SPMCNYSEFiscal year ends December 31Also trades as SPMA, SPME
Sound Point Meridian Capital, Inc.
$6.74−0.19 (-2.74%)
Close on Oct 19, 2026
- Market cap
- –
- P/E (TTM)
- –
- Dividend yield
- –
Ownership
Institutional holdings as of Jun 30, 2026, from 13F filings
Held by institutions
12M
Shares held, 13F filers
Institutional holders
15
6 new, 2 sold out
Net institutional buying
0M
In Q2 2026
Insider trades, 12 months
10 buys · 10 sales
Net bought $7.24K
Shares held by institutions
Holders of more than 5%
Latest Schedule 13D (active) or 13G (passive) filed by each holder
| Holder | Shares | % of class | Filing | As of |
|---|---|---|---|---|
| Assured Guaranty Ltd. | 5,297,083 | 26.50% | 13G (passive) | Jul 3, 2024 |
| Karpus Management, Inc. | 435,044 | 9.46% | 13G (passive) amendment | Jul 31, 2025 |
Top institutional holders
13F holdings as of Jun 30, 2026
| Holder | Shares | % of SPMC | Value | Change | % of portfolio |
|---|---|---|---|---|---|
| Kim, LLC | 10,790,928 | – | $106.83M | – | 10.65% |
| Bank Of America Corp /De/ | 500,000 | – | $4.95M | – | 0.00% |
| Goldman Sachs Group Inc | 474,329 | – | $4.70M | −763 | 0.00% |
| Everest Management Corp. | 100,437 | – | $994.33K | +3,618 | 0.37% |
| Allied Private Wealth LLC | 94,982 | – | $984.01K | New | 0.63% |
| Virtus Investment Advisers, Inc. | 52,537 | – | $520.12K | −14,605 | 0.12% |
| Advisory Solutions Group, LLC | 31,935 | – | $316.16K | New | 0.11% |
| Oppenheimer & Co Inc | 21,700 | – | $214.83K | +8,000 | 0.00% |
| Cerity Partners LLC | 15,243 | – | $150.91K | −5,027 | 0.00% |
| Raymond James Financial Inc | 12,484 | – | $123.59K | New | 0.00% |
| Prosperity Financial Group, Inc. | 10,199 | – | $100.97K | New | 0.03% |
| UBS Group AG | 9,059 | – | $89.69K | +4,739 | 0.00% |
| Morgan Stanley | 5,127 | – | $50.76K | −2,887 | 0.00% |
| Strategic Wealth Partners, Ltd. | 3,500 | – | $34.65K | New | 0.00% |
| Osaic Holdings, Inc. | 111 | – | $1.10K | New | 0.00% |
Institutional buying and selling by quarter
Positions opened, added to, reduced and closed by 13F filers
| Quarter | Holders | Shares held | New / added | Reduced / closed | Shares bought | Shares sold |
|---|---|---|---|---|---|---|
| Q2 2026 | 15 | 12M | 6 / 3 | 4 / 2 | 0M | 0M |
| Q1 2026 | 11 | 12M | 2 / 4 | 1 / 6 | 0M | 0M |
| Q4 2025 | 16 | 12M | 3 / 8 | 3 / 2 | 0M | 0M |
| Q3 2025 | 15 | 12M | 4 / 3 | 5 / 3 | 0M | 0M |
| Q2 2025 | 14 | 12M | 3 / 4 | 6 / 6 | 11M | 0M |
| Q1 2025 | 17 | 2M | 4 / 9 | 3 / 1 | 0M | 0M |
| Q4 2024 | 14 | 2M | 3 / 2 | 6 / 1 | 0M | 0M |
| Q3 2024 | 12 | 2M | 4 / 3 | 3 / 1 | 1M | 0M |
| Q2 2024 | 9 | 1M | 9 / 0 | 0 / 0 | 1M | 0M |
Top mutual fund and ETF holders
Latest monthly portfolio reports (Form N-PORT)
| Fund | Shares | % of SPMC | Value | % of fund | As of |
|---|---|---|---|---|---|
| Virtus Private Credit Strategy ETF | 52,537 | – | $544.28K | 1.79% | Jul 31, 2026 |
Officers, directors and major owners
People who filed Forms 3, 4 or 5 in the last two years
| Name | Role | Shares owned | Latest filing |
|---|---|---|---|
| Stephen Ketchum | Chairman, Director | 93,905 | Feb 18, 2026 |
| Ujjaval Desai | Chief Executive Officer, Director | 81,741 | Dec 16, 2025 |
| Daniel Steven Fabian | Chief Financial Officer | 0 | Jan 5, 2026 |
| Matthew E. Forstenhausler | Director | 12,496 | Aug 28, 2026 |
| Lana Lewin | Director | 492 | Nov 22, 2024 |
| Douglas Taylor Healy | Director | 500 | Nov 22, 2024 |
| Asset Strategies LLC AG | 10% owner | – | Feb 2, 2026 |
| Guaranty US Holdings Inc. Assured | 10% owner | 5,269,453 | Feb 2, 2026 |
| Guaranty Inc. Assured | 10% owner | 5,280,256 | Feb 2, 2026 |
| Guaranty Ltd Assured | 10% owner | 5,269,690 | Feb 2, 2026 |
| Guaranty Municipal Holdings Inc. Assured | 10% owner | 5,280,154 | Feb 2, 2026 |
Insider trades
Common stock transactions reported on Form 4, newest first
| Insider | Date | Transaction | Shares | Price | Value | Shares after |
|---|---|---|---|---|---|---|
| Matthew E. Forstenhausler Director | Aug 27, 2026 | Buy | +2,400 | $9.29 | $22.30K | 12,496 |
| Matthew E. Forstenhausler Director | Aug 26, 2026 | Buy | +1,600 | $9.21 | $14.74K | 10,096 |
| Matthew E. Forstenhausler Director | Aug 26, 2026 | Sale | −2,427.02 | $9.20 | $22.33K | 8,496 |
| Stephen Ketchum Chairman, Director | Feb 13, 2026 | Buy | +1,000 | $11.40 | $11.40K | 93,090 |
| Matthew E. Forstenhausler Director | Feb 13, 2026 | Buy | +2,000 | $11.50 | $23.00K | 9,644 |
| Guaranty US Holdings Inc. Assured 10% owner | Jan 29, 2026 | Sale | −237 | $14.32 | $3.39K | 5,269,453 |
| Guaranty Ltd Assured 10% owner | Jan 27, 2026 | Sale | −4,562 | $14.31 | $65.28K | 5,269,690 |
| Guaranty Ltd Assured 10% owner | Jan 23, 2026 | Sale | −305 | $14.29 | $4.36K | 5,274,252 |
| Guaranty US Holdings Inc. Assured 10% owner | Jan 14, 2026 | Sale | −1,650 | $14.48 | $23.89K | 5,274,557 |
| Guaranty US Holdings Inc. Assured 10% owner | Jan 13, 2026 | Sale | −165 | $14.50 | $2.39K | 5,276,207 |
| Guaranty US Holdings Inc. Assured 10% owner | Jan 12, 2026 | Sale | −3,782 | $14.72 | $55.67K | 5,276,372 |
| Matthew E. Forstenhausler Director | Dec 19, 2025 | Buy | +1,000 | $13.60 | $13.60K | 7,318 |
| Matthew E. Forstenhausler Director | Dec 18, 2025 | Buy | +4,118 | $13.60 | $56.00K | 6,318 |
| Matthew E. Forstenhausler Director | Dec 17, 2025 | Buy | +1,200 | $13.70 | $16.44K | 2,200 |
| Ujjaval Desai Chief Executive Officer, Director | Dec 16, 2025 | Buy | +1,000 | $13.37 | $13.37K | 81,741 |
| Ujjaval Desai Chief Executive Officer, Director | Dec 15, 2025 | Buy | +1,000 | $13.60 | $13.60K | 80,741 |
| Ujjaval Desai Chief Executive Officer, Director | Dec 12, 2025 | Buy | +1,162 | $13.84 | $16.08K | 79,741 |
| Guaranty Municipal Holdings Inc. Assured 10% owner | Nov 17, 2025 | Sale | −102 | $16.40 | $1.67K | 5,280,154 |
| Guaranty Inc. Assured 10% owner | Oct 28, 2025 | Sale | −266 | $16.69 | $4.44K | 5,280,256 |
| Guaranty Inc. Assured 10% owner | Oct 27, 2025 | Sale | −590 | $16.70 | $9.85K | 5,280,522 |
| Guaranty Inc. Assured 10% owner | Oct 24, 2025 | Sale | −1,882 | $16.64 | $31.32K | 5,281,112 |
| Ujjaval Desai Chief Executive Officer, Director | Oct 22, 2025 | Buy | +8,000 | $15.71 | $125.68K | 78,579 |
| Stephen Ketchum Chairman, Director | Oct 22, 2025 | Buy | +1,000 | $15.60 | $15.60K | 95,090 |
| Stephen Ketchum Chairman, Director | Oct 21, 2025 | Buy | +2,000 | $15.31 | $30.62K | 94,090 |
| Ujjaval Desai Chief Executive Officer, Director | Oct 20, 2025 | Buy | +12,000 | $15.36 | $184.32K | 70,579 |
| Stephen Ketchum Chairman, Director | Oct 20, 2025 | Buy | +5,000 | $15.61 | $78.05K | 92,090 |
| Guaranty Municipal Holdings Inc. Assured 10% owner | Oct 15, 2025 | Sale | −6,258 | $16.90 | $105.76K | 5,282,994 |
| Guaranty Ltd Assured 10% owner | Oct 14, 2025 | Sale | −1,227 | $17.38 | $21.33K | 5,289,252 |
| Guaranty Ltd Assured 10% owner | Oct 13, 2025 | Sale | −3,195 | $17.51 | $55.94K | 5,290,479 |
| Guaranty Ltd Assured 10% owner | Oct 9, 2025 | Sale | −3,409 | $17.78 | $60.61K | 5,293,674 |
| Stephen Ketchum Chairman, Director | Apr 11, 2025 | Buy | +2,000 | $18.49 | $36.98K | 29,326 |
| Stephen Ketchum Chairman, Director | Apr 10, 2025 | Buy | +2,000 | $18.15 | $36.30K | 27,326 |
| Stephen Ketchum Chairman, Director | Apr 9, 2025 | Buy | +2,000 | $18.48 | $36.96K | 25,326 |
| Matthew E. Forstenhausler Director | Nov 21, 2024 | Buy | +1,000 | $20.25 | $20.25K | 1,000 |
| Stephen Ketchum Chairman, Director | Nov 21, 2024 | Buy | +4,000 | $20.32 | $81.28K | 23,326 |
| Lana Lewin Director | Nov 20, 2024 | Buy | +492 | $20.45 | $10.06K | 492 |
| Douglas Taylor Healy Director | Nov 20, 2024 | Buy | +500 | $20.26 | $10.13K | 500 |
| Stephen Ketchum Chairman, Director | Nov 20, 2024 | Buy | +2,000 | $20.38 | $40.76K | 19,326 |
| Stephen Ketchum Chairman, Director | Nov 19, 2024 | Buy | +1,000 | $20.32 | $20.32K | 17,326 |
| Stephen Ketchum Chairman, Director | Nov 15, 2024 | Buy | +8,000 | $19.85 | $158.80K | 16,326 |
| Stephen Ketchum Chairman, Director | Nov 14, 2024 | Buy | +1,000 | $20.42 | $20.42K | 8,326 |
| Stephen Ketchum Chairman, Director | Aug 28, 2024 | Buy | +7,326 | $19.90 | $145.79K | 7,326 |
| Ivana Kovacic Fund chief compliance officer | Jul 26, 2024 | Buy | +0 | – | – | 0 |
| Stephen Ketchum Chairman, Director | Jun 17, 2024 | Buy | +50,001 | $20.00 | $1.00M | 50,001 |
| Kevin Gerlitz Chief Financial Officer | Jun 17, 2024 | Buy | +5,000 | $20.00 | $100.00K | 5,000 |
| Ujjaval Desai Chief Executive Officer, Director | Jun 17, 2024 | Buy | +50,001 | $20.00 | $1.00M | 50,001 |
Awards, option exercises, tax withholding and gifts are shown alongside open-market buys and sales. Each name links to the filing on SEC EDGAR.