SWKHLNasdaqMiscellaneous Business Credit InstitutionFiscal year ends December 31
SWK Holdings Corp
Financials through Q4 FY2025, quarter ended Dec 31, 2025Last filing: 10-K on Mar 20, 2026
$25.13−0.02 (-0.06%)
Close on Oct 19, 2026
- Market cap
- $303.97M
- P/E (TTM)
- –
- Dividend yield
- 15.92%
Ownership
Who owns SWK's shares
Held by institutions
–
Shares held, 13F filers
Institutional holders
–
Net institutional buying
–
Insider trades, 12 months
0 buys · 0 sales
Open-market trades only
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Joe David Staggs JR | PRESIDENT | 123,766 | 1.02% | Apr 17, 2025 |
| Adam Rice | Chief Financial Officer | 15,247 | 0.13% | Feb 4, 2025 |
| Robert K. Hatcher | Director | 16,662 | 0.14% | Jun 18, 2025 |
| Laurie L. Dotter | Director | 16,791 | 0.14% | Jun 18, 2025 |
| Jerry Albright | Director | 10,832 | 0.09% | Jun 18, 2025 |
| Carlson Capital, L.P. | 10% owner | 9,050,519 | 74.82% | Apr 8, 2026 |
| Clint Duane Carlson | 10% owner | 0 | – | Apr 8, 2026 |
| Carlson Capital GP, L.P. | 10% owner | 12,354 | 0.10% | Nov 1, 2024 |
| Investment Corp. Asgard | 10% owner | – | – | Nov 1, 2024 |
| Lewis Carlson | – | 62,079 | 0.51% | Nov 1, 2024 |
| Augustus Carlson 1997 A. Trust Owen | – | 62,079 | 0.51% | Nov 1, 2024 |
| Foundation Carlson | – | 2,693 | 0.02% | Nov 1, 2024 |
| Orlando Carlson 1997 A. Trust Julian | – | 62,079 | 0.51% | Nov 1, 2024 |
| Diamond Offshore Ltd. Black | 10% owner | 8,493,088 | 70.21% | Oct 25, 2024 |
| Black Diamond Offshore Ltd Double | 10% owner | 9,084,019 | 75.10% | Oct 25, 2024 |
| Investment Corp. Asgard II | 10% owner | 9,047,019 | 74.79% | Oct 25, 2024 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Clint Duane Carlson 10% owner | Apr 6, 2026 | Other | −62,106 | – | – | 0 |
| Clint Duane Carlson 10% owner | Apr 6, 2026 | Other | −8,493,088 | – | – | 0 |
| Clint Duane Carlson 10% owner | Apr 6, 2026 | Other | −8,632,093 | – | – | 0 |
| Clint Duane Carlson 10% owner | Apr 6, 2026 | Other | −8,493,088 | – | – | 0 |
| Clint Duane Carlson 10% owner | Apr 6, 2026 | Other | −8,493,088 | – | – | 0 |
| Clint Duane Carlson 10% owner | Apr 6, 2026 | Other | −2,506 | – | – | 0 |
| Clint Duane Carlson 10% owner | Apr 6, 2026 | Other | −62,106 | – | – | 0 |
| Clint Duane Carlson 10% owner | Apr 6, 2026 | Other | −62,106 | – | – | 0 |
| Clint Duane Carlson 10% owner | Apr 6, 2026 | Other | −399,567 | – | – | 0 |
| Clint Duane Carlson 10% owner | Apr 6, 2026 | Other | −12,287 | – | – | 0 |
| Robert K. Hatcher Director | Jun 16, 2025 | Award | +3,858 | $14.26 | $55.02K | 16,662 |
| Laurie L. Dotter Director | Jun 16, 2025 | Award | +3,858 | $14.26 | $55.02K | 16,791 |
| Jerry Albright Director | Jun 16, 2025 | Award | +3,858 | $14.26 | $55.02K | 10,832 |
| Joe David Staggs JR PRESIDENT | Apr 15, 2025 | Tax withholding | −25,857 | $18.10 | $468.01K | 123,766 |
| Joe David Staggs JR PRESIDENT | Apr 15, 2025 | Option exercise | +15,000 | $9.61 | $144.15K | 130,873 |
| Joe David Staggs JR PRESIDENT | Apr 15, 2025 | Option exercise | +18,750 | $12.50 | $234.38K | 149,623 |
| Joe David Staggs JR PRESIDENT | Jan 31, 2025 | Award | +36,700 | – | – | 115,873 |
| Adam Rice Chief Financial Officer | Jan 31, 2025 | Award | +9,175 | – | – | 15,247 |
| Diamond Offshore Ltd. Black 10% owner | Oct 23, 2024 | Other | −600,678 | – | – | 0 |
| Adam Rice Chief Financial Officer | Jul 3, 2024 | Award | +6,072 | – | – | 6,072 |
| Marcus Edward Pennington Director | Jul 1, 2024 | Award | +1,051 | $16.89 | $17.75K | 22,227 |
| Laurie L. Dotter Director | Jun 27, 2024 | Award | +3,253 | $16.91 | $55.01K | 12,933 |
| Marcus Edward Pennington Director | Jun 27, 2024 | Award | +3,253 | $16.91 | $55.01K | 21,176 |
| Robert K. Hatcher Director | Jun 27, 2024 | Award | +3,253 | $16.91 | $55.01K | 12,804 |
| Jerry Albright Director | Jun 27, 2024 | Award | +3,253 | $16.91 | $55.01K | 6,974 |
| Laurie L. Dotter Director | Apr 1, 2024 | Award | +815 | $16.88 | $13.76K | 9,680 |
| Jerry Albright Director | Apr 1, 2024 | Award | +815 | $16.88 | $13.76K | 3,721 |
| Robert K. Hatcher Director | Apr 1, 2024 | Award | +815 | $16.88 | $13.76K | 9,551 |
| Marcus Edward Pennington Director | Apr 1, 2024 | Award | +1,051 | $16.88 | $17.74K | 17,108 |
| Marcus Edward Pennington Director | Apr 1, 2024 | Award | +815 | $16.88 | $13.76K | 17,923 |
| Joe David Staggs JR PRESIDENT | Mar 1, 2024 | Award | +35,881 | – | – | 79,173 |
| Jerry Albright Director | Jan 2, 2024 | Award | +766 | $17.95 | $13.75K | 2,906 |
| Marcus Edward Pennington Director | Jan 2, 2024 | Award | +766 | $17.95 | $13.75K | 16,057 |
| Marcus Edward Pennington Director | Jan 2, 2024 | Award | +766 | $17.95 | $13.75K | 15,291 |
| Robert K. Hatcher Director | Jan 2, 2024 | Award | +766 | $17.95 | $13.75K | 8,736 |
| Laurie L. Dotter Director | Jan 2, 2024 | Award | +766 | $17.95 | $13.75K | 8,865 |
| Laurie L. Dotter Director | Oct 2, 2023 | Award | +868 | $15.85 | $13.76K | 8,099 |
| Jerry Albright Director | Oct 2, 2023 | Award | +868 | $15.85 | $13.76K | 2,140 |
| Robert K. Hatcher Director | Oct 2, 2023 | Award | +868 | $15.85 | $13.76K | 7,970 |
| Marcus Edward Pennington Director | Oct 2, 2023 | Award | +1,120 | $15.85 | $17.75K | 13,657 |
| Marcus Edward Pennington Director | Oct 2, 2023 | Award | +868 | $15.85 | $13.76K | 14,525 |
| Marcus Edward Pennington Director | Jun 30, 2023 | Award | +821 | $16.74 | $13.74K | 12,537 |
| Marcus Edward Pennington Director | Jun 30, 2023 | Award | +1,060 | $16.74 | $17.74K | 11,716 |
| Robert K. Hatcher Director | Jun 30, 2023 | Award | +821 | $16.74 | $13.74K | 7,102 |
| Jerry Albright Director | Jun 30, 2023 | Award | +821 | $16.74 | $13.74K | 1,272 |
| Laurie L. Dotter Director | Jun 30, 2023 | Award | +821 | $16.74 | $13.74K | 7,231 |
| Marcus Edward Pennington Director | Mar 31, 2023 | Award | +770 | $17.86 | $13.75K | 10,649 |
| Marcus Edward Pennington Director | Mar 31, 2023 | Award | +818 | $17.86 | $14.61K | 9,879 |
| Robert K. Hatcher Director | Mar 31, 2023 | Award | +770 | $17.86 | $13.75K | 7,401 |
| Laurie L. Dotter Director | Mar 31, 2023 | Award | +770 | $17.86 | $13.75K | 6,410 |
| Jerry Albright Director | Mar 31, 2023 | Award | +188 | $17.86 | $3.36K | 451 |
| Jerry Albright Director | Mar 31, 2023 | Award | +263 | $17.86 | $4.70K | 263 |
| Robert K. Hatcher Director | Dec 30, 2022 | Award | +779 | $17.64 | $13.74K | 5,511 |
| Robert K. Hatcher Director | Dec 30, 2022 | Award | +1,120 | $17.64 | $19.76K | 5,852 |
| Robert K. Hatcher Director | Dec 30, 2022 | Award | +779 | $17.64 | $13.74K | 6,631 |
| Marcus Edward Pennington Director | Dec 30, 2022 | Award | +779 | $17.64 | $13.74K | 8,282 |
| Marcus Edward Pennington Director | Dec 30, 2022 | Award | +779 | $17.64 | $13.74K | 9,061 |
| Laurie L. Dotter Director | Dec 30, 2022 | Award | +779 | $17.64 | $13.74K | 5,640 |
| Wendy F. Dicicco Director | Dec 30, 2022 | Award | +779 | $17.64 | $13.74K | 6,182 |
| Wendy F. Dicicco Director | Dec 30, 2022 | Award | +1,120 | $17.64 | $19.76K | 5,403 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.