VIVKNasdaqRefuse SystemsFiscal year ends December 31
Vivakor, Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 19, 2026
$1.39−0.09 (-6.08%)
Close on Oct 19, 2026
- Market cap
- $445.20K
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Who owns Vivakor's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| James H. Ballengee | CEO, Director, 10% owner | 30,566,331 | 373.51% | Nov 18, 2025 |
| Kimberly Ann Hawley | CFO | 25,000 | 0.31% | Dec 4, 2025 |
| Albert Johnson | Director | 103,865 | 1.27% | Feb 17, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Albert Johnson Director | Nov 26, 2025 | Award | +206,890 | $0.47 | $97.24K | 358,837 |
| Kimberly Ann Hawley CFO | Nov 26, 2025 | Award | +25,000 | $0.13 | $3.25K | 25,000 |
| James H. Ballengee CEO, Director, 10% owner | Nov 10, 2025 | Other | −30,096 | $0.17 | $5.12K | 17,848,464 |
| James H. Ballengee CEO, Director, 10% owner | Nov 10, 2025 | Other | −2,979,456 | $0.17 | $506.51K | 17,878,560 |
| Albert Johnson Director | Mar 6, 2025 | Award | +48,082 | $0.87 | $41.83K | 151,947 |
| Albert Johnson Director | Dec 31, 2024 | Award | +9,868 | $1.17 | $11.55K | 103,865 |
| James H. Ballengee Chairman, President, & CEO, Director, 10% owner | Dec 2, 2024 | Award | +50,500 | $1.00 | $50.50K | 17,767,867 |
| James H. Ballengee Chairman, President, & CEO, Director, 10% owner | Dec 2, 2024 | Award | +4,999,500 | $1.00 | $5.00M | 17,717,367 |
| James H. Ballengee Chairman, President, & CEO, Director, 10% owner | Dec 2, 2024 | Award | +369,740 | $0.60 | $221.84K | 12,717,867 |
| Patrick Knapp EVP, Gen. Counsel, & Secretary | Jul 3, 2024 | Award | +140,190 | $1.78 | $249.54K | 140,190 |
| James H. Ballengee Chairman, President, & CEO, Director, 10% owner | Jun 18, 2024 | Award | +422,199 | $0.59 | $249.10K | 12,348,127 |
| James H. Ballengee Chairman, President, & CEO, Director, 10% owner | Jun 3, 2024 | Buy | +1,000 | $1.57 | $1.57K | 11,925,928 |
| James H. Ballengee Chairman, President, & CEO, Director, 10% owner | May 31, 2024 | Buy | +12,612 | $1.53 | $19.30K | 11,924,928 |
| James H. Ballengee Chairman, President, & CEO, Director, 10% owner | May 30, 2024 | Buy | +15,139 | $1.52 | $23.01K | 11,912,316 |
| James H. Ballengee Chairman, President, & CEO, Director, 10% owner | May 29, 2024 | Buy | +42,098 | $1.35 | $56.83K | 11,897,177 |
| James H. Ballengee Chief Executive Officer, Director, 10% owner | May 28, 2024 | Buy | +15,277 | $1.37 | $20.93K | 1,381,074 |
| James H. Ballengee Chief Executive Officer, Director, 10% owner | May 24, 2024 | Buy | +41,381 | $1.27 | $52.55K | 1,365,797 |
| James H. Ballengee Chief Executive Officer, Director, 10% owner | May 23, 2024 | Buy | +30,744 | $1.29 | $39.66K | 1,324,416 |
| James H. Ballengee Chief Executive Officer, Director, 10% owner | Apr 24, 2024 | Buy | +47,500 | $1.59 | $75.53K | 1,293,672 |
| James H. Ballengee Chief Executive Officer, Director, 10% owner | Apr 23, 2024 | Buy | +54,500 | $1.44 | $78.48K | 1,246,172 |
| James H. Ballengee Chief Executive Officer, Director, 10% owner | Apr 22, 2024 | Buy | +138,000 | $1.37 | $189.06K | 1,191,672 |
| James H. Ballengee Chief Executive Officer, Director, 10% owner | Apr 19, 2024 | Buy | +30,000 | $1.12 | $33.60K | 1,053,672 |
| Albert Johnson Director | Apr 4, 2024 | Award | +94,179 | $0.79 | $74.40K | 94,179 |
| James H. Ballengee Chairman, President, & CEO, Director, 10% owner | Apr 4, 2024 | Award | +422,199 | $0.59 | $249.10K | 11,497,677 |
| James H. Ballengee Chief Executive Officer, Director, 10% owner | Nov 10, 2023 | Other | +7,042,254 | $1.42 | $10.00M | 10,051,806 |
| James H. Ballengee Chief Executive Officer, Director, 10% owner | Nov 10, 2023 | Other | +923,672 | $1.08 | $997.57K | 1,023,672 |
| James H. Ballengee Chief Executive Officer, Director, 10% owner | Nov 28, 2022 | Award | +44,700 | $1.02 | $45.59K | 3,109,552 |
| James H. Ballengee Chief Executive Officer, Director, 10% owner | Nov 25, 2022 | Award | +55,300 | $0.99 | $54.75K | 3,064,852 |
| Matthew Nicosia Chief Executive Officer, Director, 10% owner | Feb 23, 2022 | Buy | +3,528 | – | – | 4,191,229 |
| Matthew Nicosia Chief Executive Officer, Director, 10% owner | Feb 17, 2022 | Buy | +320 | $2.95 | $944 | 4,190,601 |
| Matthew Nicosia Chief Executive Officer, Director, 10% owner | Feb 16, 2022 | Buy | +590.51 | $3.05 | $1.80K | 4,190,281 |
| Matthew Nicosia Chief Executive Officer, Director, 10% owner | Feb 16, 2022 | Buy | +320 | $2.95 | $944 | 4,190,010 |
| Fritz Lin Director | Apr 16, 2010 | Award | +300,000 | $0.09 | $27.00K | 300,000 |
| John Gryga Director | Apr 16, 2010 | Award | +300,000 | $0.09 | $27.00K | 300,000 |
| NFG, Inc. 10% owner | Feb 17, 2010 | Sale | −825,000 | $0.03 | $24.75K | 20,862,219 |
| NFG, Inc. 10% owner | Dec 17, 2009 | Other | −350,000 | – | – | 21,887,219 |
| NFG, Inc. 10% owner | Dec 17, 2009 | Other | −200,000 | – | – | 21,687,219 |
| NFG, Inc. 10% owner | Dec 17, 2009 | Other | −250,000 | – | – | 22,237,219 |
| NFG, Inc. 10% owner | Oct 7, 2009 | Buy | +3,500 | $0.51 | $1.79K | 22,487,219 |
| NFG, Inc. 10% owner | Oct 6, 2009 | Buy | +3,500 | $0.48 | $1.68K | 22,483,719 |
| NFG, Inc. 10% owner | Mar 27, 2009 | Gift | −1,500,000 | – | – | 22,480,219 |
| Ed Corrente CFO | Mar 16, 2009 | Gift | −10,000 | – | – | 290,000 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.