Fund | 702,943 | – | $85.93M | 1.42% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Yongming Wu | Chief Executive Officer, Director | 14,153,752 | Oct 5, 2026 |
| J. Michael Evans | President, Director | 55,008 | Jul 1, 2026 |
| Fang Jiang | Chief People Officer | 27,795,961 | Oct 2, 2026 |
| Siying Yu | General Counsel | 4,420,226 | Sep 29, 2026 |
| Hong Xu | Chief Financial Officer | 957,066 | Sep 29, 2026 |
| Fan (FJ) Jiang | CEO of Business Group | 563,945 | Sep 29, 2026 |
| Joseph C. Tsai | Director | 117,095,240 | Oct 5, 2026 |
| Wan Ling Martello | Director | 392,000 | Sep 25, 2026 |
| Irene Yun-Lien Lee | Director | 170,600 | Sep 25, 2026 |
| Maggie Wei Wu | Director | 10,886,160 | Sep 25, 2026 |
| Kong Ping Albert Ng | Director | 165,600 | Sep 25, 2026 |
| Jerry Yang | Director | 517,072 | Sep 25, 2026 |
| Kabir Misra | Director | 560,800 | Sep 25, 2026 |
| Weijian Shan | Director | 176,800 | Sep 25, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Joseph C. Tsai Director | Oct 1, 2026 | Option exercise | +7,500 | – | – | 836,072 |
| Joseph C. Tsai Director | Oct 1, 2026 | Option exercise | +3,334 | – | – | 828,572 |
| Yongming Wu Chief Executive Officer, Director | Oct 1, 2026 | Option exercise | +28,000 | – | – | 1,725,752 |
| Yongming Wu Chief Executive Officer, Director | Oct 1, 2026 | Option exercise | +13,334 | – | – | 1,697,752 |
| Fang Jiang Chief People Officer | Sep 30, 2026 | Sale | −885,272 | $13.55 | $12.00M | 4,679,097 |
| Siying Yu General Counsel | Sep 25, 2026 | Option exercise | +3,328 | – | – | 610,562 |
| Siying Yu General Counsel | Sep 25, 2026 | Option exercise | +2,667 | – | – | 613,229 |
| Siying Yu General Counsel | Sep 25, 2026 | Sale | −6,764 | $13.58 | $91.86K | 613,965 |
| Siying Yu General Counsel | Sep 25, 2026 | Option exercise | +7,500 | – | – | 620,729 |
| Hong Xu Chief Financial Officer | Sep 25, 2026 | Option exercise | +9,000 | – | – | 299,496 |
| Hong Xu Chief Financial Officer | Sep 25, 2026 | Option exercise | +10,000 | – | – | 290,496 |
| Hong Xu Chief Financial Officer | Sep 25, 2026 | Sale | −103,046 | $13.68 | $1.41M | 406,450 |
| Hong Xu Chief Financial Officer | Sep 25, 2026 | Option exercise | +10,000 | – | – | 309,496 |
| Hong Xu Chief Financial Officer | Sep 25, 2026 | Option exercise | +200,000 | – | – | 509,496 |
| Fan (FJ) Jiang CEO of Business Group | Sep 25, 2026 | Option exercise | +7,328 | – | – | 563,945 |
| Fan (FJ) Jiang CEO of Business Group | Sep 25, 2026 | Option exercise | +15,500 | – | – | 586,779 |
| Fan (FJ) Jiang CEO of Business Group | Sep 25, 2026 | Option exercise | +7,334 | – | – | 571,279 |
| Fan (FJ) Jiang CEO of Business Group | Sep 25, 2026 | Option exercise | +640,000 | – | – | 1,226,779 |
| Fang Jiang Chief People Officer | Sep 25, 2026 | Option exercise | +1,664 | – | – | 5,561,175 |
| Fang Jiang Chief People Officer | Sep 25, 2026 | Option exercise | +3,750 | – | – | 5,569,258 |
| Fang Jiang Chief People Officer | Sep 25, 2026 | Option exercise | +2,667 | – | – | 5,565,508 |
| Fang Jiang Chief People Officer | Sep 25, 2026 | Option exercise | +1,666 | – | – | 5,562,841 |
| Fang Jiang Chief People Officer | Sep 25, 2026 | Sale | −4,889 | $13.57 | $66.34K | 5,564,369 |
| Kong Ping Albert Ng Director | Sep 23, 2026 | Award | +32,000 | – | – | 165,600 |
| Maggie Wei Wu Director | Sep 23, 2026 | Award | +32,000 | – | – | 3,686,160 |
| Irene Yun-Lien Lee Director | Sep 23, 2026 | Award | +32,000 | – | – | 170,600 |
| Wan Ling Martello Director | Sep 23, 2026 | Award | +32,000 | – | – | 392,000 |
| Kabir Misra Director | Sep 23, 2026 | Award | +32,000 | – | – | 560,800 |
| Weijian Shan Director | Sep 23, 2026 | Award | +32,000 | – | – | 176,800 |
| Jerry Yang Director | Sep 23, 2026 | Award | +32,000 | – | – | 517,072 |
| Yongming Wu Chief Executive Officer, Director | Sep 10, 2026 | Option exercise | +320,000 | – | – | 1,684,418 |
| Joseph C. Tsai Director | Aug 25, 2026 | Buy | +720,000 | $14.47 | $10.42M | 114,979,168 |
| Joseph C. Tsai Director | Aug 24, 2026 | Buy | +720,000 | $14.29 | $10.29M | 114,259,168 |
| Yongming Wu Chief Executive Officer, Director | Aug 24, 2026 | Buy | +350,000 | $14.24 | $4.98M | 1,364,418 |
| Yongming Wu Chief Executive Officer, Director | Jul 1, 2026 | Option exercise | +13,333 | – | – | 986,418 |
| Yongming Wu Chief Executive Officer, Director | Jul 1, 2026 | Option exercise | +28,000 | – | – | 1,014,418 |
| Joseph C. Tsai Director | Jul 1, 2026 | Option exercise | +7,500 | – | – | 825,238 |
| Joseph C. Tsai Director | Jul 1, 2026 | Option exercise | +3,333 | – | – | 817,738 |
| J. Michael Evans President, Director | Jun 29, 2026 | Sale | −692,992 | $94.92 | $65.78M | 55,008 |
| J. Michael Evans President, Director | Jun 29, 2026 | Sale | −27,008 | $95.59 | $2.58M | 28,000 |
| Fan (FJ) Jiang CEO of Business Group | Jun 25, 2026 | Option exercise | +7,333 | – | – | 554,696 |
| Fan (FJ) Jiang CEO of Business Group | Jun 25, 2026 | Option exercise | +7,336 | – | – | 547,363 |
| Fan (FJ) Jiang CEO of Business Group | Jun 25, 2026 | Option exercise | +15,500 | – | – | 570,196 |
| Fan (FJ) Jiang CEO of Business Group | Jun 25, 2026 | Sale | −13,579 | $12.10 | $164.31K | 556,617 |
| Siying Yu General Counsel | Jun 25, 2026 | Option exercise | +3,336 | – | – | 603,839 |
| Siying Yu General Counsel | Jun 25, 2026 | Option exercise | +2,667 | – | – | 606,506 |
| Siying Yu General Counsel | Jun 25, 2026 | Option exercise | +7,500 | – | – | 614,006 |
| Siying Yu General Counsel | Jun 25, 2026 | Sale | −6,772 | $12.10 | $81.94K | 607,234 |
| Fang Jiang Chief People Officer | Jun 25, 2026 | Option exercise | +1,667 | – | – | 5,557,992 |
| Fang Jiang Chief People Officer | Jun 25, 2026 | Option exercise | +1,672 | – | – | 5,556,325 |
| Fang Jiang Chief People Officer | Jun 25, 2026 | Option exercise | +2,667 | – | – | 5,560,659 |
| Fang Jiang Chief People Officer | Jun 25, 2026 | Option exercise | +3,750 | – | – | 5,564,409 |
| Fang Jiang Chief People Officer | Jun 25, 2026 | Sale | −4,898 | $12.09 | $59.22K | 5,559,511 |
| Hong Xu Chief Financial Officer | Jun 25, 2026 | Sale | −175,054 | $12.15 | $2.13M | 280,496 |
| Hong Xu Chief Financial Officer | Jun 25, 2026 | Option exercise | +10,000 | – | – | 455,550 |
| Hong Xu Chief Financial Officer | Jun 25, 2026 | Option exercise | +9,000 | – | – | 445,550 |
| Hong Xu Chief Financial Officer | Jun 25, 2026 | Option exercise | +10,000 | – | – | 76,550 |
| Hong Xu Chief Financial Officer | Jun 25, 2026 | Option exercise | +360,000 | – | – | 436,550 |
| Yongming Wu Chief Executive Officer, Director | Apr 1, 2026 | Option exercise | +13,333 | – | – | 973,085 |
| J. Michael Evans President, Director | Apr 1, 2026 | Option exercise | +16,000 | – | – | 28,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Short interest
Shares sold short and not yet bought back, as of Oct 30, 2026 (FINRA, reported twice a month)
Short % of shares outstanding
–
37M shares short
Days to cover
4.6
At 8M shares a day
Change since last report
-0.8%
From 38M shares
Short volume, 20 days
42.0%
Of volume reported to FINRA
Shares sold short, last 12 months
Short sale volume counts trades marked short on any given day, including market-maker hedging, so it runs far higher than the share of Alibaba's stock actually held short. Settlement fails (shares not delivered on time) peaked at 515,655 shares on Aug 25, 2026 over the last 90 days.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| J. Michael Evans Director | Jun 29, 2026 | 90,000 | $8.60M | Jun 29, 2026 | Acquired as compensation -- Restricted Stock Units |
| J. Michael Evans Director | May 16, 2025 | 1,094,074 | $135.07M | May 16, 2025 | Acquired as compensation -- Stock Options |
| JSP Investment Ltd Shareholder | Nov 15, 2023 | 5,000,000 | $435.35M | Nov 21, 2023 | Founder's Shares |
| JC Properties Ltd Shareholder | Nov 15, 2023 | 5,000,000 | $435.35M | Nov 21, 2023 | Founder's Shares |
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