UUUNYSEWholesale-Electronic Parts & Equipment, NECFiscal year ends December 31
UNIVERSAL SAFETY PRODUCTS, INC.
Financials through Q1 FY2027, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 14, 2026
$4.30−0.99 (-18.71%)
Close on Oct 19, 2026
- Market cap
- $12.63M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
6.0%
0M of 3M shares
Institutional holders
18
4 new, 0 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
107 buys · 0 sales
Net bought $6.25M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Lazar David E. | 281,400 | 9.90% | 13G (passive) amendment | Jan 27, 2026 |
| Ault & Company, Inc. | 239,245 | 10.30% | 13D (active) amendment | Jun 4, 2025 |
| JLA Realty Associates, LLC | 227,400 | 9.80% | 13D (active) amendment | Sep 25, 2025 |
| Ault Milton C Iii | 1,255,796 | 40.80% | 13D (active) amendment | Sep 30, 2026 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of UUU | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Janney Montgomery Scott LLC | 41,293 | 1.36% | $190 | New | 0.00% |
| Truist Financial Corp | 37,516 | 1.24% | $145.19K | New | 0.00% |
| Vanguard Capital Management LLC | 26,745 | 0.88% | $122.76K | – | 0.00% |
| Two Sigma Investments, LP | 18,256 | 0.60% | $83.80K | −6,756 | 0.00% |
| Geode Capital Management, LLC | 16,889 | 0.56% | $77.52K | – | 0.00% |
| Bridgeway Capital Management, LLC | 14,377 | 0.47% | $65.99K | – | 0.00% |
| Vanguard Fiduciary Trust Co | 13,829 | 0.46% | $63.48K | – | 0.00% |
| Morgan Stanley | 6,017 | 0.20% | $27.62K | +1,909 | 0.00% |
| UBS Group AG | 2,635 | 0.09% | $12.10K | +830 | 0.00% |
| Jones Financial Companies Lllp | 2,510 | 0.08% | $11.47K | – | 0.00% |
| Tower Research Capital LLC (TRC) | 1,527 | 0.05% | $7.01K | +773 | 0.00% |
| Russell Investments Group, Ltd. | 445 | 0.01% | $2.04K | – | 0.00% |
| JPMorgan Chase & Co | 265 | 0.01% | $1.21K | – | 0.00% |
| Global Retirement Partners, LLC | 194 | 0.01% | $891 | New | 0.00% |
| SBI Securities Co., Ltd. | 100 | 0.00% | $459 | – | 0.00% |
| FMR LLC | 100 | 0.00% | $459 | New | 0.00% |
| Royal Bank of Canada | 6 | 0.00% | $0 | – | 0.00% |
| Harbour Investments, Inc. | 2 | 0.00% | $9 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 18 | 0M | 6.0% | 4 / 3 | 1 / 0 | 0M | 0M |
| Q1 2026 | 15 | 0M | 3.6% | 7 / 4 | 3 / 5 | 0M | 0M |
| Q4 2025 | 14 | 0M | 8.8% | 3 / 5 | 5 / 4 | 0M | 0M |
| Q3 2025 | 15 | 0M | 10.4% | 7 / 3 | 3 / 2 | 0M | 0M |
| Q2 2025 | 10 | 0M | 5.8% | 1 / 3 | 0 / 0 | 0M | 0M |
| Q1 2025 | 9 | 0M | 5.5% | 3 / 2 | 0 / 2 | 0M | 0M |
| Q4 2024 | 8 | 0M | 4.0% | 3 / 0 | 3 / 3 | 0M | 0M |
| Q3 2024 | 9 | 0M | 9.3% | 1 / 1 | 3 / 1 | 0M | 0M |
| Q2 2024 | 9 | 0M | 9.2% | 0 / 4 | 1 / 1 | 0M | 0M |
| Q1 2024 | 10 | 0M | 8.9% | 1 / 1 | 3 / 2 | 0M | 0M |
| Q4 2023 | 11 | 0M | 10.1% | 3 / 3 | 1 / 1 | 0M | 0M |
| Q3 2023 | 9 | 0M | 8.6% | 0 / 1 | 1 / 1 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of UUU | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 26,745 | 0.88% | $122.76K | 0.00% | Jun 30, 2026 |
| Ultra-Small Company Fund | 14,377 | 0.47% | $65.99K | 0.07% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 9,856 | 0.33% | $67.91K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 3,108 | 0.10% | $21.41K | 0.00% | May 31, 2026 |
| U.S. Social Core Equity 2 Portfolio | 2,443 | 0.08% | $8.87K | 0.00% | Jul 31, 2026 |
| Dimensional US Core Equity 1 ETF | 2,202 | 0.07% | $7.99K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Harvey B. Grossblatt | Chairman, President and CEO, Director | 327,078 | 10.80% | Oct 23, 2025 |
| James Ballard Huff | Chief Financial Officer | 3,223 | 0.11% | Oct 27, 2025 |
| Milton C. Ault Iii | Director, 10% owner | 2,323,758 | 76.73% | Sep 24, 2026 |
| Ronald A. Seff | Director | 77,469 | 2.56% | Oct 29, 2025 |
| Henry Carl Nisser | Director | – | – | Oct 22, 2025 |
| Ira Bormel | Director | – | – | Oct 22, 2025 |
| Ault & Company, Inc. | Director, 10% owner | 252,970 | 8.35% | Jul 31, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Milton C. Ault Iii Director, 10% owner | Sep 23, 2026 | Buy | +300 | $4.98 | $1.49K | 10,700 |
| Milton C. Ault Iii Director, 10% owner | Sep 23, 2026 | Buy | +12,034 | $5.11 | $61.49K | 1,148,096 |
| Milton C. Ault Iii Director, 10% owner | Sep 22, 2026 | Buy | +3,000 | $5.02 | $15.06K | 1,136,062 |
| Milton C. Ault Iii Director, 10% owner | Sep 21, 2026 | Buy | +100 | $5.07 | $507 | 10,400 |
| Milton C. Ault Iii Director, 10% owner | Sep 18, 2026 | Buy | +100 | $5.01 | $501 | 10,300 |
| Milton C. Ault Iii Director, 10% owner | Sep 17, 2026 | Buy | +200 | $4.86 | $972 | 10,200 |
| Milton C. Ault Iii Director, 10% owner | Sep 8, 2026 | Buy | +300 | $5.65 | $1.70K | 1,133,062 |
| Milton C. Ault Iii Director, 10% owner | Sep 4, 2026 | Buy | +700 | $5.42 | $3.79K | 10,000 |
| Milton C. Ault Iii Director, 10% owner | Sep 4, 2026 | Buy | +700 | $5.42 | $3.79K | 9,900 |
| Milton C. Ault Iii Director, 10% owner | Sep 3, 2026 | Buy | +100 | $5.49 | $549 | 9,300 |
| Milton C. Ault Iii Director, 10% owner | Sep 3, 2026 | Buy | +100 | $5.49 | $549 | 9,200 |
| Milton C. Ault Iii Director, 10% owner | Sep 1, 2026 | Buy | +100 | $5.15 | $515 | 9,200 |
| Milton C. Ault Iii Director, 10% owner | Aug 31, 2026 | Buy | +2,500 | $5.05 | $12.63K | 1,132,762 |
| Milton C. Ault Iii Director, 10% owner | Aug 31, 2026 | Buy | +200 | $4.96 | $992 | 9,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 28, 2026 | Buy | +10,000 | $5.16 | $51.60K | 1,130,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 28, 2026 | Buy | +800 | $5.49 | $4.39K | 8,900 |
| Milton C. Ault Iii Director, 10% owner | Aug 27, 2026 | Buy | +300 | $5.78 | $1.73K | 8,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 27, 2026 | Buy | +5,000 | $6.02 | $30.10K | 1,120,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 26, 2026 | Buy | +10,000 | $6.08 | $60.80K | 1,115,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 26, 2026 | Buy | +200 | $5.95 | $1.19K | 7,800 |
| Milton C. Ault Iii Director, 10% owner | Aug 25, 2026 | Buy | +500 | $5.85 | $2.93K | 7,600 |
| Milton C. Ault Iii Director, 10% owner | Aug 25, 2026 | Buy | +8,729 | $6.03 | $52.64K | 1,105,262 |
| Milton C. Ault Iii Director, 10% owner | Aug 24, 2026 | Buy | +10,000 | $6.59 | $65.90K | 1,096,533 |
| Milton C. Ault Iii Director, 10% owner | Aug 21, 2026 | Buy | +20,672 | $6.34 | $131.06K | 1,086,533 |
| Milton C. Ault Iii Director, 10% owner | Aug 21, 2026 | Buy | +1,000 | $6.37 | $6.37K | 7,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 20, 2026 | Buy | +1,500 | $6.07 | $9.11K | 22,700 |
| Milton C. Ault Iii Director, 10% owner | Aug 20, 2026 | Buy | +6,006 | $6.15 | $36.94K | 1,065,861 |
| Milton C. Ault Iii Director, 10% owner | Aug 19, 2026 | Buy | +1,500 | $4.53 | $6.80K | 5,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 19, 2026 | Buy | +24,328 | $5.58 | $135.75K | 1,059,855 |
| Milton C. Ault Iii Director, 10% owner | Aug 19, 2026 | Buy | +1,000 | $5.87 | $5.87K | 6,100 |
| Milton C. Ault Iii Director, 10% owner | Aug 18, 2026 | Buy | +5,275 | $4.44 | $23.42K | 1,035,527 |
| Milton C. Ault Iii Director, 10% owner | Aug 18, 2026 | Buy | +700 | $4.38 | $3.07K | 3,600 |
| Milton C. Ault Iii Director, 10% owner | Aug 17, 2026 | Buy | +300 | $3.83 | $1.15K | 2,900 |
| Milton C. Ault Iii Director, 10% owner | Aug 17, 2026 | Buy | +5,000 | $4.09 | $20.45K | 1,030,252 |
| Milton C. Ault Iii Director, 10% owner | Aug 17, 2026 | Buy | +1,200 | $4.12 | $4.94K | 21,200 |
| Milton C. Ault Iii Director, 10% owner | Jul 8, 2026 | Buy | +100 | $3.89 | $389 | 2,600 |
| Milton C. Ault Iii Director, 10% owner | Jul 8, 2026 | Buy | +200 | $3.96 | $792 | 6,200 |
| Milton C. Ault Iii Director, 10% owner | Jul 7, 2026 | Buy | +300 | $4.06 | $1.22K | 2,500 |
| Milton C. Ault Iii Director, 10% owner | May 15, 2026 | Buy | +185,000 | $5.75 | $1.06M | 1,025,252 |
| Milton C. Ault Iii Director, 10% owner | Apr 30, 2026 | Buy | +155,000 | $5.75 | $891.25K | 840,252 |
| Milton C. Ault Iii Director, 10% owner | Mar 31, 2026 | Buy | +5,000 | $5.84 | $29.20K | 20,000 |
| Milton C. Ault Iii Director, 10% owner | Mar 31, 2026 | Buy | +5,000 | $5.85 | $29.25K | 685,252 |
| Milton C. Ault Iii Director, 10% owner | Mar 31, 2026 | Buy | +100 | $5.54 | $554 | 2,200 |
| Milton C. Ault Iii Director, 10% owner | Mar 30, 2026 | Buy | +500 | $5.39 | $2.70K | 2,100 |
| Milton C. Ault Iii Director, 10% owner | Mar 30, 2026 | Buy | +2,008 | $5.54 | $11.12K | 680,252 |
| Milton C. Ault Iii Director, 10% owner | Mar 27, 2026 | Buy | +1,405 | $5.81 | $8.16K | 678,244 |
| Milton C. Ault Iii Director, 10% owner | Mar 26, 2026 | Buy | +1,000 | $6.01 | $6.01K | 676,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 25, 2026 | Buy | +5,000 | $6.12 | $30.60K | 675,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 24, 2026 | Buy | +10,000 | $6.02 | $60.20K | 670,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 23, 2026 | Buy | +10,000 | $6.01 | $60.10K | 660,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 20, 2026 | Buy | +10,000 | $6.35 | $63.50K | 650,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 19, 2026 | Buy | +4,000 | $6.01 | $24.04K | 640,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 18, 2026 | Buy | +2,000 | $6.35 | $12.70K | 636,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 17, 2026 | Buy | +3,207 | $5.94 | $19.05K | 634,839 |
| Milton C. Ault Iii Director, 10% owner | Mar 17, 2026 | Buy | +200 | $6.11 | $1.22K | 1,600 |
| Milton C. Ault Iii Director, 10% owner | Mar 16, 2026 | Buy | +10,000 | $5.78 | $57.80K | 631,632 |
| Milton C. Ault Iii Director, 10% owner | Mar 13, 2026 | Buy | +10,000 | $6.08 | $60.80K | 621,632 |
| Milton C. Ault Iii Director, 10% owner | Mar 12, 2026 | Buy | +15,200 | $5.89 | $89.53K | 611,632 |
| Milton C. Ault Iii Director, 10% owner | Mar 11, 2026 | Buy | +200 | $5.58 | $1.12K | 1,400 |
| Milton C. Ault Iii Director, 10% owner | Mar 11, 2026 | Buy | +100 | $5.61 | $561 | 596,432 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Harvey B. Grossblatt Officer, Director | May 19, 2026 | 100,000 | $620.00K | May 26, 2026 | Exercise of stock option |
| Ronald A. Seff Director | Mar 26, 2026 | 32,186 | $192.15K | Apr 1, 2026 | Option Exercise |