StockData
XFLTNYSEFiscal year ends September 30

XAI Floating Rate & Alternative Income Trust

$17.69−0.52 (-2.86%)

Close on Oct 19, 2026

Market cap
–
P/E (TTM)
–
Dividend yield
–

About XAI Floating Rate & Alternative Income Trust

XAI Floating Rate & Alternative Income Trust is listed on NYSE under the ticker XFLT. It is incorporated in Delaware and its fiscal year ends on September 30.

Company profile

Company

Legal name
XAI Floating Rate & Alternative Income Trust
Headquarters
Chicago, IL
Address
321 North Clark Street #2430 60654
Phone
(312) 374-6930
Website
xainvestments.com
Incorporated in
Delaware
Fiscal year ends
September 30

Stock & identifiers

Ticker
XFLT
Exchange
NYSE
IPO date
Oct 9, 2017
Stock splits
1-for-5 reverse, Mar 23, 2026
SEC CIK
1703079
CUSIP
98400T304
ISIN
US98400T3041
LEI
549300XT617P63BLW552
EIN
00-0000000

Executives and directors

Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years

NamePositionShares owned
Theodore J. BrombachPresident & CEO, Director571,210
John Yogi SpenceVice President599,312
Benjamin McCullochSecretary & CLO11,491
Kimberly Ann FlynnVice President46,708
Lisa WooAssistant Treasurer–
Madeline ArmentAssistant Treasurer–
William T. MeyersDirector8,000

Corporate history

Events identified from SEC filings

DateEventDetails
Jun 5, 2026Name changeName changed from XAI Octagon Floating Rate & Alternative Income Trust to XAI Floating Rate & Alternative Income Trust
Oct 31, 2025DelistingNotice of delisting from exchange (Form 25)
Feb 2, 2024Name changeName changed from XAI Octagon Floating Rate & Alternative Income Term Trust to XAI Octagon Floating Rate & Alternative Income Trust
Mar 26, 2021ListingRegistration of securities on an exchange (Form 8-A)
Sep 22, 2017ListingRegistration of securities on an exchange (Form 8-A)
Apr 7, 2017Name changeName changed from XAI Octagon Floating Rate Income & Credit Alternative Trust to XAI Octagon Floating Rate Alternative Income Term Trust