USANYSEFiscal year ends December 31
LIBERTY ALL STAR EQUITY FUND
$5.91+0.02 (+0.34%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
65M
Shares held, 13F filers
Institutional holders
228
34 new, 25 sold out
Net institutional buying
10M
In Q2 2026
Insider trades, 12 months
6 buys · 0 sales
Net bought $38.71K
Shares held by institutions
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of USA | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Morgan Stanley | 5,858,880 | – | $34.04M | +1,166,788 | 0.00% |
| Raymond James Financial Inc | 4,806,233 | – | $27.92M | −644,183 | 0.01% |
| Rivernorth Capital Management, LLC | 4,332,937 | – | $25.17M | −863,302 | 1.20% |
| Saba Capital Management, L.P. | 3,859,939 | – | $22.43M | New | 0.58% |
| LPL Financial LLC | 3,350,925 | – | $19.47M | −49,763 | 0.00% |
| Karpus Management, Inc. | 3,271,867 | – | $19.01M | +155,356 | 0.55% |
| Royal Bank of Canada | 2,198,363 | – | $12.77M | −72,745 | 0.00% |
| Absolute Investment Advisers, LLC | 2,176,489 | – | $12.65M | −238,617 | 1.22% |
| Man Group plc | 2,112,762 | – | $12.28M | +791,901 | 0.02% |
| Janney Montgomery Scott LLC | 1,661,308 | – | $9.65K | New | 0.02% |
| Shaker Financial Services, LLC | 1,646,776 | – | $9.57M | +698,253 | 3.00% |
| Ameriprise Financial Inc | 1,557,640 | – | $9.05M | +13,232 | 0.00% |
| 1607 Capital Partners, LLC | 1,484,739 | – | $8.63M | +146,506 | 0.75% |
| Allspring Global Investments Holdings, LLC | 1,373,425 | – | $7.98M | +759,506 | 0.01% |
| Guggenheim Capital LLC | 1,341,706 | – | $7.80M | +236,283 | 0.05% |
| Penserra Capital Management LLC | 1,299,730 | – | $7.55K | +49,602 | 0.06% |
| Cambridge Investment Research Advisors, Inc. | 1,146,488 | – | $6.66K | +583,163 | 0.01% |
| Quarry LP | 1,046,465 | – | $6.08M | −21,140 | 0.51% |
| Wolverine Asset Management LLC | 1,029,320 | – | $5.98M | +91,134 | 0.05% |
| Wells Fargo & Company/Mn | 1,004,531 | – | $5.84M | −144,982 | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 228 | 65M | 34 / 83 | 60 / 25 | 14M | 4M |
| Q1 2026 | 220 | 55M | 25 / 87 | 55 / 28 | 7M | 8M |
| Q4 2025 | 227 | 56M | 41 / 59 | 66 / 20 | 18M | 4M |
| Q3 2025 | 209 | 42M | 36 / 85 | 36 / 14 | 10M | 5M |
| Q2 2025 | 190 | 37M | 18 / 70 | 48 / 16 | 6M | 1M |
| Q1 2025 | 190 | 32M | 27 / 76 | 38 / 23 | 4M | 1M |
| Q4 2024 | 191 | 30M | 38 / 47 | 39 / 19 | 5M | 1M |
| Q3 2024 | 177 | 29M | 17 / 81 | 34 / 19 | 3M | 3M |
| Q2 2024 | 182 | 29M | 30 / 73 | 38 / 22 | 3M | 8M |
| Q1 2024 | 179 | 34M | 30 / 85 | 21 / 29 | 6M | 3M |
| Q4 2023 | 182 | 32M | 25 / 43 | 55 / 17 | 7M | 3M |
| Q3 2023 | 174 | 27M | 20 / 76 | 37 / 10 | 2M | 3M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of USA | Value | % of fund | As of |
|---|---|---|---|---|---|
| Amplify CEF High Income ETF | 1,293,532 | – | $7.52M | 1.04% | Jun 30, 2026 |
| RiverNorth Active Income ETF | 135,084 | – | $784.84K | 1.99% | Jul 31, 2026 |
| Absolute Cef Opportunities | 53,551 | – | $311.13K | 6.37% | Jun 30, 2026 |
| Prospera Income ETF | 25,000 | – | $145.25K | 2.09% | Jun 30, 2026 |
| Multi-Hedge Strategies Fund | 5,310 | – | $30.85K | 0.11% | Jun 30, 2026 |
| Guggenheim Multi-Hedge Strategies Fund | 1,896 | – | $11.02K | 0.12% | Jun 30, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Mark T. Haley | President | 175,056 | Jun 3, 2026 |
| Erich Rettinger | Treasurer | 350 | Feb 6, 2026 |
| Sareena Khwaja-Dixon | Assistant Secretary | 500 | Nov 21, 2025 |
| Robert Milas | – | 5,759 | May 8, 2026 |
| Milton M. Irvin | – | 8,544 | Feb 12, 2026 |
| Jennifer Hoopes | – | – | Feb 21, 2025 |
| John J. Neuhauser | – | 19,909 | Feb 12, 2025 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Mark T. Haley President | Jun 3, 2026 | Buy | +2,000 | $5.81 | $11.62K | 175,056 |
| Mark T. Haley President | Jun 2, 2026 | Buy | +356 | $5.85 | $2.08K | 173,056 |
| Robert Milas – | May 8, 2026 | Buy | +1,700 | $5.82 | $9.89K | 5,759 |
| Erich Rettinger Treasurer | Feb 6, 2026 | Buy | +350 | $6.01 | $2.10K | 350 |
| Mark T. Haley President | Dec 30, 2025 | Buy | +1,600 | $6.30 | $10.08K | 159,071 |
| Sareena Khwaja-Dixon Assistant Secretary | Nov 21, 2025 | Buy | +500 | $5.86 | $2.93K | 500 |
| Mark T. Haley President | Oct 1, 2025 | Buy | +1,000 | $6.37 | $6.37K | 157,471 |
| Mark T. Haley President | Sep 9, 2025 | Buy | +1,500 | $6.58 | $9.87K | 156,471 |
| Robert Milas – | May 19, 2025 | Buy | +1,500 | $6.66 | $9.99K | 3,685 |
| Edmund J. Burke – | Mar 26, 2024 | Buy | +4,000 | $7.09 | $28.36K | 6,500 |
| Maureen K. Usifer – | Mar 12, 2024 | Buy | +2,200 | $6.82 | $15.00K | 6,600 |
| Robert Milas – | Mar 11, 2024 | Buy | +1,450 | $6.83 | $9.90K | 1,975 |
| Mark T. Haley President | Dec 8, 2023 | Buy | +1,600 | $6.06 | $9.70K | 127,029 |
| Mark T. Haley Senior Vice President | Nov 3, 2023 | Buy | +500 | $6.12 | $3.06K | 125,429 |
| Robert Milas – | Sep 18, 2023 | Buy | +500 | $6.05 | $3.03K | 500 |
| Robert Milas Vice President of the Funds | Sep 18, 2023 | Buy | +500 | $6.05 | $3.03K | 500 |
| Milton M. Irvin Director | Aug 29, 2023 | Buy | +1,000 | $6.32 | $6.32K | 6,858 |
| Edmund J. Burke – | Jun 7, 2023 | Buy | +2,500 | $6.12 | $15.30K | 2,500 |
| William R. Parmentier Jr – | May 26, 2023 | Sale | −34,931 | $5.98 | $208.89K | 30,625 |
| William R. Parmentier Jr President | May 26, 2023 | Buy | −34,931 | $5.98 | $208.89K | 30,625 |
| John J. Neuhauser – | Dec 2, 2021 | Buy | +2,148.13 | $7.78 | $16.71K | 14,390 |
| Mark T. Haley Senior Vice President | Dec 2, 2021 | Buy | +2,553 | $7.78 | $19.86K | 101,894 |
| Maureen K. Usifer – | Dec 2, 2021 | Buy | +400 | $7.78 | $3.11K | 4,400 |
| Howard Roy Gleicher – | Nov 22, 2021 | Buy | +2,000 | $7.78 | $15.56K | 22,000 |
| Thomas W. Brock – | Dec 2, 2020 | Buy | +5,000 | $6.68 | $33.40K | 85,000 |
| Thomas W. Brock – | Nov 9, 2020 | Buy | +25,000 | $6.45 | $161.25K | 80,000 |
| Thomas W. Brock – | Aug 31, 2020 | Buy | +6,254 | $6.19 | $38.71K | 55,000 |
| Mark T. Haley Senior Vice President | Jun 30, 2020 | Buy | +200 | $5.70 | $1.14K | 87,627 |
| Thomas W. Brock – | Jun 19, 2020 | Sale | −2,568 | $5.81 | $14.92K | 0 |
| Milton M. Irvin – | Apr 28, 2020 | Buy | +500 | $5.28 | $2.64K | 3,854 |
| Milton M. Irvin – | Apr 30, 2019 | Buy | +1,000 | $6.29 | $6.29K | 3,049 |
| Thomas W. Brock – | Apr 23, 2019 | Buy | +700 | $6.42 | $4.49K | 2,500 |
| John J. Neuhauser – | Apr 4, 2019 | Buy | +10,000 | $6.22 | $62.20K | 10,156 |
| Thomas W. Brock – | Feb 20, 2019 | Buy | +800 | $6.09 | $4.87K | 1,800 |
| Milton M. Irvin – | Dec 10, 2018 | Buy | +2,000 | $5.67 | $11.34K | 2,000 |
| Maureen K. Usifer – | Nov 15, 2018 | Buy | +4,000 | $5.97 | $23.88K | 4,000 |
| Thomas W. Brock – | Nov 13, 2018 | Buy | +1,000 | $6.19 | $6.19K | 1,000 |
| Thomas W. Brock – | Nov 6, 2018 | Buy | +15,000 | $6.12 | $91.80K | 48,747 |
| John A. Benning – | Aug 17, 2016 | Sale | −10,000 | $5.18 | $51.80K | 20,035 |
| John A. Benning – | Aug 10, 2016 | Sale | −5,000 | $5.16 | $25.80K | 30,035 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +100 | $4.89 | $489 | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +1 | $4.88 | $5 | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +500 | $4.90 | $2.45K | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +389 | $4.89 | $1.90K | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +4,899 | $4.89 | $23.96K | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +2,100 | $4.91 | $10.31K | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +1,200 | $4.89 | $5.87K | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +2,900 | $4.91 | $14.24K | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +1,400 | $4.91 | $6.87K | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +2,200 | $4.91 | $10.80K | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +1,600 | $4.89 | $7.82K | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +11 | $4.88 | $54 | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +2,100 | $4.89 | $10.27K | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +200 | $4.88 | $976 | 0 |
| Howard Roy Gleicher – | Jan 12, 2016 | Buy | +400 | $4.89 | $1.96K | 0 |
| Richard Carl Rantzow – | May 8, 2015 | Buy | +3,000 | $5.89 | $17.67K | 3,000 |
| Richard Carl Rantzow – | Apr 2, 2015 | Sale | −3,665.42 | $5.80 | $21.26K | 0 |
| Systems Inc Dst – | Aug 13, 2014 | Sale | −409,999 | $5.78 | $2.37M | 0 |
| Systems Inc Dst – | Aug 12, 2014 | Sale | −252,138 | $5.76 | $1.45M | 409,999 |
| Systems Inc Dst – | Aug 12, 2014 | Sale | −252,138 | $5.76 | $1.45M | 409,999 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.