SWZNYSEFiscal year ends December 31
Total Return Securities Fund
$5.79+0.00 (+0.09%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
About Total Return Securities Fund
Total Return Securities Fund is listed on NYSE under the ticker SWZ. It is incorporated in Maryland and its fiscal year ends on December 31.
Company profile
Company
- Legal name
- Total Return Securities Fund
- Headquarters
- Cincinnati, OH
- Address
- Ultimus Fund Solutions, 225 Pictoria Drive, Suite 450 45246
- Phone
- (631) 470-2704
- Website
- swzfund.com
- Incorporated in
- Maryland
- Fiscal year ends
- December 31
Stock & identifiers
- Ticker
- SWZ
- Exchange
- NYSE
- IPO date
- Aug 19, 1987
- Stock splits
- 2-for-1, Oct 16, 1998
- SEC CIK
- 813623
- CUSIP
- 870875101
- ISIN
- US8708751016
- LEI
- 549300HQZ0XPGTS5Q724
- EIN
- 00-0000000
Executives and directors
Officers and directors who filed ownership reports (Forms 3, 4, 5) in the last two years
| Name | Position | Shares owned |
|---|---|---|
| Andrew Dakos | President and CEO, Director | 182,000 |
| Phillip Goldstein | Secretary, Director | 119,214 |
| Rajeev P. Das | Secretary | 3,432 |
| Moritz A. Sell | Director | 30,246 |
| Ben H. Harris | Director | 0 |
| Gerald Hellerman | Director | 3,527 |
Corporate history
Events identified from SEC filings
| Date | Event | Details |
|---|---|---|
| Apr 3, 2025 | Name change | Name changed from SWISS HELVETIA FUND, INC. to Total Return Securities Fund |
| Dec 23, 2016 | Auditor change | Change in certifying accountant (8-K Item 4.01) |
| Jul 7, 2014 | Auditor change | Change in certifying accountant (8-K Item 4.01) |