SUNENasdaqSemiconductors & Related DevicesFiscal year ends December 31
SUNation Energy, Inc.
Financials through Q2 FY2026, quarter ended Jun 30, 2026Last filing: 10-Q on Aug 12, 2026
$2.08+0.03 (+1.46%)
Close on Oct 19, 2026
- Market cap
- $13.31M
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
18.3%
1M of 7M shares
Institutional holders
14
1 new, 5 sold out
Net institutional buying
1M
In Q2 2026
Insider trades, 12 months
2 buys · 0 sales
Net bought $1.20M
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| AWM Investment Company, Inc. | 820,000 | 19.90% | 13G (passive) | Jul 8, 2026 |
| Pinnacle Family Office Investments, L.P. | 625,000 | 9.60% | 13G (passive) | Jun 9, 2026 |
| Scott Maskin | 554,736 | 16.60% | 13D (active) amendment | Apr 14, 2026 |
| Bigger Michael | 430,000 | 9.78% | 13G (passive) | Feb 27, 2025 |
| Waqas Khatri | 361,881 | 8.78% | 13G (passive) | Jun 30, 2026 |
| Jane Street Group, LLC | 211,110 | 5.10% | 13G (passive) | Jun 26, 2026 |
| Northern Pacific Growth Investment Advisors, LLC I.D. No | 1,137,918 | 11.15% | 13D (active) amendment | Jun 12, 2023 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SUNE | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| AWM Investment Company, Inc. | 820,000 | 12.59% | $1.59M | New | 0.14% |
| Jane Street Group, LLC | 213,198 | 3.27% | $503.15K | +183,504 | 0.00% |
| Vanguard Capital Management LLC | 43,479 | 0.67% | $102.61K | – | 0.00% |
| Gsa Capital Partners Llp | 37,846 | 0.58% | $89 | +12,653 | 0.01% |
| Geode Capital Management, LLC | 33,001 | 0.51% | $77.88K | −14,405 | 0.00% |
| Vanguard Fiduciary Trust Co | 19,812 | 0.30% | $46.76K | – | 0.00% |
| Morgan Stanley | 15,001 | 0.23% | $35.40K | +15,000 | 0.00% |
| UBS Group AG | 5,146 | 0.08% | $12.15K | −26,093 | 0.00% |
| Caitong International Asset Management Co., Ltd | 1,797 | 0.03% | $4.24K | +1,579 | 0.00% |
| Tower Research Capital LLC (TRC) | 1,553 | 0.02% | $3.67K | −863 | 0.00% |
| SBI Securities Co., Ltd. | 85 | 0.00% | $201 | +40 | 0.00% |
| Allworth Financial LP | 50 | 0.00% | $118 | – | 0.00% |
| Osaic Holdings, Inc. | 7 | 0.00% | $15 | – | 0.00% |
| BlackRock, Inc. | 1 | 0.00% | $2 | – | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | % of shares | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 14 | 1M | 18.3% | 1 / 5 | 3 / 5 | 1M | 0M |
| Q1 2026 | 18 | 0M | 6.8% | 10 / 4 | 1 / 3 | 0M | 0M |
| Q4 2025 | 12 | 0M | 2.7% | 4 / 0 | 2 / 5 | 0M | 0M |
| Q3 2025 | 13 | 0M | 1.9% | 4 / 1 | 2 / 2 | 0M | 0M |
| Q2 2025 | 11 | 0M | 4.2% | 10 / 0 | 1 / 0 | 0M | 0M |
| Q1 2025 | 1 | 0M | 0.3% | 1 / 0 | 0 / 0 | 0M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of SUNE | Value | % of fund | As of |
|---|---|---|---|---|---|
| Vanguard Extended Market Index Fund | 43,479 | 0.67% | $102.61K | 0.00% | Jun 30, 2026 |
| Fidelity Extended Market Index Fund | 30,980 | 0.48% | $42.13K | 0.00% | May 31, 2026 |
| Fidelity Series Total Market Index Fund | 5,194 | 0.08% | $7.06K | 0.00% | May 31, 2026 |
| Dimensional US Sustainability Core 1 ETF | 4,384 | 0.07% | $9.51K | 0.00% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | % of shares | Latest filing |
|---|---|---|---|---|
| Scott Maskin | Chief Executive Officer, Director, 10% owner | 554,736 | 8.52% | May 1, 2026 |
| James Robert Brennan | Chief Financial Officer | 123,269 | 1.89% | May 1, 2026 |
| Andrew Childs | Interim CFO | – | – | Dec 10, 2024 |
| Roger HD Lacey | Director | 3,344 | 0.05% | Dec 13, 2024 |
| Spring Hollis | Director | 2,610 | 0.04% | Dec 10, 2024 |
| Kevin Michael OConnor | Director | 322 | 0.00% | Dec 10, 2024 |
| AWM Investment Company, Inc. | 10% owner | 820,000 | 12.59% | Jun 18, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| James Robert Brennan Chief Financial Officer | Apr 14, 2026 | Buy | +123,254 | $1.77 | $218.16K | 123,269 |
| Scott Maskin Chief Executive Officer, Director, 10% owner | Apr 14, 2026 | Buy | +554,712 | $1.77 | $981.84K | 554,736 |
| Roger HD Lacey Director | Dec 11, 2024 | Buy | +1,200 | $2.85 | $3.42K | 1,520 |
| Roger HD Lacey Director | Dec 11, 2024 | Buy | +480 | $2.80 | $1.34K | 2,000 |
| Scott Maskin Director | Dec 11, 2024 | Buy | +3,500 | $2.81 | $9.84K | 4,590 |
| James Robert Brennan Chief Operating Officer | Dec 11, 2024 | Buy | +2,000 | $2.81 | $5.62K | 2,731 |
| Jeffrey J. Conroy 10% owner | Oct 10, 2024 | Buy | +350,704 | $0.12 | $42.08K | 2,210,704 |
| Jeffrey J. Conroy 10% owner | Oct 10, 2024 | Sale | −16,014 | $0.11 | $1.76K | 2,194,690 |
| Jeffrey J. Conroy 10% owner | Oct 9, 2024 | Sale | −29,010 | $0.11 | $3.19K | 1,860,000 |
| Jeffrey J. Conroy 10% owner | Oct 9, 2024 | Buy | +333,921 | $0.11 | $36.73K | 1,889,010 |
| Eric Ingvaldson CHIEF FINANCIAL OFFICER | Aug 21, 2024 | Sale | −2,663 | $0.87 | $2.32K | 7,625 |
| Tom Holland Director | Jun 14, 2024 | Buy | +3,000 | $1.31 | $3.93K | 5,012 |
| Randall D. Sampson Director | Jun 13, 2024 | Buy | +6,700 | $1.45 | $9.72K | 11,572 |
| Scott Maskin Director | Jun 13, 2024 | Buy | +15,000 | $1.43 | $21.45K | 54,544 |
| Roger HD Lacey Director | Jun 13, 2024 | Buy | +12,250 | $1.65 | $20.21K | 17,009 |
| Scott Honour Director | Jun 4, 2024 | Sale | −50,000 | $0.21 | $10.50K | 1,075,418 |
| Eric Ingvaldson CHIEF FINANCIAL OFFICER | May 15, 2024 | Tax withholding | −8,839 | $0.09 | $796 | 154,333 |
| Kyle Udseth CHIEF EXECUTIVE OFFICER, Director | May 15, 2024 | Tax withholding | −10,768 | $0.09 | $969 | 388,532 |
| Kristin Hlavka CORPORATE CONTROLLER | May 15, 2024 | Tax withholding | −7,906 | $0.09 | $712 | 93,928 |
| Kristin Hlavka CORPORATE CONTROLLER | Mar 20, 2024 | Tax withholding | −4,544 | $0.07 | $318 | 101,834 |
| Kyle Udseth CHIEF EXECUTIVE OFFICER, Director | Mar 20, 2024 | Tax withholding | −27,265 | $0.07 | $1.91K | 399,300 |
| Marilyn S. Adler Director | Jan 8, 2024 | Award | +15,000 | – | – | 30,190 |
| Scott Honour Director | Jan 8, 2024 | Award | +15,000 | – | – | 30,190 |
| Roger HD Lacey Director | Jan 8, 2024 | Award | +15,000 | – | – | 71,412 |
| Randall D. Sampson Director | Jan 8, 2024 | Award | +15,000 | – | – | 73,101 |
| Tom Holland Director | Jan 8, 2024 | Award | +15,000 | – | – | 30,190 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Nov 20, 2023 | Sale | −2,488 | $0.61 | $1.52K | 1,125,418 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Nov 17, 2023 | Sale | −4,600 | $0.62 | $2.85K | 1,127,906 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Nov 16, 2023 | Sale | −4,630 | $0.62 | $2.87K | 1,132,506 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Nov 15, 2023 | Sale | −9,616 | $0.65 | $6.25K | 1,137,136 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Nov 14, 2023 | Sale | −2,600 | $0.68 | $1.77K | 1,146,752 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Nov 3, 2023 | Other | −301,587 | – | – | 1,149,352 |
| Kyle Udseth CHIEF EXECUTIVE OFFICER, Director | Nov 3, 2023 | Other | −15,873 | – | – | 426,565 |
| Tom Holland Director | Nov 3, 2023 | Other | −1,518 | – | – | 21,102 |
| Eric Ingvaldson CHIEF FINANCIAL OFFICER | Oct 11, 2023 | Tax withholding | −8,392 | $0.86 | $7.22K | 163,172 |
| Kyle Udseth CHIEF EXECUTIVE OFFICER, Director | Sep 20, 2023 | Tax withholding | −23,240 | $0.97 | $22.54K | 442,438 |
| Kristin Hlavka CORPORATE CONTROLLER | Sep 20, 2023 | Tax withholding | −2,019 | $0.97 | $1.96K | 106,378 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Sep 13, 2023 | Sale | −22,100 | $1.01 | $22.32K | 1,450,939 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Sep 12, 2023 | Sale | −2,900 | $1.04 | $3.02K | 1,473,039 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Aug 21, 2023 | Sale | −50,000 | $1.05 | $52.50K | 1,475,939 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Aug 14, 2023 | Sale | −50,000 | $1.12 | $56.00K | 1,525,939 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Jun 15, 2023 | Sale | −5,310 | $1.40 | $7.43K | 1,575,939 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Jun 14, 2023 | Sale | −5,306 | $1.42 | $7.53K | 1,581,249 |
| Scott Maskin Director | Jun 14, 2023 | Gift | +45,000 | – | – | 582,391 |
| Randall D. Sampson Director | Jun 14, 2023 | Gift | +23,773 | – | – | 58,101 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Jun 13, 2023 | Sale | −11,016 | $1.46 | $16.08K | 1,586,555 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Jun 12, 2023 | Sale | −16,867 | $1.45 | $24.46K | 1,597,571 |
| Kyle Udseth CHIEF EXECUTIVE OFFICER, Director | May 15, 2023 | Award | +107,143 | – | – | 465,678 |
| Eric Ingvaldson CHIEF FINANCIAL OFFICER | May 15, 2023 | Award | +89,286 | – | – | 171,564 |
| Kristin Hlavka CORPORATE CONTROLLER | May 15, 2023 | Award | +66,071 | – | – | 107,837 |
| Kristin Hlavka CORPORATE CONTROLLER | Mar 20, 2023 | Tax withholding | −2,192 | $1.48 | $3.24K | 41,766 |
| Scott Maskin Director | Feb 10, 2023 | Gift | −45,000 | – | – | 537,391 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Dec 15, 2022 | Sale | −65,969 | $1.69 | $111.49K | 1,614,438 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Dec 14, 2022 | Sale | −44,650 | $1.85 | $82.60K | 1,680,407 |
| Scott Maskin Director | Nov 15, 2022 | Award | +69,091 | – | – | 582,391 |
| Eric Ingvaldson CHIEF FINANCIAL OFFICER | Oct 11, 2022 | Award | +82,278 | – | – | 82,278 |
| Northern Pacific Growth Investment Advisors, Llc 10% owner | Sep 28, 2022 | Other | −1,008,005 | – | – | 1,725,057 |
| Kyle Udseth CHIEF EXECUTIVE OFFICER, Director | Sep 20, 2022 | Award | +227,848 | – | – | 358,535 |
| Kristin Hlavka INTERIM CFO AND CONTROLLER | Sep 20, 2022 | Award | +37,975 | – | – | 43,958 |
| Marilyn S. Adler Director | Sep 20, 2022 | Award | +15,190 | – | – | 15,190 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.
Planned insider sales
Notices of proposed sale filed on Form 144 before shares are sold
| Seller | Filed | Shares | Market value | Planned sale | Acquired through |
|---|---|---|---|---|---|
| Lake Street Solar, LLC Shareholder | Jun 4, 2024 | 50,000 | $10.00K | Jun 4, 2024 | Private Placement |
| Lake Street Solar, LLC Shareholder | Nov 14, 2023 | 50,000 | $33.37K | Nov 14, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Nov 14, 2023 | 50,000 | $33.37K | Nov 14, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Sep 12, 2023 | 25,000 | $25.75K | Sep 12, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Sep 11, 2023 | 5,538 | $5.61K | Sep 11, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Sep 8, 2023 | 7,280 | $7.57K | Sep 8, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Sep 7, 2023 | 1,182 | $1.24K | Sep 7, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Sep 6, 2023 | 2,179 | $2.30K | Sep 6, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Sep 5, 2023 | 2,700 | $2.85K | Sep 5, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Sep 1, 2023 | 5,327 | $5.59K | Sep 1, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Aug 30, 2023 | 6,600 | $6.95K | Aug 30, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Aug 29, 2023 | 3,400 | $3.60K | Aug 29, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Aug 28, 2023 | 2,100 | $2.26K | Aug 28, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Aug 25, 2023 | 2,004 | $2.16K | Aug 25, 2023 | Private Placement |
| Lake Street Solar, LLC Shareholder | Aug 24, 2023 | 3,838 | $4.07K | Aug 24, 2023 | Private Placement |