Waton Financial Ltd
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
About Waton Financial
Security & Commodity Brokers, Dealers, Exchanges & Services, SIC 6200
Waton Financial Limited is a fintech and financial services holding company. Through its operating subsidiaries, the firm provides Broker Cloud solutions, which integrate a proprietary trading platform application with front-, middle-, and back-office functions. Its core offerings comprise software licensing and software-as-a-service delivery, cloud-based technical support, maintenance, securities brokerage services, and margin financing. The company serves institutional clients, specifically licensed securities brokers and related financial institutions, enabling them to conduct securities trading, clearing, and trade settlement.
The company operates primarily in Hong Kong, where it maintains its principal executive offices in Kowloon. It also maintains a technical research and development center in Hangzhou, Mainland China, operated through a wholly owned subsidiary that functions as a cost center. Incorporated in the British Virgin Islands, the group focuses its operations within Hong Kong and mainland China.
Summary of the business section of Waton Financial's latest annual report, written by StockData.
Company profile
Company
- Legal name
- Waton Financial Ltd
- Founded
- 1989
- Headquarters
- Hong Kong, K3
- Address
- 3605-06, 36/F, Tower 6 The Gateway, Harbour City, Tsim Sha Tsui, Kowloon NONE
- Phone
- 852 28531818
- Employees
- 30, Mar 31, 2026
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- Incorporated in
- D8
- Fiscal year ends
- March 31
- Auditor
- UHY LLP, Irvine, California
Stock & identifiers
- Ticker
- WTF
- Exchange
- Nasdaq
- IPO date
- Apr 2, 2025
- Shares outstanding
- 48M, Mar 31, 2026
- Filer category
- Non-accelerated filer<br>Emerging growth company
- SEC CIK
- 1987363
- EIN
- 00-0000000
Executives and directors
Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years
| Name | Position | Shares owned |
|---|---|---|
| Chun On Franco CHU | Chief Executive Officer, Director | – |
| Kai Zhou | Chief Technology Officer, Director | 40,980,000 |
| Huaxin Wen | Chief Financial Officer | 688,458 |
| Wen JIANG | Director | – |
| Chi Kin FUNG | Director | – |
| James Beeland Rogers Jr. | Director | 220,746 |
| Haibo DU | Director | – |
Employees
Headcount reported in annual reports
“We had 51, 47, and 30 employees in our Company, including our subsidiaries, as of March 31, 2026, 2025, and 2024, respectively.”
Corporate history
Events identified from SEC filings
| Date | Event | Details |
|---|---|---|
| Apr 2, 2025 | IPO | Initial public offering priced (424B4 prospectus) |
| Mar 27, 2025 | Listing | Registration of securities on an exchange (Form 8-A) |